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This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderived••• Locked

Regulatory AUM

$3.0B••• Locked

Discretionary RAUM

$2.8B

Private client RAUM

$2.9Bderived••• Locked

Private client share

97%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$603Mderived

Graph

RIA / Wealth Management

Canonical id

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First observed

Dec 6, 2011

Last observed

Mar 19, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.