A••• A•••••••

Advisor at S•••• I••••• S••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 5, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Aug 11, 2025	n/a	yes	Avon, CT\|Danbury, CT\|Litchfield, CT\|FORT LAUDERDALE, FL\|Westbrook, CT\|Trumbull, CT	Current employment
A••••••••• L•••	Other adviser	Jul 31, 2023	Jul 31, 2024	no	NEW YORK, NY

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	S•••• I••••• S••••••••• L••	Jul 31, 2024	Aug 11, 2025	376	Firm change	Other
M••••• A••••••• L••	A••••••••• L•••	Dec 31, 2022	Jul 31, 2023

Relationships

Registered with (4)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Jul 31, 2023 to Jul 31, 2024factForm ADV
→ M••••• A••••••• L••Registered adviserregistration: previous registration
Oct 20, 2021 to Dec 31, 2022factForm ADV
→ N• C••••••• L••Registered adviser

Dated events

Order

Occurred
31 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Dec 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 5, 2020
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.