DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
CHANDLER, AZ | MESA, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Nov 13, 2024 | n/a | yes | MESA, AZ|CHANDLER, AZ | Current employment |
| S•••• W••••• P••••••• | Independent wealth | Jul 26, 2017 | Nov 25, 2024 | no | GILBERT, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••• W••••• P••••••• | C••••• I••••••••• A••••••• L•• | Nov 25, 2024 | Nov 13, 2024 | -12 | Firm change | RIA to ibd |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | S•••• W••••• P••••••• | Nov 20, 2017 | Jul 26, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 20804:166808:AZ:2017-11-20 | Nov 20, 2017 | Jul 26, 2017 | TEMPE, AZ | Firm change after gap |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Independent wealth | Feb 13, 2015 | Nov 20, 2017 | no | SCOTTSDALE, AZ|SEDONA, AZ|TEMPE, AZ|TEMPE, AZ | Previous registration |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Apr 29, 2004 | Dec 20, 2007 | no | MESA, AZ|MESA, AZ | Previous registration |
| -117 |
| Firm change after gap |
| Other |
| T••••••• I••••••••• M••••••••• I••• | U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Dec 20, 2007 | Feb 13, 2015 | 2,612 | Firm change after gap | Other |