DFX Intelligence

•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

•••••• P•••••••

AND WEALTH PARTNERS, LLC, CRD 149136

BALTIMORE, MD

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Search this name across graphs

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Feb 23, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $508M••• Locked
Discretionary RAUM: $280M
Private client RAUM: $390Mderived••• Locked
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $169Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• H•••••• F•••	Certified Financial Planner	New York, NY \| BALTIMORE, MD	16	29	1	no
N•••••• B••• S••••••	n/a	BALTIMORE, MD	5	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• D••••• H••••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	03/2009	Feb 13, 2012	Feb 21, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$508M	$471M	7.9%	$321M	16.6%	5	4	1	1

Relationships

Registered with (3)

← C••••• B•••••Advisorregistration: current employment
Sep 18, 2023 to presentfactForm ADV
← N•••••• B••• S••••••Advisorregistration: current employment
Feb 4, 2021 to presentfactForm ADV
← D•••• H•••••• F•••Advisorregistration: current employment
Apr 5, 2010 to presentfactForm ADV

Controls (1)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 13, 2012
Last observed: Feb 23, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 23, 2016	$137M	$55.4M	7	2	n/a	n/a	n/a
2014	Feb 23, 2015	$266M	$49.4M	2	1	n/a	n/a	n/a
2013	Mar 14, 2014	$259M	$49.4M	3	1	n/a	n/a	n/a
2012	Feb 15, 2013	$235M	$42.4M	4	1	n/a	n/a	n/a
2011	Feb 13, 2012	$39.3M	$39.3M	n/a	n/a	n/a	n/a	n/a