DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at K••••• F••••• W••••• L••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• F••••• W••••• L•• | State registered | Sep 4, 2026 | n/a | yes | LOS ANGELES, CA | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Mar 27, 2024 | Aug 24, 2026 | no | Los Angeles, CA|El Segundo, CA|Los Angeles, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | K••••• F••••• W••••• L•• | Aug 24, 2026 | Sep 4, 2026 | 11 | Firm change | Wirehouse to state RIA |
| W•••• F•••• A••••••• | J••• M••••• S••••••••• L•• | Mar 11, 2020 | Mar 27, 2024 |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Mar 11, 2020 | no | LOS ANGELES, CA|SAN LUIS OBISPO, CA|MINNEAPOLIS, MN|LOS ANGELES, CA|BEVERLY HILLS, CA|MINNEAPOLIS, MN|TARPON SPRINGS, FL | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Aug 13, 2010 | Jan 3, 2011 | no | LOS ANGELES, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 7, 2010 | Aug 13, 2010 | no | LOS ANGELES, CA|THOUSAND OAKS, CA|THOUSAND OAKS, CA | Previous registration |
| 1,477 |
| Firm change after gap |
| Wirehouse to wirehouse |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| W•••• F•••• A••••••• | W•••• F•••• I••••••••• L•• | Aug 13, 2010 | Aug 13, 2010 | 0 | Firm change | Other |