DFX Intelligence

C•••••• N•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

C•••••• N•••••• D••••

Advisor at F•••• C•••••• I•••

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Sep 20, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• N•••••• D••••

Private equity principal · same individual CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C•••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C•••••• I•••	Mixed wealth	Aug 26, 2021	n/a	yes	NEW YORK, NY	Current employment
S••••• C•••••• A••••••• L••	Former SEC adviser	Sep 20, 2007	Nov 9, 2015	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• C•••••• A••••••• L••	F•••• C•••••• I•••	Nov 9, 2015	Aug 26, 2021	2,117	Firm change after gap	Other

Relationships

Registered with (2)

→ F•••• C•••••• I•••Registered adviserregistration: current employment
Aug 26, 2021 to presentfactForm ADV
→ S••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Sep 20, 2007 to Nov 9, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 20, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.