DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• C•••••• C••••
NEW YORK, NY | Greer, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• C•••••• C•••• | Bd affiliated wealth | Mar 8, 2023 | n/a | yes | Greer, SC|NEW YORK, NY | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 5, 2023 | Feb 22, 2023 | no | SAN DIEGO, CA|Midlothian, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | A•••• C•••••• C•••• | Feb 22, 2023 | Mar 8, 2023 | 14 | Firm change | RIA to ibd |
| J• W• C••• A•••••••• I••• | L•• F•••••••• L•• | Jan 4, 2023 | Jan 5, 2023 |
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Aug 7, 2018 | Jan 4, 2023 | no | Alexandria, VA|TAMPA, FL|Alexandria, VA|Midlothian, VA | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Mar 17, 2016 | Aug 1, 2018 | no | Harrisonburg, VA | Previous registration |
| U••••••••• W••••• M••••••••• L•• | Independent wealth | Feb 21, 2014 | Mar 16, 2016 | no | HARRISONBURG, VA | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Dec 17, 2010 | Feb 19, 2014 | no | LA VISTA, NE|ALEXANDRIA, VA|HARRISONBURG, VA | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Dec 21, 2010 | no | RICHMOND, VA | Previous registration |
| P••••••• G•••• | n/a | Feb 25, 2005 | Dec 31, 2006 | no | RICHMOND, VA | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Feb 14, 2002 | Jan 2, 2009 | no | RICHMOND, VA|RICHMOND, VA|MIDLOTHIAN, VA | Previous registration |
| Firm change |
| Ibd to RIA |
| S••••••••• A•••••• A•••••••• I••• | J• W• C••• A•••••••• I••• | Aug 1, 2018 | Aug 7, 2018 | 6 | Firm change | Ibd to RIA |
| U••••••••• W••••• M••••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Mar 16, 2016 | Mar 17, 2016 | 1 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | U••••••••• W••••• M••••••••• L•• | Feb 19, 2014 | Feb 21, 2014 | 2 | Firm change | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S••••••••• A•••••• A•••••••• I••• | Dec 21, 2010 | Dec 17, 2010 | -4 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | P••••••• G•••• | Jan 2, 2009 | Feb 25, 2005 | -1,407 | Firm change after gap | Other |
| P••••••• G•••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 31, 2006 | Jan 2, 2009 | 733 | Firm change after gap | Other |