DFX Intelligence

A••••• J••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A••••• J••• J••••••

Advisor at S•••••••• A••••••• L••

CORCORAN, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	n/a	yes	CORCORAN, MN	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Sep 6, 2023	Mar 31, 2025	no	MINNETONKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
L•• F•••••••• L••	F••••••• P••••••• A•• W•••••••• A•••••••	Jun 27, 2023	Sep 6, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
15296:8032:MN:2018-08-16	Aug 16, 2018	Aug 15, 2018	BLOOMINGTON, MN	Firm change
22589:8032:MN:2018-08-16	Aug 16, 2018	Aug 15, 2018	BLOOMINGTON, MN	Firm change

Relationships

Registered with (8)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 6, 2023 to Mar 31, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2021 to Jun 27, 2023factForm ADV
→ S•••••• R••••••••• A•••••••• L••

Dated events

Order

Occurred
27 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 12, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.