DFX Intelligence

K•••••• S•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K•••••• S•••• L•••••

Advisor at E••••• J••••

BROKEN ARROW, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jan 16, 2018	n/a	yes	BROKEN ARROW, OK	Current employment
L••••• A•••••• S•••••••• L••	n/a	Nov 4, 2016	May 23, 2017	no	TULSA, OK\|STILLWATER, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• A•••••••	E••••• J••••	Jan 17, 2018	Jan 16, 2018	-1	Firm change	Other
L••••• A•••••• S•••••••• L••	E••••• J••••	May 23, 2017	Jan 16, 2018

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Jan 16, 2018 to presentfactForm ADV
→ S•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jul 15, 2016 to Jan 17, 2018factForm ADV
→ L••••• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 4, 2016 to May 23, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 15, 2016
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.