DFX Intelligence

T••••• S••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

T••••• S••••• A•••••••

T••••• S••••• A•••••••, L.L.C., CRD 112251

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 22, 2016 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 22, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21.9M••• Locked
Discretionary RAUM: $15.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•••••••• L••••• J••	Manager	E	yes	07/2000	Mar 28, 2012	Mar 22, 2016
T•••••••• R•••••••• H•••	CHIEF COMPLIANCE OFFICER	Na	yes	12/2003	Mar 28, 2012	Mar 22, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•••• T••••••• • A••••••••• I•••	n/a	Former SEC adviser	$2.3B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 22, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$21.9M	$24.5M	-10.6%	$23.3M	-2.1%	2	2	n/a	n/a

Relationships

Affiliated with (2)

→ L•••• T••••••• • A••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← L•••• T••••••• • A••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← T•••••••• L••••• J••OwnerMANAGER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← T•••••••• R•••••••• H•••Owner

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2012
Last observed: Mar 22, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.