DFX Intelligence

M•••••• B•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner19 years in industry

M•••••• B•••••• P•••••

Advisor at M•• W••••• M••••••••• L••

TOMAH, WI | SUN PRAIRIE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• W••••• M••••••••• L••	Independent wealth	Oct 30, 2014	n/a	yes	SUN PRAIRIE, WI\|TOMAH, WI	Current employment
B•• H••••• F•••••••• A•••••••• I••	Former SEC adviser	Sep 4, 2012	Nov 14, 2014	no	MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	M•• W••••• M••••••••• L••	Nov 14, 2014	Oct 30, 2014	-15	Firm change	Other
C•••• I••••••••• S••••••• C••••	B•• H••••• F•••••••• A•••••••• I••	Aug 24, 2012	Sep 4, 2012

Relationships

Registered with (4)

→ M•• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 30, 2014 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 4, 2012 to Nov 14, 2014factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Nov 18, 2009 to Aug 24, 2012factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 1, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.