DFX Intelligence

E••• C••••••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor14 years in industry

E••• C••••••••• R•••••••

Advisor at L•••••••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• A•••••••• L••	Independent wealth	Mar 5, 2024	n/a	yes	EL DORADO HILLS, CA\|GRAND RAPIDS, MI	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Apr 26, 2022	Feb 22, 2024	no	PHOENIX, AZ\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	L•••••••• A•••••••• L••	Feb 22, 2024	Mar 5, 2024	12	Firm change	Other
S••••• M•••••••••	N••••••••• M••••• I••••••••• S•••••••••	Aug 16, 2021	Apr 26, 2022

Relationships

Registered with (4)

→ L•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 5, 2024 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 26, 2022 to Feb 22, 2024factForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Jun 18, 2021 to Aug 16, 2021factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
22 Feb 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 20, 2012
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.