DFX Intelligence

R••••• A• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

R••••• A• L••••••••

Advisor at I••••••••• A••••• I••••••••• M••••••••• L••

Medford, OR | ORLANDO, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••• I••••••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Oct 29, 2019	n/a	yes	Medford, OR\|ORLANDO, FL	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Mar 26, 2015	May 2, 2019	no	PHOENIX, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F•••••••• G•••• I••	I••••••••• A••••• I••••••••• M••••••••• L••	May 2, 2019	Oct 29, 2019	180	Firm change	Ibd to ibd
S•••••• N••••••• • C••••••• I•••••••••	S••••• F•••••••• G•••• I••	Mar 13, 2015	Mar 26, 2015

Relationships

Registered with (4)

→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Oct 29, 2019 to presentfactForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Mar 26, 2015 to May 2, 2019factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jan 22, 2015 to Mar 13, 2015factForm ADV
→ S•••••• P••••••• I••••••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 11, 2013
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.