DFX Intelligence

P••••••• C•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

P••••••• C•••• P••••••••

Advisor at P•••••• F•••••••• P•••••••• I•••

SAN DIEGO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 3, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• P•••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 23, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• P•••••••• I•••	Former SEC adviser	Sep 24, 2008	n/a	yes	SAN DIEGO, CA	Current employment
P•••••• F•••••••• P•••••••• L••	n/a	Mar 5, 2004	Feb 29, 2008	no	ESCONDIDIO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• F•••••••• P•••••••• L••	P•••••• F•••••••• P•••••••• I•••	Feb 29, 2008	Sep 24, 2008	208	Firm change	Other
P•••••• F•••••••• P•••••••	P•••••• F•••••••• P•••••••• L••	Nov 30, 2004	Mar 5, 2004

Relationships

Registered with (3)

→ P•••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Sep 24, 2008 to presentfactForm ADV
→ P•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2004 to Feb 29, 2008factForm ADV
→ P•••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Mar 3, 1998 to Nov 30, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 3, 1998
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.