DFX Intelligence

D••••• S•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

D••••• S•••••• G•••••

Advisor at A••• A••••••• P•••••••

Littleton, CO | NEW YORK, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Dec 8, 2024	n/a	yes	NEW YORK, NY\|Littleton, CO	Current employment
C•••••	Former SEC adviser	Jan 8, 2024	Mar 26, 2025	no	LITTLETON, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••	A••• A••••••• P•••••••	Mar 26, 2025	Dec 8, 2024	-108	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
312878:133535:CO:2025-03-26	Mar 26, 2025	Dec 8, 2024	LITTLETON, CO	Firm change after gap

Relationships

Registered with (2)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Dec 8, 2024 to presentfactForm ADV
→ C•••••Registered adviserregistration: previous registration
Jan 8, 2024 to Mar 26, 2025factForm ADV

Dated events

Order

Occurred
26 Mar 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 8, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.