DFX Intelligence

G••• R••••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

G••• R••••••• P•••

Advisor at P••••••••• C•••••• A•••••••

ARDEN, NC | WESTLAKE, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C•••••• A•••••••	Independent wealth	Dec 21, 2012	n/a	yes	ARDEN, NC\|WESTLAKE, OH	Current employment
I• A••••••• S•••••••• I•••	Former SEC adviser	Jul 26, 2010	Nov 15, 2012	no	ARDEN, NC\|BEDMINSTER, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	P••••••••• C•••••• A•••••••	Nov 15, 2012	Dec 21, 2012	36	Firm change	Other
N••• F•••••••• G••••• I•••	I• A••••••• S•••••••• I•••	Jul 26, 2010	Jul 26, 2010

Relationships

Registered with (4)

→ P••••••••• C•••••• A•••••••Registered adviserregistration: current employment
Dec 21, 2012 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 26, 2010 to Nov 15, 2012factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 21, 2006 to Jul 26, 2010factForm ADV
→ Q•••••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 24, 2006
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.