E••• M• G•••

Advisor at M••••••• L••

CHARLOTTE, NC | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• L••	Independent wealth	Sep 27, 2024	n/a	yes	NEW YORK, NY\|CHARLOTTE, NC	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jan 28, 2014	Oct 8, 2024	no	BALLSTON SPA, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	M••••••• L••	Oct 8, 2024	Sep 27, 2024	-11	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:333038:NY:2024-09-30	Oct 8, 2024	Sep 27, 2024	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ M••••••• L••Registered adviserregistration: current employment
Sep 27, 2024 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2014 to Oct 8, 2024factForm ADV

Dated events

Order

Occurred
8 Oct 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.