DFX Intelligence

N•••••••• M•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

N•••••••• M•••••• D••••••

Advisor at V•••••• W•••••

Scottsdale, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• W•••••	State registered	Jun 26, 2026	n/a	yes	Scottsdale, AZ	Current employment
C••••••• W••••• A•••••••• L••	Independent wealth	Jun 21, 2021	Aug 8, 2025	no	BELLEVUE, WA\|Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• W••••• A•••••••• L••	V•••••• W•••••	Aug 8, 2025	Jun 26, 2026	322	Firm change	RIA to state RIA
N••••••••• M••••• I••••••••• S•••••••••	C••••••• W••••• A•••••••• L••	Jun 14, 2021	Jun 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:314466:WA:2021-06-14	Jun 14, 2021	Jun 21, 2021	SEATTLE, WA	Firm change

Relationships

Registered with (3)

→ V•••••• W•••••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ C••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2021 to Aug 8, 2025factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Oct 1, 2012 to Jun 14, 2021factForm ADV

Dated events

Order

Occurred
8 Aug 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 1, 2012
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.