DFX Intelligence

K•••••• M•••••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

K•••••• M•••••••• E•••••

Advisor at W••••••••• R••••••••• A•••••••

Denver, CO | ALISO VIEJO, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• R••••••••• A•••••••	Institutional manager	Aug 30, 2023	n/a	yes	Denver, CO\|ALISO VIEJO, CA	Current employment
B•••••••• W••••• M••••••••• L••	Former SEC adviser	Jul 12, 2023	Jul 19, 2023	no	Denver, CO\|BLOOMINGTON, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	B•••••••• W••••• M••••••••• L••	Jul 19, 2023	Jul 12, 2023	-7	Firm change	RIA to RIA
B•••••••• W••••• M••••••••• L••	W••••••••• R••••••••• A•••••••	Jul 19, 2023	Aug 30, 2023

Relationships

Registered with (4)

→ W••••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Aug 30, 2023 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Dec 17, 2021 to Jul 19, 2023factForm ADV
→ B•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2023 to Jul 19, 2023factForm ADV
→ L•••••• I••••••••• A•••••••• L••

Dated events

Order

Occurred
19 Jul 2023
Advisor changed firm2 events
K•••••• M•••••••• E•••••: advisor changed firm, 2 firms, on 19 Jul 2023
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2021
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.