DFX Intelligence

D•••••• B••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

D•••••• B••• S••••

Advisor at P•••••••

ROSEVILLE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 22, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••	State registered	Nov 24, 2025	n/a	yes	ROSEVILLE, CA	Current employment
E••••• A•••••••	State registered	Jun 15, 2023	Nov 29, 2023	no	HOUSTON, TX\|Roseville, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• I••••••••• L••	E••••• A•••••••	Dec 18, 2023	Jun 15, 2023	-186	Firm change after gap	RIA to state RIA
E••••• A•••••••	P•••••••	Nov 29, 2023	Nov 24, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
306790:323700:TX:2023-12-18	Dec 18, 2023	Jun 15, 2023	HOUSTON, TX	Firm change after gap

Relationships

Registered with (8)

→ P•••••••Registered adviserregistration: current employment
Nov 24, 2025 to presentfactForm ADV
→ E••••• I••••••••• L••Registered adviserregistration: previous registration
Jan 15, 2021 to Dec 18, 2023factForm ADV
→ E••••• A•••••••Registered adviserregistration: previous registration
Jun 15, 2023 to Nov 29, 2023factForm ADV
→ P••••••••• P•••• A•••••••

Dated events

Order

Occurred
18 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
29 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 22, 1999
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.