DFX Intelligence
Reading the graph
Reading the graph
a 25% RAUM move on a large firm is a dated business event; declines name acquisition and recruiting targets, rises name winners. Evidence class: derived; source SEC Form ADV filing data 2011-2024 (FOIA extract).
B•••••••• F•••••••• A••••••• · firm
computed from facts with a stated formula and window
DFX product: Advisor Recruiting Intelligence
B•••••••• F•••••••• A••••••• reported RAUM $1.4B, up 46% from $966.6M (2026-04-30 to 2026-07-24)
Why now: Dated 2026-07-24 (filing); first seen by DFX 2026-09-15.
Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, PE sponsors.
the move is a reporting-basis change on the ADV
No credit, portfolio or investment lead on the roster.
the move is a reporting-basis change on the ADV
Not yet on record: USD RAUM, historical lift, median warning.
Rank 40.0: consequence 2, commercial 4, timeliness 4, novelty 5, confidence 5, magnitude 0, affected 1, actionability 2
Family: raum change · public · computed today