| LARRY WAYNE DEYOUNG | n/a | South Holland, IL | CHARLOTTE, NC | 4 | 36 | 1 | no |
| Andrea Louise Swope | n/a | Charlotte, NC | CHARLOTTE, NC | 3 | 17 | 8 | yes |
| CHRISTOPHER B. KEMPER | n/a | CHARLOTTE, NC | Mint Hill, NC | 3 | 24 | 2 | yes |
| MICHAEL BRIAN KOMARA | Chartered Financial Consultant | CHARLOTTE, NC | Naples, FL | 2 | 30 | 5 | no |
| David L Rogers | n/a | Tampa, FL | CHARLOTTE, NC | 2 | 21 | 7 | no |
| Nicholas Andrew Davis | n/a | CHARLOTTE, NC | Weare, NH | 2 | 13 | 2 | no |
| Sarah Lee Davis | n/a | Weare, NH | CHARLOTTE, NC | 2 | 11 | 2 | no |
| STEVEN JOHN MROZEK | n/a | Raleigh, NC | CHARLOTTE, NC | New Castle, PA | 2 | 27 | 4 | yes |
| ADAM PATRICK SCHERER | Certified Financial Planner | CHARLOTTE, NC | West Hartford, CT | 2 | 18 | 3 | no |
| Eric J Warren | n/a | CHARLOTTE, NC | Hendersonville, NC | 1 | 10 | 1 | no |
| Hunter Mirek Boyd | n/a | CHARLOTTE, NC | Lexington, KY | 1 | 18 | 1 | yes |
| CHRISTOPHER ALLAN WATTS | n/a | Lexington, KY | CHARLOTTE, NC | 1 | 21 | 3 | yes |
| BRADLEY GENE NAGEL | n/a | Green Bay, WI | CHARLOTTE, NC | Cape Coral, FL | 1 | 31 | 2 | no |
| BRIAN JOHN VERSEY | n/a | CHARLOTTE, NC | Green Bay, WI | 1 | 27 | 2 | no |
| JEFFREY MARLIN PHILLIPS | n/a | CHARLOTTE, NC | Greensboro, NC | 1 | 39 | 5 | yes |
| LORI HOOPER HADDOCK | Certified Financial Planner | Greensboro, NC | CHARLOTTE, NC | 1 | 14 | 3 | yes |
| WILLIAM BRADLEY SMITH | n/a | CHARLOTTE, NC | Greensboro, NC | 1 | 29 | 3 | yes |
| DWAIN MICHAEL GULLION | n/a | CHARLOTTE, NC | Greensboro, NC | 1 | 34 | 5 | no |
| Graham Andrew Jones | Certified Financial Planner | Greensboro, NC | CHARLOTTE, NC | 1 | 10 | 3 | yes |
| Shepard Clay Ottaway | n/a | CHARLOTTE, NC | Greesboro, NC | 1 | 11 | 2 | yes |
| RICHARD VAN DYKE WESTOVER | n/a | CHARLOTTE, NC | Greensboro, NC | 1 | 11 | 2 | yes |
| MICHAEL L ALLISON | n/a | Savannah, GA | CHARLOTTE, NC | 1 | 19 | 13 | no |
| ROBERT MALLORY FREEMAN | Certified Financial Planner|Chartered Financial Consultant | Richmond, VA | CHARLOTTE, NC | 0 | 29 | 4 | no |
| PATRICK JAY GALVIN | Certified Financial Planner|Chartered Financial Consultant | CHARLOTTE, NC | Charlotte, NC | 0 | 12 | 2 | yes |
| Luis Miguel Dieguez | n/a | CHARLOTTE, NC | Charlotte, NC | 0 | 14 | 1 | yes |