DFX Intelligence

••• Locked | DFX Data Factory

NewDerived metricAdvisor Recruiting IntelligenceAug 28, 2026 · first seen 8 days ago

••• Locked

a 25% RAUM move on a large firm is a dated business event; declines name acquisition and recruiting targets, rises name winners. Evidence class: derived; source SEC Form ADV filing data 2011-2024 (FOIA extract).

A•••••••• C•••••• L•• · firm

computed from facts with a stated formula and window

Happened 2026-08-28First seen 2026-09-15

Confidence: 100%
Parties affected: 1, 1 who benefit

Open the record

DFX product: Advisor Recruiting Intelligence

What changed

A•••••••• C•••••• L•• reported RAUM $13.0B, up 44% from $9.0B (2026-07-02 to 2026-08-28)

Why now: Dated 2026-08-28 (filing); first seen by DFX 2026-09-15.

Who this matters to

only relationships the graph supports

Primary

A•••••••• C•••••• L••mixed
the firm whose RAUM moved. the filing's own number · DFX signal history · Aug 28, 2026

Potential beneficiaries

RIA aggregators (class)favourable
acquires firms in transition. a large move precedes a transaction · class level, no firm named

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, PE sponsors.

What would make this wrong

the move is a reporting-basis change on the ADV

Who would own this decision

public roster names; business contact details are an account feature

D•••• M•••••• S••••• · Chief Investment Strategist, Partner · A•••••••• C•••••• L••

Everyone else on the roster (2)

C••• R••••••• A•••• · Managing Director, Private Client Group, Partner · A•••••••• C•••••• L••
C••••••••• C•••• F••••••• · Managing Partner · A•••••••• C•••••• L••

Evidence

Evidence, method and the rank's parts

Sources

SEC Form ADV filing data 2011-2024 (FOIA extract) · Aug 28, 2026adviserinfo.sec.gov

What would make this less concerning

the move is a reporting-basis change on the ADV

Actionability, eleven dimensions (0 to 5)

novelty5
confidence5
timeliness5
actionability2
affected entities1
economic magnitude0
financing consequence1
portfolio consequence1
commercial consequence4
investment consequence2
fundraising consequence1

More advisor recruiting intelligence signals

T•• I••••••••• A•••• M••••••••• 2• L••exposure unknownSep 13, 2026
A•••••• M••••••••• L• D•••• A••••••exposure unknownSep 11, 2026
A••• M••••••••• L••exposure unknownSep 9, 2026

All 162 advisor recruiting intelligence signals

Not yet on record: USD RAUM, historical lift, median warning.