••• Locked

4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Amarillo, TX) for L•• F•••••••• L•• on the same day

Why now: Dated 2026-09-18 (filing); first seen by DFX 2026-09-23.

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.

advisors

exposure unknown

not known

State

New

Historical signal

not measured as a predictor

Confidence

85%

a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).

the registrations are a re-registration under a renamed firm

DFX product: Advisor Recruiting Intelligence

• M•••••• J•• A•••••• · President and Chief Financial Officer · L•• F•••••••• L••
• A••••• A•••••••• B•••• · Managing Director, Chief Legal Officer and Director · L•• F•••••••• L••
• L••••••• S••• D••••• · Managing Director, Chief Human Capital Officer · L•• F•••••••• L••
• T••••••• S••••• E•••• · Director; Chairman of The Executive Officer · R•••••• J•••• F•••••••• S••••••• A•••••••• I••
• S•••••• B•••••• R••• · Director; President; Chief Executive Officer · R•••••• J•••• F•••••••• S••••••• A•••••••• I••
• R••••• L• B••••• · Chief Operating Officer · R•••••• J•••• F•••••••• S••••••• A•••••••• I••