3 advisors left L•• F•••••••• L•• (Jefferson City, MO) for T•• A•••••••• G•••• on the same day

Why now: Dated 2026-08-11 (filing); first seen by DFX 2026-09-15.

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.

advisors

exposure unknown

basis UNKNOWN

State

New

Historical signal

not measured as a predictor

Confidence

0.85

a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).

DFX product: Advisor Recruiting Intelligence

• T••••• J• G•••••• · Chief Executive Officer · T•• A•••••••• G••••
• D•••• Y••• H•• · Chief Compliance Officer · T•• A•••••••• G••••
• J•••• A••••• K••••••• · Chief Operating Officer · T•• A•••••••• G••••
• M•••••• J•• A•••••• · President and Chief Financial Officer · L•• F•••••••• L••
• A••••• A•••••••• B•••• · Managing Director, Chief Legal Officer and Director · L•• F•••••••• L••
• L••••••• S••• D••••• · Managing Director, Chief Human Capital Officer · L•• F•••••••• L••