2 advisors left E•••••••• A•••••••• L•• (New York, NY) for M•• I•••••••• S•••••••• L•• on the same day

Why now: Dated 2026-08-11 (filing); first seen by DFX 2026-09-15.

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.

advisors

exposure unknown

basis UNKNOWN

State

New

Historical signal

not measured as a predictor

Confidence

0.85

a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).

DFX product: Advisor Recruiting Intelligence

• V••••• C•••••• B••••• · Chief Executive Officer, President and Chairman of The Board · M•• I•••••••• S•••••••• L••
• E••••• K••• D••• I•• · Chief Legal Officer, Secretary and Vice President · M•• I•••••••• S•••••••• L••
• D•••• M•••• M••• · Vice President and Chief Operations Officer · M•• I•••••••• S•••••••• L••
• C•••••••• J•••• C••••• · Vice President and General Counsel · E•••••••• A•••••••• L••
• G••• M•••• J•••• · Vice President and Financial Crime Officer · E•••••••• A•••••••• L••
• D•••• W••••••• K••• · Chairman of The Board and Chief Executive Officer · E•••••••• A•••••••• L••