DFX Intelligence

A••••••• A•••• A•••••••• L•• reported RAUM $2.5B, up 45% from $1.7B (2026-03-27 to 2026-07-27) | DFX Data Factory

NewDerived metricAdvisor Recruiting IntelligenceJul 27, 2026 · first seen 7 days ago

A••••••• A•••• A•••••••• L•• reported RAUM $2.5B, up 45% from $1.7B (2026-03-27 to 2026-07-27)

A••••••• A•••• A•••••••• L•• · firm

computed from facts with a stated formula and window

Happened 2026-07-27First seen 2026-09-15

USD RAUM: Not established
Confidence: 100%
Historical lift: Not collected
Median warning: Not collected
Parties affected: 1, 1 who benefit

What changed

A••••••• A•••• A•••••••• L•• reported RAUM $2.5B, up 45% from $1.7B (2026-03-27 to 2026-07-27)

Why now: Dated 2026-07-27 (filing); first seen by DFX 2026-09-15.

Who this matters to

only relationships the graph supports

Primary

AFFINITY ASSET ADVISORS, LLCmixed
the firm whose RAUM moved. the filing's own number · df_pub_event.subject

Potential beneficiaries

RIA aggregators (class)favourable
acquires firms in transition. a large move precedes a transaction · class

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, PE sponsors.

Economic footprint

probability and consequence kept apart

USD RAUM: exposure unknown
State: New
Historical signal: not measured as a predictor
Confidence: 1.00

Why it matters

a 25% RAUM move on a large firm is a dated business event; declines name acquisition and recruiting targets, rises name winners. Evidence class: derived; source SEC Form ADV filing data 2011-2024 (FOIA extract).

What would make this wrong

the move is a reporting-basis change on the ADV

What to do next

workflow actions, never advice

Open firm View filing history

DFX product: Advisor Recruiting Intelligence

Who would own this decision

public roster names; business contact details are an account feature

M•••••• C•• · Co-Founder, Managing Partner and Portfolio Manager | Managing Member · A••••••• A•••• A•••••••• L••
J••••••• B••••••• C•• · Co-Founder and Chief Compliance Officer | Member · A••••••• A•••• A•••••••• L••
D••••• B•••• H••••• · Chief Investment Officer | Member · A••••••• A•••• A•••••••• L••

Evidence

Evidence, method and the rank's parts

Sources

SEC Form ADV filing data 2011-2024 (FOIA extract) · Jul 27, 2026adviserinfo.sec.gov

What would make this less concerning

the move is a reporting-basis change on the ADV

Actionability, eleven dimensions (0 to 5)

novelty5
confidence5
timeliness4
actionability2
affected entities1
economic magnitude0
financing consequence1
portfolio consequence1
commercial consequence4
investment consequence2
fundraising consequence1

More advisor recruiting intelligence signals

NewDerived metricAdvisor Recruiting Intelligence

T•• I••••••••• A•••• M••••••••• 2• L•• reported RAUM $92.7M, down 65% from $264.7M (2026-08-25 to 2026-09-13)

Dated 2026-09-13 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceSep 13, 2026 · seen 7 days ago

NewDerived metricAdvisor Recruiting Intelligence

A•••••• M••••••••• L• D•••• A•••••• reported RAUM $838.6M, up 58% from $531.5M (2026-03-31 to 2026-09-11)

Dated 2026-09-11 (filing); first seen by DFX 2026-09-15.

Exposure

A••••••• A•••• A•••••••• L•• reported RAUM $2.5B, up 45% from $1.7B (2026-03-27 to 2026-07-27)

T•• I••••••••• A•••• M••••••••• 2• L•• reported RAUM $92.7M, down 65% from $264.7M (2026-08-25 to 2026-09-13)

A•••••• M••••••••• L• D•••• A•••••• reported RAUM $838.6M, up 58% from $531.5M (2026-03-31 to 2026-09-11)

A••• M••••••••• L•• reported RAUM $220.2M, down 49% from $428.7M (2026-03-28 to 2026-09-09)

L••• O•• F••••• O•••••• L•• reported RAUM $0, down 100% from $158.3M (2025-02-03 to 2026-09-09)

V•••••• C•••••• M••••••••• I••• reported RAUM $1.5B, up 115% from $692.7M (2026-03-31 to 2026-09-04)

L••••• M••••••••• L• reported RAUM $367.2M, up 74% from $210.7M (2026-03-30 to 2026-09-04)