Family office profile

I•• I••••••••• A•••••••• L••

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San Diego, CAOutsourced family office provideridentity confidence 60%Top 500 by research priority

Why this class: registered adviser offering family office services among its advisory services ('may select advise on and/or offer private funds and limited ').

Not yet hand-verified
Last observed Sep 23, 2026 · 85 observations · 3 sources
5 people · 0 investments · 268 public positions · 191 events

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.

Overview
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Profile completeness 53% (high value, high value deep; the most valuable missing fact is direct investments)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
Classification
Outsourced family office provider
Description
unknown
Headquarters
San Diego, CA
Office address
••• Locked
Business phone
••• Locked
Website
unknown
Year established
unknown
Assets under management
unknown
Foundation assets (IRS)
$9,582 across 1 related private foundation, per the IRS master file; the foundation's assets, not the office'sFact
Capital scale
Reported office AUM: unknown. 13F disclosed value $696M. Regulatory AUM $4.1B. Related foundation assets $9,582. These are different facts and are never added together.
Regulatory AUM (Form ADV)
$4.1B as of Mar 25, 2026, the adviser's regulatory assets, not the family's wealthFact
SEC registration
RIA since Mar 3, 2010 · 39 employeesFact
Client mix (Form ADV 5.D)
Corporations: 503 ($2.2B); Pension plans: 4 ($3.4M); Charitable organizations: 4 ($873,769); High net worth individuals: 762 ($1.3B); Pooled investment vehicles: 9 ($666M)Fact
Private funds advised
1 (PE n/a, VC n/a, hedge n/a, real estate n/a), gross assets $20.7MFact
Form 13F
$696M across 269 positions, quarter ended Jun 30, 2026. Long 13(f) securities only; never the whole portfolio.Fact
Elsewhere in DFX
Independent Sponsor Intelligence (shared crd)
Classification history
  • Sep 12, 2026Outsourced family office provider 60%registered adviser offering family office services among its advisory services ('may select advise on and/or offer private funds and limited ')Inference
Family and wealth origin
show
Family served
unknown
Source of wealth
unknown
Operating company origin
unknown

Not on the record yet. Family and wealth-origin claims are written only from cited public sources.

Team
5 peopleshow
PersonTitleResponsibilityBusiness contactSource
A••••• G•••••••••Chairman / Trustee of the A••• TrustLeadershipnone on record
A•••••• B•••••Chief Executive Officer / Trustee of t•• B••••• F••••• T••••Leadershipnone on record
D••••• L•••••••CHIEF COMPLIANCE OFFICEROperations and finance
phone: ••• Locked (published by the subject, Aug 12, 2026)
sec.gov Fact
D••••• N•• L•••••••Chief Compliance OfficerOperations and financenone on record
M••••• E•••••••• S••• A•••••CfoOthernone on record
Office contact points
Business phone: ••• Locked (published by the subject) adviserinfo.sec.gov
Office address: ••• Locked (published by the subject) adviserinfo.sec.gov
Office address: ••• Locked (published by the subject) sec.gov
Investment mandate
show

••• Locked

Stated (their words, cited)
No cited statement of mandate on the record.
Observed (from the investment record)
No investments on the record yet, so nothing is observed.
Inferred (regulatory shape and team)
Public equity book
$582M Inference
13F table value, quarter ended 2026-03-31; long 13(f) securities only
Invests directly
unknown
Allocates to managers
unknown
Asset classes
unknown
Sectors
unknown
Geography
unknown
Check size
unknown
Direct investments
show
No substantiated direct investment on the record. Absence here is absence of evidence, not evidence of absence.
Its own private funds (Form ADV Schedule D 7.B.(1))

Each fund as the office reported it on its own Form ADV. Gross asset value is the fund's assets on the filing date, not a fund size and not capital raised; the related share is what the adviser and its related persons own, which the SEC does not extend to the family's trusts.

FundTypeGross asset valueRelated shareReportedForm D
C••••• A••••••••• I•••••Other Private Fund$86.9M
Mar 27, 2024
0%Mar 27, 2024 to now
I•• A•• F•••Other Private Fund$85.9M
Mar 27, 2024
0%Oct 20, 2021 to now
I•• G• F•••Other Private Fund$28.1M
Mar 27, 2024
0%Oct 20, 2021 to now
I•• A••••••••• I••••••••• F••• U• L•Other Private Fund$8.0M
Mar 27, 2024
0%Oct 5, 2023 to now021-487702
I•• S•••••••• I• L•Other Private Fund$2.0M
Mar 27, 2024
0%Mar 27, 2024 to now021-440651
Fund and manager relationships
show
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdings
40 positionsshow
Form 13F holdings

Top 40 positions of 269 for the quarter ended Jun 30, 2026; $461M shown of $696M reported. Long 13(f) securities only. Never presented as the whole portfolio.

IssuerClassValueSharesWeight
S•••• S•• S••• S•• 5•• E•• T•TR UNIT$54.5M72,9447.8%
N••••• C•••••••••COM$38.1M190,3515.5%
A••••• C•• I••COM$23.6M98,9143.4%
A•••• I••COM$22.6M78,0403.2%
A••••••• I••CAP STK CL A$20.5M57,5033.0%
M••••• T••••••••• I••COM$18.5M15,9892.7%
I•••••• T•TRUST ISHARE 0-1$17.1M154,8732.5%
I•••••• E••••••• T••••• F• T•S&P500 EQL WGT$16.1M75,7632.3%
P••••••••• C•••COM$15.6M71,2532.2%
M•••••••• C•••COM$13.6M36,4002.0%
I•••••• Q•• T•UNIT SER 1$13.0M17,7121.9%
M••••• U•• I••COM$12.1M22,4221.7%
O•••••• A••••••••• I••COM$11.1M120,9601.6%
G•••• A••••••••• S•• D• C•SPONSORED ADS$10.6M591,6571.5%
I•••••• T•7-10 YR TRSY BD$10.3M108,6901.5%
I•••••• T•IBOXX INV CP ETF$9.6M87,6601.4%
M••• P•••••••• I••CL A$9.5M16,9441.4%
V••••••• I•••• F••VALUE ETF$8.6M39,6081.2%
P••• A••• N••••••• I••COM$8.6M25,1611.2%
I•••••• T•20 YR TR BD ETF$8.2M94,3811.2%
S••••••••• I••••••••• I••COM$8.1M103,4131.2%
H•••• C••• N••CL A$7.9M30,4891.1%
B••••••• I••COM$7.7M20,2901.1%
J••• I• T•• B•• I••COM$7.4M469,3001.1%
G•••••• S•••• G•••• I••COM$7.3M7,2501.1%
V••••••• I••• E••••• I•••• F•FTSE EUROPE ETF$6.9M78,4861.0%
G• V•••••• I••COM$6.9M5,8891.0%
V••••••• S••••••••• F••LONG TERM TREAS$6.0M109,1650.9%
I•••••• T•0-5YR INVT GR CP$6.0M119,2830.9%
V••••••• I•••• F••S&P 500 ETF SHS$5.8M8,4970.8%
T•••• I••COM$5.8M13,7840.8%
A••• H••• N•N Y REGISTRY SHS$5.8M2,9090.8%
O•• G•••• I••COM$5.3M548,0630.8%
I•••••• I••MSCI JAPAN ETF$4.9M52,4750.7%
S••• G••• T•G••• SHS$4.9M13,2380.7%
B•••••••• H••••••• I•• D••CL B NEW$4.7M9,4500.7%
A••••••• M•••• D•••••• I••COM$4.7M8,1260.7%
J••••••• C•••• • C•COM$4.6M14,0090.7%
S••• S••••• T••••ST STR BLO 1 ETF$4.5M49,5670.7%
G••••••• T••• • R••• C•COM$4.3M651,2950.6%
Changes between the last two quarters
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Real estate
show
No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investors
show
No co-investor on the record.
Independent sponsor relationships
show
No cited relationship to an independent sponsor. This office is also on the sponsor graph; see Elsewhere in DFX above.
Related entities
4show
Signals and timeline
9show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 9 events. 13F position changes are under Public stakes and holdings.

Sources and evidence
85show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 85 shown.

Score components
Freshness
+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (1 days)
Contactability
+30 n•••• d••••••••• (••• Locked)
+20 v••••••• b••••••• p••••• (2)
+10 o••••• a••••••
Data confidence
+10 p•••••
+5 p••••• h•••••••
+10 r••••••••• r•••••
+15 i••••••••• s•••••• (3 sources)
Active deployment
no components; scored 0
Exists confidence
+50 r••••••••• i••••••••• •••• C•• o• E•••
+30 i••••••••• s•••••• (3 sources)
Research priority
+18 c•••••• s•••• ••••••• o• 1••• R•••• A••• f••••••••• a•••••• ($4,136,495,918)
+10 F••• D• v••••••• l•••••
+5 o• a•••••• D•• g••••
+2 n• w•••••• k•••• •••••••• w•••• f••• o•••
+0 r••• (120)
Mandate confidence
no components; scored 0
Identity confidence
+60 c••••••••• (••• Locked)
Real estate propensity
no components; scored 0
Co investment propensity
no components; scored 0
Family identity confidence
no components; scored 0
Private markets propensity
no components; scored 0
Current activity confidence
+25 f•••• a• 1•• f•• a• r••••• q•••••• ••• e••••• o•••••••• n•• d•••••••••
+25 a• s••••••••• f••• w••••• 1• m••••• (1 days)
External manager propensity
no components; scored 0
Direct investment propensity
no components; scored 0
Independent sponsor propensity
no components; scored 0
FactValueEffectiveSourceClass
Form ADV firm typeRIAMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Form ADV admission signalservices_descriptionMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Latest Form ADV filing2026-03-25Mar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)I•• I••••••••• A•••••••• L••Sep 21, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)I•• I••••••••• A•••••••• L••Sep 20, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)I•• I••••••••• A•••••••• L••Sep 19, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)I•• I••••••••• A•••••••• L••Sep 11, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other services (Form ADV)••• LockedMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Private funds reported (latest Form ADV)5Mar 27, 2024SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Gross assets of its private funds$211MMar 27, 2024SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Share of its funds owned by itself and related personsNMar 27, 2024SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govInference
Advisory services (Form ADV 5.G)portfolio_management_individuals,portfolio_management_pooled_vehicles,portfolio_management_businesses_institutions,otherMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Form ADV statusApprovedMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
SEC status effective2010-03-03Mar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices17Sep 21, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices17Sep 20, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices17Sep 19, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices17Sep 11, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Business phone••• LockedMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
High net worth clients762Mar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Client mix (Form ADV 5.D){"corporations":{"clients":503,"raum_usd":2199747090,"fewer_than_5":false},"pension_plans":{"clients":4,"raum_usd":3359204,"fewer_than_5":false},"charitable_orgMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Employees39Mar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Filing address••• LockedJun 30, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYJun 30, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Jun 30, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Mar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Dec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Sep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Jun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Mar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Dec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2026-06-30Jun 30, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2026-03-31Mar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-12-31Dec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-09-30Sep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-06-30Jun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-03-31Mar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2024-12-31Dec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions269Jun 30, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions244Mar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions223Dec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions213Sep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions178Jun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions170Mar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions175Dec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$696MJun 30, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$582MMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$570MDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$561MSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$512MJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$442MMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$439MDec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSan Diego, CAJun 30, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSan Diego, CAMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSan Diego, CAMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
HeadquartersSan Diego, CADec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSan Diego, CASep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSan Diego, CAJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSan Diego, CAMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSan Diego, CADec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Independent Sponsor Intelligence entityI•• I••••••••• A•••••••• L•• (capital_provider)Sep 21, 2026DFX Independent Sponsor Intelligence graph (isi_*) dfxintel.comFact
Independent Sponsor Intelligence entityI•• I••••••••• A•••••••• L•• (capital_provider)Sep 20, 2026DFX Independent Sponsor Intelligence graph (isi_*) dfxintel.comFact
Independent Sponsor Intelligence entityI•• I••••••••• A•••••••• L•• (capital_provider)Sep 12, 2026DFX Independent Sponsor Intelligence graph (isi_*) dfxintel.comFact
Independent Sponsor Intelligence entityI•• I••••••••• A•••••••• L•• (capital_provider)Sep 12, 2026DFX Independent Sponsor Intelligence graph (isi_*) dfxintel.comFact
Independent Sponsor Intelligence entityI•• I••••••••• A•••••••• L•• (capital_provider)Sep 11, 2026DFX Independent Sponsor Intelligence graph (isi_*) dfxintel.comFact
Legal formLimited Liability CompanyMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Office address••• LockedMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Private funds advised1Mar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Private fund gross assets$20.7MMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• accounts1,273Mar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• hnw usd$1.3BMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• usd$4.1BMar 25, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Schedule a rows7Sep 11, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) reports.adviserinfo.sec.govFact