C•••• F••••• W••••• A•••••••• I•••
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Why this class: registered adviser with a family-named firm (investments, holdings, capital, wealth).
Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.
Overviewshow
- Classification
- Candidate
- Description
- unknown
- Headquarters
- Mckinney, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
- Website
- l•••••••.com
- Year established
- unknown
- Assets under management
- unknown
- Capital scale
- Reported office AUM: unknown. 13F disclosed value $145M. Regulatory AUM $620M. These are different facts and are never added together.
- Regulatory AUM (Form ADV)
- $620M as of Apr 28, 2026, the adviser's regulatory assets, not the family's wealthFact
- SEC registration
- RIA since Apr 27, 2020 · 10 employeesFact
- Client mix (Form ADV 5.D)
- Individuals: 57 ($13.1M); Pension plans: n/a ($2.1M); Charitable organizations: 6 ($65.0M); High net worth individuals: 70 ($539M)Fact
- Form 13F
- $145M across 82 positions, quarter ended Jun 30, 2026. Long 13(f) securities only; never the whole portfolio.Fact
- Sep 12, 2026Candidate 45%registered adviser with a family-named firm (investments, holdings, capital, wealth)Inference
Family and wealth originshow
- Family served
- unknown
- Source of wealth
- unknown
- Operating company origin
- unknown
Not on the record yet. Family and wealth-origin claims are written only from cited public sources.
Team5 peopleshow
| Person | Title | Responsibility | Business contact | Source |
|---|---|---|---|---|
| C••• D•••• M•••••••• | Shareholder | Leadership | none on record | |
| K••••• J•• S••••••• | President | Leadership | none on record | |
| K•••• A••• N••••• | Chief Financial Officer/chief Compliance Officer | Operations and finance | none on record | |
| R•••••• L••••••• | Director of Operations | Operations and finance | phone: ••• Locked (published by the subject, Jan 31, 2025) phone: ••• Locked (published by the subject, Feb 4, 2026) | sec.gov Fact |
| W•••••• S••••••• | Operations Manager | Operations and finance | phone: ••• Locked (published by the subject, Jul 30, 2026) | sec.gov Fact |
Investment mandateshow
••• Locked
- Public equity book
- $123M Inference13F table value, quarter ended 2026-03-31; long 13(f) securities only
- Invests directly
- unknown
- Allocates to managers
- unknown
- Asset classes
- unknown
- Sectors
- unknown
- Geography
- unknown
- Check size
- unknown
Direct investmentsshow
Fund and manager relationshipsshow
Public stakes and holdings40 positionsshow
Top 40 positions of 82 for the quarter ended Jun 30, 2026; $131M shown of $145M reported. Long 13(f) securities only. Never presented as the whole portfolio.
| Issuer | Class | Value | Shares | Weight |
|---|---|---|---|---|
| D••••••••• E•• T•••• | US COR EQU 2 ETF | $25.7M | 579,098 | 17.7% |
| F••••• I•• | COM | $13.6M | 276,675 | 9.3% |
| A•••• I•• | COM | $10.6M | 36,543 | 7.3% |
| I•••••• T• | FLTG RATE NT ETF | $8.2M | 161,383 | 5.7% |
| D••••••••• E•• T•••• | D••••••••• US | $7.9M | 118,194 | 5.4% |
| D•••••• C••• D•• | COM | $7.6M | 39,643 | 5.2% |
| D••••••••• E•• T•••• | US HIGH PROF ETF | $5.8M | 139,787 | 4.0% |
| D••••••••• E•• T•••• | INTL CORE EQUITY | $5.7M | 152,717 | 3.9% |
| D••••••••• E•• T•••• | US SMALL CAP ETF | $4.0M | 103,342 | 2.8% |
| D••••••••• E•• T•••• | INTERNATNAL VAL | $4.0M | 74,062 | 2.8% |
| D••••••••• E•• T•••• | INTL SMALL CAP V | $3.3M | 82,120 | 2.3% |
| F•••• T• E••••• T••••• F• V• | FT VEST U.S EQT | $3.0M | 73,126 | 2.1% |
| D••••••••• E•• T•••• | INTL HIGH PROFIT | $3.0M | 88,225 | 2.1% |
| D••••••••• E•• T•••• | EMERGING MKTS HI | $2.4M | 55,570 | 1.6% |
| D••••••••• E•• T•••• | US TARGETED VLU | $2.2M | 32,066 | 1.5% |
| D••••••••• E•• T•••• | EMERGING MKTS VA | $2.0M | 47,074 | 1.4% |
| N••••• C••••••••• | COM | $1.9M | 9,458 | 1.3% |
| A••••••• C•••• E•• T• | AVAN EMER EX ETF | $1.6M | 18,462 | 1.1% |
| D••••••••• E•• T•••• | EMERGING MKTS CO | $1.6M | 38,881 | 1.1% |
| E•••• M•••• C••• | COM | $1.3M | 9,308 | 0.9% |
| T•••• I•• | COM | $1.2M | 2,934 | 0.8% |
| D••••••••• E•• T•••• | WORLD EX US CORE | $1.2M | 32,339 | 0.8% |
| T••••• S••••••••• M•••••• | SPONSORED ADS | $1.2M | 2,458 | 0.8% |
| V••••••• W•••••••• F•• | HIGH DIV YLD | $1.0M | 6,627 | 0.7% |
| M•••••••• C••• | COM | $1.0M | 2,753 | 0.7% |
| A••••••• C•••• E•• T• | US SML CP VALU | $1.0M | 8,097 | 0.7% |
| M••••• I•• | COM | $914,506 | 2,198 | 0.6% |
| A••••• C•• I•• | COM | $899,666 | 3,775 | 0.6% |
| A••••••• I•• | CAP STK CL A | $765,287 | 2,141 | 0.5% |
| A••••••••• M••••••• G•••• | COM | $745,813 | 2,204 | 0.5% |
| B••••••• P•• R••• E••••• F• | COM | $734,649 | 56,468 | 0.5% |
| V•••••• C••• | COM SHS | $677,978 | 7,645 | 0.5% |
| A••••••• I•• | CAP STK CL C | $652,543 | 1,847 | 0.4% |
| D••••••••• E•• T•••• | INTERNATIONAL | $616,517 | 13,670 | 0.4% |
| U•••• P•• C••• | COM | $613,912 | 2,257 | 0.4% |
| B••••••• I•• | COM | $583,446 | 1,545 | 0.4% |
| M••••• T••••••••• I•• | COM | $578,496 | 501 | 0.4% |
| B••••••••• C••• | CL A LTD VT SH | $556,268 | 13,061 | 0.4% |
| M••• P•••••••• I•• | CL A | $553,223 | 982 | 0.4% |
| A••••••• E•••••• C• | COM | $552,041 | 1,632 | 0.4% |
- Jun 30, 2026 ••• Locked sec.gov
- Mar 31, 2026 ••• Locked sec.gov
- Mar 31, 2026 ••• Locked sec.gov
- Dec 31, 2025 ••• Locked sec.gov
- Dec 31, 2025 ••• Locked sec.gov
- Dec 31, 2025 ••• Locked sec.gov
- Dec 31, 2025 ••• Locked sec.gov
- Sep 30, 2025 ••• Locked sec.gov
- Sep 30, 2025 ••• Locked sec.gov
- Jun 30, 2025 ••• Locked sec.gov
- Jun 30, 2025 ••• Locked sec.gov
- Jun 30, 2025 ••• Locked sec.gov
- Mar 31, 2025 ••• Locked sec.gov
- Mar 31, 2025 ••• Locked sec.gov
- Mar 31, 2025 ••• Locked sec.gov
Real estateshow
Co-investorsshow
Independent sponsor relationshipsshow
Related entities3show
Signals and timeline1show
Most significant first: what kind of change it is, its size, whose change it is, and how recent. 1 events. 13F position changes are under Public stakes and holdings.
- Sep 11, 2026Office discovered••• LockedDiscoveryInferencea•••••••••.s••.gov
Sources and evidence90show
Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 90 shown.
Score components
| Fact | Value | Effective | Source | Class |
|---|---|---|---|---|
| Form ADV firm type | RIA | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Form ADV admission signal | name | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Form ADV admission signal | name,services_description | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Latest Form ADV filing | 2026-04-28 | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other names (Form ADV 1.B) | ••• Locked | Sep 21, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other names (Form ADV 1.B) | ••• Locked | Sep 20, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other names (Form ADV 1.B) | ••• Locked | Sep 19, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other names (Form ADV 1.B) | ••• Locked | Sep 11, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other services (Form ADV) | FAMILY OFFICE AND TRUST SERVICES | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Advisory services (Form ADV 5.G) | financial_planning,portfolio_management_individuals,other | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Form ADV status | Approved | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| SEC status effective | 2020-04-27 | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Branch offices | 3 | Sep 21, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Branch offices | 3 | Sep 20, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Branch offices | 3 | Sep 19, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Branch offices | 3 | Sep 11, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Business phone | ••• Locked | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| High net worth clients | 70 | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Client mix (Form ADV 5.D) | {"individuals":{"clients":57,"raum_usd":13131595,"fewer_than_5":false},"pension_plans":{"clients":null,"raum_usd":2074964,"fewer_than_5":false},"charitable_orga | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Edgar entity type | other | Sep 12, 2026 | SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, w••••••) sec.gov | Fact |
| Edgar former name | S••••••• & Co | Sep 12, 2026 | SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, w••••••) sec.gov | Fact |
| Edgar forms | 13F-HR,N-PX | Sep 12, 2026 | SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, w••••••) sec.gov | Fact |
| Employees | 10 | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Filing address | ••• Locked | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F admission signal | name | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F admission signal | name | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F admission signal | name | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F admission signal | name | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F admission signal | name | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F admission signal | name | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F admission signal | name | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F admission signal | name | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2026-06-30 | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2026-03-31 | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2025-12-31 | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2025-09-30 | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2025-06-30 | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2025-03-31 | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2024-12-31 | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 82 | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 69 | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 66 | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 66 | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 70 | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 64 | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 58 | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $145M | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $123M | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $125M | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $136M | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $141M | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $146M | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $148M | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | Mckinney, TX | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | Mckinney, TX | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Headquarters | Mckinney, TX | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | Mckinney, TX | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | Mckinney, TX | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | Mckinney, TX | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | Mckinney, TX | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | Mckinney, TX | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Legal form | Corporation | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Office address | ••• Locked | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Private funds advised | 0 | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Private fund gross assets | $0 | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| R••• accounts | 700 | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| R••• hnw usd | $539M | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| R••• usd | $620M | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Schedule a rows | 3 | Sep 11, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) r••••••.a•••••••••.s••.gov | Fact |
| Website | ••• Locked | Apr 28, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |