P••••••• G••••• A••••••• L••
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Why this class: registered adviser offering family office services among its advisory services ('advise on retention of inv advisers; family office and missi').
Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.
Overviewshow
- Classification
- Outsourced family office provider
- Description
- ••• Locked
- Headquarters
- P•••••••, ME
- Office address
- ••• Locked
- Business phone
- ••• Locked
- Website
- p•••••••••.com
- Year established
- unknown
- Assets under management
- unknown
- Capital scale
- Reported office AUM: unknown. 13F disclosed value $1.1B. Regulatory AUM $1.2B. These are different facts and are never added together.
- Regulatory AUM (Form ADV)
- $1.2B as of Mar 26, 2026, the adviser's regulatory assets, not the family's wealthFact
- SEC registration
- RIA since Apr 11, 1997 · 13 employeesFact
- Client mix (Form ADV 5.D)
- Individuals: 132 ($110M); Corporations: 2 ($12.5M); Charitable organizations: 2 ($29.7M); High net worth individuals: 168 ($1.0B)Fact
- Form 13F
- $1.1B across 154 positions, quarter ended Jun 30, 2026. Long 13(f) securities only; never the whole portfolio.Fact
- Sep 12, 2026Outsourced family office provider 60%registered adviser offering family office services among its advisory services ('advise on retention of inv advisers; family office and missi')Inference
Family and wealth originshow
- Family served
- unknown
- Source of wealth
- unknown
- Operating company origin
- unknown
Not on the record yet. Family and wealth-origin claims are written only from cited public sources.
Team4 peopleshow
| Person | Title | Responsibility | Business contact | Source |
|---|---|---|---|---|
| J••• B••••• S••••••• | Ceo; Member (class B Units); Elected Manager | Leadership | none on record | |
| D•••• E• S•••• | Chief Financial Officer, Treasurer, Director | Operations and finance | none on record | |
| L••••• K• K•••• | Chief Compliance Officer | Operations and finance | phone: ••• Locked (published by the subject, Aug 13, 2026) | sec.gov Fact |
| L••••• K•••••• K•••• | Chief Compliance Officer;secretary; Units) | Operations and finance | none on record |
Investment mandateshow
••• Locked
- Public equity book
- $938M Inference13F table value, quarter ended 2026-03-31; long 13(f) securities only
- Invests directly
- unknown
- Allocates to managers
- unknown
- Asset classes
- unknown
- Sectors
- unknown
- Geography
- unknown
- Check size
- unknown
Direct investmentsshow
Fund and manager relationshipsshow
Public stakes and holdings40 positionsshow
Top 40 positions of 154 for the quarter ended Jun 30, 2026; $915M shown of $1.1B reported. Long 13(f) securities only. Never presented as the whole portfolio.
| Issuer | Class | Value | Shares | Weight |
|---|---|---|---|---|
| S•••• S••••• S••• S•• 5•• E•• | COM | $90.3M | 120,983 | 8.6% |
| I•••••• C••• S•• M•••••• E•• | COM | $63.3M | 820,804 | 6.0% |
| I•••••• C••• S•• 5•• E•• | COM | $54.5M | 72,750 | 5.2% |
| S••• S•• M••••• 4•• E•• T•••• | COM | $44.9M | 63,792 | 4.3% |
| S••• P•••••••• S•••• T••• T••• | COM | $44.1M | 1,521,466 | 4.2% |
| V••••••• S••••••••• T••••••• E• | COM | $44.0M | 756,714 | 4.2% |
| S••• P•••••••• I••••••••• T• | COM | $41.3M | 1,454,168 | 3.9% |
| V••••••• I••••••••• T•• | COM | $41.0M | 695,107 | 3.9% |
| I•••••• 7••• Y••• T••••••• B•• | COM | $35.0M | 370,555 | 3.3% |
| I•••••• C••• M••• E••• E•• | COM | $34.6M | 358,502 | 3.3% |
| V••••••• F••• E••••••• M•••••• | COM | $25.5M | 427,673 | 2.4% |
| V••••••• F••• D•••••••• M••••• | COM | $23.9M | 335,574 | 2.3% |
| I•••••• M••• E••• E•• | COM | $23.5M | 225,974 | 2.2% |
| I•••••• C••• M••• E••••••• M•• | COM | $21.0M | 253,287 | 2.0% |
| V••••••• T•••• S•••• M••••• E• | COM | $20.5M | 55,487 | 2.0% |
| I•••••• 0•• Y••• T••• B••• E•• | COM | $19.7M | 192,435 | 1.9% |
| V••••••• S••••••••• I••••••••• | COM | $19.6M | 390,446 | 1.9% |
| V••••••• F••• A•••••••• E•••• | COM | $19.3M | 124,832 | 1.8% |
| P••• A••• N••••••• I•• | COM | $18.8M | 55,176 | 1.8% |
| I•••••• R•••••• 2••• E•• | COM | $18.2M | 60,455 | 1.7% |
| I•••••• G••• B••• E•• | COM | $18.1M | 408,574 | 1.7% |
| C••••••••• H••••••• I•• C• A• | COM | $15.8M | 20,678 | 1.5% |
| R••••••• A••••••••• I•• | COM | $14.0M | 28,238 | 1.3% |
| I•••••• M••• J•••• E•• | COM | $13.3M | 142,870 | 1.3% |
| M•••••••• C••• | COM | $13.3M | 35,620 | 1.3% |
| H•••••• I•• | COM | $12.6M | 24,153 | 1.2% |
| B••• N•• Y••• M••••• C••• | COM | $11.7M | 81,021 | 1.1% |
| T•••• I••••••••• I•• | COM | $11.1M | 37,224 | 1.1% |
| I••• B••••••• M••••••• | COM | $10.6M | 37,872 | 1.0% |
| I•••••• M••• E••••••• M•••••• | COM | $10.6M | 155,651 | 1.0% |
| I•••••• 0•• M•••• T••••••• B•• | COM | $9.9M | 98,419 | 0.9% |
| A•••• I•• | COM | $9.7M | 33,422 | 0.9% |
| W••••••••• E••••••• M•••••• S• | COM | $9.5M | 146,694 | 0.9% |
| A•••• I•• | COM | $9.0M | 24,945 | 0.9% |
| F•••• C••• | COM | $9.0M | 28,617 | 0.9% |
| C••••• • D••••• C• I•• | COM | $8.4M | 86,484 | 0.8% |
| E•••• C••• P•• | COM | $7.2M | 16,840 | 0.7% |
| M••••••••• I•• | COM | $6.4M | 3,794 | 0.6% |
| C•••• P•••• S••••••• T••• L•• | COM | $6.1M | 46,170 | 0.6% |
| U••••••• P•• S• A•• N•• | COM | $6.0M | 99,464 | 0.6% |
- Jun 30, 2026 ••• Locked sec.gov
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Real estateshow
Co-investorsshow
Independent sponsor relationshipsshow
Related entities2show
Signals and timeline1show
Most significant first: what kind of change it is, its size, whose change it is, and how recent. 1 events. 13F position changes are under Public stakes and holdings.
- Sep 11, 2026Office discovered••• LockedDiscoveryInferencea•••••••••.s••.gov
Sources and evidence100show
Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 100 shown.
Score components
| Fact | Value | Effective | Source | Class |
|---|---|---|---|---|
| Form ADV firm type | RIA | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Form ADV admission signal | services_d••••••••• | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Latest Form ADV filing | 2026-03-26 | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other names (Form ADV 1.B) | P••••••• G••••• A••••••• L•• | Sep 21, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other names (Form ADV 1.B) | P••••••• G••••• A••••••• L•• | Sep 20, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other names (Form ADV 1.B) | P••••••• G••••• A••••••• L•• | Sep 19, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other names (Form ADV 1.B) | P••••••• G••••• A••••••• L•• | Sep 11, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Other services (Form ADV) | ••• Locked | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Advisory services (Form ADV 5.G) | financial_planning,portfolio_management_individuals,portfolio_management_businesses_institutions,publication_of_periodicals,other | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Form ADV status | Approved | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| SEC status effective | 1997-04-11 | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Branch offices | 2 | Sep 21, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Branch offices | 2 | Sep 20, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Branch offices | 2 | Sep 19, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Branch offices | 2 | Sep 11, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| B••••••• phone | ••• Locked | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| High net worth clients | 168 | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Client mix (Form ADV 5.D) | {"individuals":{"clients":132,"raum_usd":110103658,"fewer_than_5":false},"corporations":{"clients":2,"raum_usd":12520232,"fewer_than_5":false},"charitable_organ | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Description | ••• Locked | Sep 21, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Description | ••• Locked | Sep 20, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Description | ••• Locked | Sep 19, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Description | ••• Locked | Sep 16, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Description | ••• Locked | Sep 15, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Description | ••• Locked | Sep 14, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Description | ••• Locked | Sep 12, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Employees | 13 | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Filing address | ••• Locked | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Filing address | ••• Locked | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F filer | Y | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Other managers on 13F | 0 | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2026-06-30 | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2026-03-31 | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2025-12-31 | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2025-09-30 | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2025-06-30 | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2025-03-31 | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Latest 13F quarter | 2024-12-31 | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 154 | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 146 | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 150 | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 146 | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 140 | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 130 | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F positions | 134 | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $1.1B | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $938M | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $932M | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $896M | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $849M | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $794M | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| 13F table value | $790M | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | P•••••••, ME | Jun 30, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | P•••••••, ME | Mar 31, 2026 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | P•••••••, ME | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Headquarters | P•••••••, ME | Dec 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | P•••••••, ME | Sep 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | P•••••••, ME | Jun 30, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | P•••••••, ME | Mar 31, 2025 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Headquarters | P•••••••, ME | Dec 31, 2024 | SEC Form 13F data sets (quarterly holdings, all filers) sec.gov | Fact |
| Legal form | L•••••• L•••••••• Company | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Office address | ••• Locked | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Private funds advised | 0 | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Private fund gross assets | $0 | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| R••• accounts | 1,010 | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| R••• hnw usd | $1.0B | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| R••• usd | $1.2B | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Schedule a rows | 4 | Sep 11, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) r••••••.a•••••••••.s••.gov | Fact |
| Website | ••• Locked | Mar 26, 2026 | SEC Form ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.gov | Fact |
| Website read | site-fo-3 | Sep 21, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website read | site-fo-3 | Sep 20, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website read | site-fo-3 | Sep 19, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website read | site-fo-3 | Sep 16, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website read | site-fo-3 | Sep 15, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website read | site-fo-3 | Sep 14, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website read | site-fo-3 | Sep 12, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website robots | disallowed | Sep 11, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website title | ••• Locked | Sep 21, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website title | ••• Locked | Sep 20, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website title | ••• Locked | Sep 19, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website title | ••• Locked | Sep 16, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website title | ••• Locked | Sep 15, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website title | ••• Locked | Sep 14, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |
| Website title | ••• Locked | Sep 12, 2026 | Family office and investment company w••••••s (about, team, portfolio, news pages) p•••••••••.com | Fact |