Family office profile

S••••••••• A•••• I••••••••• L••

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Princeton, NJCandidateidentity confidence 45%

Why this class: registered adviser whose Item 5.D reads as one family: few HNW clients, no other client type, at least $50M R••• (unconfirmed shape).

Not yet hand-verified
Last observed Sep 21, 2026 · 77 observations · 4 sources
4 people · 0 investments · 234 public positions · 15 events
This entity is a candidate. One public signal put it on the graph (registered adviser whose Item 5.D reads as one family: few HNW clients, no other client type, at least $50M R••• (unconfirmed shape)); it is not counted as a confirmed family office and nothing below should be read as saying it is one.

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.

Overview
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Profile completeness 47% (medium value, unresolved; the most valuable missing fact is classification)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
Classification
Candidate
Description
unknown
Headquarters
Princeton, NJ
Office address
••• Locked
Business phone
••• Locked
Website
unknown
Year established
unknown
Assets under management
unknown
Capital scale
Reported office AUM: unknown. 13F disclosed value $2.8B. Regulatory AUM $3.5B. These are different facts and are never added together.
Regulatory AUM (Form ADV)
$3.5B as of Mar 23, 2026, the adviser's regulatory assets, not the family's wealthFact
SEC registration
RIA since Jul 31, 2018 · 1 employeesFact
Client mix (Form ADV 5.D)
High net worth individuals: 2 ($3.5B)Fact
Form 13F
$2.8B across 235 positions, quarter ended Mar 31, 2026. Long 13(f) securities only; never the whole portfolio.Fact
Classification history
  • Sep 13, 2026Candidate 45%registered adviser whose Item 5.D reads as one family: few HNW clients, no other client type, at least $50M R••• (unconfirmed shape)Inference
  • Sep 12, 2026Single family office (probable) 55%registered adviser whose Item 5.D reads as one family: few HNW clients, no other client type, at least $50M R•••Inference
Family and wealth origin
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Family served
unknown
Source of wealth
unknown
Operating company origin
unknown

Not on the record yet. Family and wealth-origin claims are written only from cited public sources.

Team
4 peopleshow
PersonTitleResponsibilityBusiness contactSource
S•••••• E•••• E••••Member and ManagerLeadershipnone on record
C••••••••• A••••••••Compliance OfficerOperations and finance
phone: ••• Locked (published by the subject, Feb 13, 2025)
sec.gov Fact
C••••••••• L• A••••••••Compliance OfficerOperations and finance
phone: ••• Locked (published by the subject, May 18, 2026)
sec.gov Fact
C••••••••• L•• A••••••••Chief Compliance OfficerOperations and financenone on record
Office contact points
Business phone: ••• Locked (published by the subject) adviserinfo.sec.gov
Office address: ••• Locked (published by the subject) sec.gov
Investment mandate
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••• Locked

Stated (their words, cited)
No cited statement of mandate on the record.
Observed (from the investment record)
No investments on the record yet, so nothing is observed.
Inferred (regulatory shape and team)
Public equity book
$2.8B Inference
13F table value, quarter ended 2026-03-31; long 13(f) securities only
Invests directly
unknown
Allocates to managers
unknown
Asset classes
unknown
Sectors
unknown
Geography
unknown
Check size
unknown
Direct investments
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No substantiated direct investment on the record. Absence here is absence of evidence, not evidence of absence.
Fund and manager relationships
show
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdings
40 positionsshow
Form 13F holdings

Top 40 positions of 235 for the quarter ended Mar 31, 2026; $2.5B shown of $2.8B reported. Long 13(f) securities only. Never presented as the whole portfolio.

IssuerClassValueSharesWeight
V••••••• S•• 5•• E••ETF$677M1,132,54423.8%
V••••••• V•••• E••ETF$176M894,8686.2%
N••••• C•••••••••COM$156M895,2195.5%
A•••• I•••COM$146M576,1445.1%
A•••••• M••••••••• I•••COM$109M317,5983.8%
M•••••••• C•••••••••COM$93.1M251,4023.3%
A••••••• I••• C•••• A•COM$88.7M308,5993.1%
V••••••• D••••••• A••••••••• E••ETF$75.9M353,0002.7%
T•••••••• C••••••••• I•••COM$62.8M215,2082.2%
V••••••• I••••••••• T••••••••• E••ETF$57.4M658,4002.0%
V••••••• G••••• E••ETF$57.1M784,0302.0%
M•••• a•• C••• I•••COM$49.4M410,6821.7%
S•••• S••••• S••• S•• 5•• E••ETF$47.5M72,9701.7%
A••••••••• I•••COM$47.0M225,4991.7%
A••••••• I••• C•••• C•COM$45.5M158,7591.6%
M••• P•••••••• I•• C•••• A•COM$42.0M73,4701.5%
I•••••• S•• S••••••• 6•• P••• V•••• E••ETF$38.1M306,4881.3%
W•••• M••••••••• I•••COM$34.3M149,2161.2%
P••••••• I•••COM$30.0M193,4251.1%
M••••••••• I••••••••• C•••• A•COM$29.9M59,8761.1%
M••••••••• C•••••••••COM$29.8M96,0011.0%
A••••••• E••••••• P•••• C••••••• I•••COM$28.4M217,0001.0%
A••••••• C•••••••••COM$26.3M126,9410.9%
R•• C•••••••••COM$25.9M134,1900.9%
H••• D••••• I•••COM$24.8M75,3200.9%
C•••• S••••••• I•••COM$24.4M314,5680.9%
U•••• P•••••• C•••••••••COM$22.6M93,3480.8%
L•• R••••••• C•••••••••COM$22.3M104,3800.8%
B••••••• I•••COM$21.7M70,1300.8%
A•••••• I•••COM$21.4M98,2850.8%
A•••••• A•••• M••••••••• I•••COM$20.1M370,1080.7%
M••••••• I•••COM$19.8M280,4710.7%
B••••••••• S••••• C••••••COM$18.0M296,2920.6%
N••••••• I•••COM$16.1M167,6090.6%
S•• L••• F•••••••• I•••COM$15.7M250,8080.6%
E••••••••• E•••••COM$15.7M226,1520.6%
U••••••••• G•••• I•••••••••COM$15.5M57,3230.5%
V•••••• C••••••••• I•••COM$15.5M308,9200.5%
Y••• B•••••• I•••COM$15.4M99,2340.5%
T• M••••• U•• I•••COM$15.3M73,0200.5%
Changes between the last two quarters
  • Mar 31, 2026 ••• Locked sec.gov
  • Mar 31, 2026 ••• Locked sec.gov
  • Mar 31, 2026 ••• Locked sec.gov
  • Dec 31, 2025 ••• Locked sec.gov
  • Dec 31, 2025 ••• Locked sec.gov
  • Dec 31, 2025 ••• Locked sec.gov
  • Jun 30, 2025 ••• Locked sec.gov
Real estate
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No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investors
show
No co-investor on the record.
Independent sponsor relationships
show
No cited relationship to an independent sponsor.
Related entities
1show
Signals and timeline
2show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 2 events. 13F position changes are under Public stakes and holdings.

  • Sep 13, 2026Classification changed••• Lockedc•••••••••Inferenceno URL
  • Sep 11, 2026Office discovered••• LockedDiscoveryInferenceadviserinfo.sec.gov
Sources and evidence
77show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 77 shown.

Score components
Freshness
+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (1 days)
Contactability
+15 n•••• d••••••••• (S•••••• E•••• E•••• (Member and Manager))
+20 v••••••• b••••••• p••••• (3)
+10 o••••• a••••••
Data confidence
+10 p•••••
+5 p••••• h•••••••
+10 r••••••••• r•••••
+20 i••••••••• s•••••• (4 sources)
Active deployment
no components; scored 0
Exists confidence
+50 r••••••••• i••••••••• •••• C•• o• E•••
+30 i••••••••• s•••••• (4 sources)
Research priority
+18 c•••••• s•••• ••••••• o• 1••• R•••• A••• f••••••••• a•••••• ($3,485,822,068)
+3 c••••••••• i••••••• u•••••••••
+2 n• w•••••• k•••• •••••••• w•••• f••• o•••
+0 r••• (514)
Mandate confidence
no components; scored 0
Identity confidence
+45 c••••••••• (••• Locked)
Real estate propensity
no components; scored 0
Co investment propensity
no components; scored 0
Family identity confidence
no components; scored 0
Private markets propensity
no components; scored 0
Current activity confidence
+25 f•••• a• 1•• f•• a• r••••• q•••••• ••• e••••• o•••••••• n•• d•••••••••
+25 a• s••••••••• f••• w••••• 1• m••••• (1 days)
External manager propensity
no components; scored 0
Direct investment propensity
no components; scored 0
Independent sponsor propensity
no components; scored 0
FactValueEffectiveSourceClass
Form ADV firm typeRIAMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Form ADV admission signalsfo_shapeMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Form ADV admission signalsfo_shapeMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Latest Form ADV filing2026-03-23Mar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)S••••••••• A•••• I••••••••• L••Sep 21, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)S••••••••• A•••• I••••••••• L••Sep 20, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)S••••••••• A•••• I••••••••• L••Sep 19, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)S••••••••• A•••• I••••••••• L••Sep 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Advisory services (Form ADV 5.G)portfolio_management_individualsMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Form ADV statusApprovedMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
SEC status effective2018-07-31Mar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Assets over $1bn (Form ADV 1.O)YMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices1Sep 21, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices1Sep 20, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices1Sep 19, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices1Sep 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Business phone••• LockedMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
High net worth clients2Mar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Client mix (Form ADV 5.D){"high_net_worth_individuals":{"clients":2,"raum_usd":3485822068,"fewer_than_5":false}}Mar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Edgar entity typeotherSep 12, 2026SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.govFact
Edgar forms13F-HR,N-PXSep 12, 2026SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.govFact
Employees1Mar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Filing address••• LockedMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2026-03-31Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-12-31Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-09-30Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-06-30Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-03-31Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2024-12-31Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions235Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions229Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions227Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions223Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions222Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions228Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$2.8BMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$3.2BDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$3.0BSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$2.6BJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$2.6BMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$2.7BDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersPrinceton, NJMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersPrinceton, NJMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
HeadquartersPrinceton, NJDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersPrinceton, NJSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersPrinceton, NJJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersPrinceton, NJMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersPrinceton, NJDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Legal formLimited Liability CompanyMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Office address••• LockedMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Private funds advised0Mar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Private fund gross assets$0Mar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• accounts22Mar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• hnw usd$3.5BMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• usd$3.5BMar 23, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Schedule a rows2Sep 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) reports.adviserinfo.sec.govFact
Website searchnot_foundSep 21, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference
Website searchnot_foundSep 20, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference
Website searchnot_foundSep 19, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference
Website searchnot_foundSep 12, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference