Family office profile

P••••••• F••••• A•••••••• L••

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Springfield, MOCandidateidentity confidence 45%f•••••••.com

Why this class: registered adviser with a family-named firm (investments, holdings, capital, wealth).

Not yet hand-verified
Last observed Sep 21, 2026 · 87 observations · 3 sources
4 people · 0 investments · 135 public positions · 58 events
This entity is a candidate. One public signal put it on the graph (registered adviser with a family-named firm (investments, holdings, capital, wealth)); it is not counted as a confirmed family office and nothing below should be read as saying it is one.

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.

Overview
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Profile completeness 47% (medium value, unresolved; the most valuable missing fact is classification)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
Classification
Candidate
Description
unknown
Headquarters
Springfield, MO
Office address
••• Locked
Business phone
••• Locked
Website
f•••••••.com
Year established
unknown
Assets under management
unknown
Capital scale
Reported office AUM: unknown. 13F disclosed value $213M. Regulatory AUM $372M. These are different facts and are never added together.
Regulatory AUM (Form ADV)
$372M as of Mar 31, 2026, the adviser's regulatory assets, not the family's wealthFact
SEC registration
RIA since May 14, 2013 · 13 employeesFact
Client mix (Form ADV 5.D)
Individuals: 802 ($151M); Corporations: 6 ($2.4M); Pension plans: 1 ($727,938); Investment companies: 2 ($73.6M); Charitable organizations: 1 ($101,669); High net worth individuals: 105 ($144M)Fact
Form 13F
$213M across 135 positions, quarter ended Mar 31, 2026. Long 13(f) securities only; never the whole portfolio.Fact
Classification history
  • Sep 12, 2026Candidate 45%registered adviser with a family-named firm (investments, holdings, capital, wealth)Inference
Family and wealth origin
show
Family served
unknown
Source of wealth
unknown
Operating company origin
unknown

Not on the record yet. Family and wealth-origin claims are written only from cited public sources.

Team
4 peopleshow
PersonTitleResponsibilityBusiness contactSource
P••• C••••••Chief Investment OfficerChief investment officer · investment decisions
phone: ••• Locked (published by the subject, May 15, 2026)
sec.gov Fact
P••• T••••• C••••••Chief Compliance Officer/chief Investment OfficerChief investment officer · investment decisionsnone on record
R••••• S••• M••••••Managing Member/presidentLeadershipnone on record
T•••••• B•••• O•••••••MemberLeadershipnone on record
Office contact points
Business phone: ••• Locked (published by the subject) a•••••••••.s••.gov
Office address: ••• Locked (published by the subject) sec.gov
W••••••: ••• Locked (published by the subject) a•••••••••.s••.gov
Investment mandate
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••• Locked

Stated (their words, cited)
No cited statement of mandate on the record.
Observed (from the investment record)
No investments on the record yet, so nothing is observed.
Inferred (regulatory shape and team)
Public equity book
$213M Inference
13F table value, quarter ended 2026-03-31; long 13(f) securities only
Invests directly
unknown
Allocates to managers
unknown
Asset classes
unknown
Sectors
unknown
Geography
unknown
Check size
unknown
Direct investments
show
No substantiated direct investment on the record. Absence here is absence of evidence, not evidence of absence.
Investment vehicles (SEC Form D)
  • P••••••• P•••••• V••••••• F••• I•• L• · shared principal · Feb 9, 2024 · via R••••• S••• M•••••• Inference sec.gov
Fund and manager relationships
show
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdings
40 positionsshow
Form 13F holdings

Top 40 positions of 135 for the quarter ended Mar 31, 2026; $171M shown of $213M reported. Long 13(f) securities only. Never presented as the whole portfolio.

IssuerClassValueSharesWeight
T•••• T•••• I•PINNACLE FOCUSED$17.8M494,0458.3%
S•••• S•• S••• S•• 5•• E•• T•TR UNIT$15.3M23,4567.2%
I•••••• T•CORE S&P500 ETF$14.9M22,8697.0%
I•••••• Q•• T•UNIT SER 1$10.1M17,4534.7%
S••• S••••• T••••STATE STREET SPD$10.1M109,8344.7%
O•••••• A••••••••• I••COM$7.9M85,4223.7%
N••••• C•••••••••COM$6.8M39,1173.2%
I•••••• T•MSCI EAFE ETF$6.7M69,0353.2%
A•••• I••COM$6.5M25,6683.1%
S••••• S•••••••• T•US LCAP GR ETF$6.0M206,6052.8%
I•••••• T•MSCI EMG MKT ETF$4.8M85,0232.3%
S••••• S•••••••• T•US LCAP VA ETF$4.7M153,5182.2%
I•••••• T•SELECT DIVID ETF$4.0M26,5871.9%
F••••••• C•••••• T•NASDAQ COMPSIT$4.0M46,6101.9%
I•••••• E••••••• T••••• F• T•S&P 500 TOP 50$3.9M71,3731.8%
I•••••• T•S&P 500 VAL ETF$3.8M17,9231.8%
I•••••• T•10+ YR INVST GRD$3.5M71,3221.7%
T•••• I••COM$3.0M8,1361.4%
A••••• C•• I••COM$2.8M13,6391.3%
V••••••• B• I•••• F••TOTAL BND MRKT$2.7M37,0861.3%
S••• S••••• T••••STATE STREET SPD$2.6M27,6661.2%
S••• S••••• T••••STATE STREET SPD$2.3M29,6541.1%
F•••• T• E••••••• T••••• F•NASD TECH DIV$2.2M23,2411.0%
F•••• T• E••••••• T••••• F•RISNG DIVD ACHIV$2.1M30,1111.0%
S••• S••••• T••••STATE STREET SPD$1.9M20,0570.9%
S••••• S•••••••• T•US LRG CAP ETF$1.7M67,9580.8%
F•••• T• E••••••••• F•CORE INVESTMENT$1.6M78,2440.8%
S••• G••• T•G••• SHS$1.6M3,6410.7%
I•••••• T•ISHS 5-10YR INVT$1.5M29,0780.7%
I•••••• S••••• T•I••••••$1.5M22,4060.7%
I•••••• T•CORE S&P TTL STK$1.5M10,5990.7%
F•••• T• E••••• T••••• F• V•SMITH OPPORT FXD$1.4M32,6280.7%
F•••• T• E••••••••• F•GROWTH STRENGTH$1.4M40,5820.6%
F•••• T• E••••• T••••• F• V•ACTV FCTR LGCP$1.3M33,9840.6%
S••••• S•••••••• T•5 10YR CORP BD$1.3M56,8430.6%
E•••• M•••• C•••COM$1.3M7,4310.6%
S•••• S•• S••• D•• J•••• I••UT SER 1$1.3M2,7210.6%
P••••••• T••••••••• I••CL A$1.2M7,9650.5%
S••• S••••• T••••STATE STREET SPD$1.1M41,8200.5%
F•••• T• E••••••• T••• F• V•ALT ABSLT STRG$1.1M31,5130.5%
Changes between the last two quarters
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Real estate
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No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investors
show
No co-investor on the record.
Independent sponsor relationships
show
No cited relationship to an independent sponsor.
Related entities
6show
Signals and timeline
2show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 2 events. 13F position changes are under Public stakes and holdings.

Sources and evidence
87show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 87 shown.

Score components
Freshness
+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (1 days)
Contactability
+40 n•••• d••••••••• (••• Locked)
+20 v••••••• b••••••• p••••• (2)
+10 o••••• a••••••
Data confidence
+10 w••••••
+10 p•••••
+5 p••••• h•••••••
+10 r••••••••• r•••••
+15 i••••••••• s•••••• (3 sources)
Active deployment
no components; scored 0
Exists confidence
+50 r••••••••• i••••••••• •••• C•• o• E•••
+20 w••••••
+30 i••••••••• s•••••• (3 sources)
Research priority
+13 c•••••• s•••• ••••••• o• 1••• R•••• A••• f••••••••• a•••••• ($371,703,535)
+3 c••••••••• i••••••• u•••••••••
+2 F••• D• v••••••• l•••••
+0 r••• (1020)
Mandate confidence
no components; scored 0
Identity confidence
+45 c••••••••• (••• Locked)
Real estate propensity
no components; scored 0
Co investment propensity
no components; scored 0
Family identity confidence
no components; scored 0
Private markets propensity
no components; scored 0
Current activity confidence
+25 f•••• a• 1•• f•• a• r••••• q•••••• ••• e••••• o•••••••• n•• d•••••••••
+25 a• s••••••••• f••• w••••• 1• m••••• (1 days)
External manager propensity
no components; scored 0
Direct investment propensity
no components; scored 0
Independent sponsor propensity
no components; scored 0
FactValueEffectiveSourceClass
Form ADV firm typeRIAMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Form ADV admission signalnameMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Form ADV admission signalnameMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Latest Form ADV filing2026-03-31Mar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Other names (Form ADV 1.B)••• LockedSep 21, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Other names (Form ADV 1.B)••• LockedSep 20, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Other names (Form ADV 1.B)••• LockedSep 19, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Other names (Form ADV 1.B)••• LockedSep 11, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Other services (Form ADV)FINANCIAL AND BUSINESS CONSULTINGMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Advisory services (Form ADV 5.G)financial_planning,portfolio_management_individuals,portfolio_management_investment_companies,portfolio_management_businesses_institutions,pension_consulting,selection_of_other_advisers,publication_of_periodicals,otherMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Form ADV statusApprovedMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
SEC status effective2013-05-14Mar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Branch offices2Sep 21, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Branch offices2Sep 20, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Branch offices2Sep 19, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Branch offices2Sep 11, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Business phone••• LockedMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
High net worth clients105Mar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Client mix (Form ADV 5.D){"individuals":{"clients":802,"raum_usd":150528110,"fewer_than_5":false},"corporations":{"clients":6,"raum_usd":2413020,"fewer_than_5":false},"pension_plans":{"Mar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Edgar entity typeotherSep 12, 2026SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, w••••••) sec.govFact
Edgar forms13F-HR,N-PXSep 12, 2026SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, w••••••) sec.govFact
Employees13Mar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Filing address••• LockedMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameDec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnameDec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Mar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Dec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Sep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Jun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Mar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Dec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2026-03-31Mar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-12-31Dec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-09-30Sep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-06-30Jun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-03-31Mar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2024-12-31Dec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions135Mar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions141Dec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions124Sep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions124Jun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions109Mar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions114Dec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$213MMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$227MDec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$229MSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$206MJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$184MMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$207MDec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSpringfield, MOMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
HeadquartersSpringfield, MOMar 31, 2026SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSpringfield, MODec 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSpringfield, MOSep 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSpringfield, MOJun 30, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSpringfield, MOMar 31, 2025SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersSpringfield, MODec 31, 2024SEC F••• 13F data sets (quarterly holdings, all filers) sec.govFact
Legal formLimited Liability CompanyMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Office address••• LockedMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Private funds advised0Mar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Private fund gross assets$0Mar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
R••• accounts2,007Mar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
R••• hnw usd$144MMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
R••• usd$372MMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact
Schedule a rows4Sep 11, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) r••••••.a•••••••••.s••.govFact
Website••• LockedMar 31, 2026SEC F••• ADV monthly roster (RIA + exempt reporting advisers) a•••••••••.s••.govFact