Family office profile

S••••• R••• L••

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••• LockedSingle family office (confirmed)identity confidence 90%Top 500 by research priority

Why this class: S••••• R•••'s own 2026 proxy filing at I••••• M•••••• describes it as a family office investing its own capital across strategies..

Verified Sep 13, 2026 (9 days ago)
Last observed Sep 21, 2026 · 73 observations · 4 sources
6 people · 10 investments · 24 public positions · 19 events
Direct investing
70
high
Private markets
45
elevated
Co-investment
20
moderate

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: external managers, sponsor-friendly, real estate.

Overview
show
Profile completeness 66% (high value, high value deep; the most valuable missing fact is contacts)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
Classification
Single family office (confirmed)
Description
••• Locked
Headquarters
••• Locked
Office address
unknown
Business phone
unknown
Website
unknown
Year established
unknown
Assets under management
unknown
Capital scale
Reported office AUM: unknown. 13F disclosed value $142M. These are different facts and are never added together.
Form 13F
$142M across 24 positions, quarter ended Mar 31, 2026. Long 13(f) securities only; never the whole portfolio.Fact
Classification history
  • Sep 13, 2026Single family office (confirmed) 90%S••••• R•••'s own 2026 proxy filing at I••••• M•••••• describes it as a family office investing its own capital across strategies.Factverifiedsec.gov••• Locked
  • Sep 12, 2026Candidate 30%13F filer that is on no adviser roster and is not institutional by name: could be an SFO, a corporate treasury or a trust companyInference
  • Sep 12, 2026Candidate 25%no rule matched; held as a candidate pending researchInference
Family and wealth origin
show
Family served
S••••• R••• L•• files 13F holdings on behalf of R•••••• S•••••• (13F-NT names S••••• R••• as filer)
Source of wealth
••• Locked
Operating company origin
O••••• T••••••••• I••
Team
6 peopleshow
PersonTitleResponsibilityBusiness contactSource
R••• A• H•••Chief Investment Officer and Executive Vice PresidentChief investment officer · investment decisionsnone on record
sec.gov Fact
R•••••• S• S••••••• M••• familyFamily principal (co-reporting person with Cap 1 LLC)Family principal · investment decisionsnone on record
sec.gov Fact
F•••• S• V•••••••General Counsel and Executive Vice President; sole director of Unch Corp.Leadership · investment decisions
phone: 561-473-5060 (published by the subject, Apr 23, 2026)
sec.gov Fact
F•••• S• V•••••••General CounselOperations and finance
phone: 561-473-5060 (published by the subject, Apr 23, 2026)
sec.gov Fact
R•••••• A• S•••••••••Chief Operating OfficerOperations and finance
phone: 561-473-5114 (published by the subject, Aug 14, 2025)
sec.gov Fact
R•••••• S•••••••••COOOperations and finance
phone: 561-473-5114 (published by the subject, May 13, 2025)
sec.gov Fact
Former
R•••••• A• S•••••••••, Chief Operating Officer (as of 2019), until Sep 13, 2026
S•••••• A• I•••, Contact, North Bay Associates (Cap 1 LLC address), until Sep 13, 2026
Office contact points
Office address: ••• Locked (published by the subject) sec.gov
Investment mandate
show

••• Locked

Stated (their words, cited)
Sectors
••• Locked Inference sec.gov
••• Locked
Asset classes
••• Locked Fact sec.gov
••• Locked
Invests directly
••• Locked Inference sec.gov
••• Locked
Observed (from the investment record)
States
none Fact
Control
minority (6), passive (2), unknown (1), significant influence (1) Fact
Sectors
Ophthalmology biopharma (4), P•••••ceuticals (1), Grocery retail (1), Ski resorts (1) Fact
Subsectors
none Fact
Co investors
none Fact
Asset classes
other (4), public equity (3), venture (1), private credit (1), private equity (1) Fact
Direct vs fund
Fund: 0 · Direct: 10 · Real estate: 0 Fact
Sponsors backed
none Fact
Investment count
10 Fact
Investment kinds
direct investment (3), public stake 13g (2), round participation (2), venture (1), public stake 13d (1), credit (1) Fact
First and last deal
Last: 2025-09-29 · First: 2016-11-02 Fact
Lead vs participant
unknown (5), lead (3), participant (2) Fact
Disclosed check sizes
Max: $56.6M · Min: $5.0M · Count: 5 Fact
••• Locked
Inferred (regulatory shape and team)
Public equity book
$142M Inference
13F table value, quarter ended 2026-03-31; long 13(f) securities only
Invests directly
Yes; structured private placements (convertible preferred, convertible notes, PIPEs) and concentrated public equity stakes with board seats
Allocates to managers
unknown
Asset classes
Invests across a diverse range of strategies and asset classes
Sectors
Healthcare / biopharma (O••••• T•••••••••, T•••••• T•••••••••, C•••••••, T•••••••••), leisure (P••• R••••••), grocery retail (I••••• M••••••)
Geography
unknown
Check size
unknown
Direct investments
7 dealsshow
DateCompanyKindSectorRoleAmountWithSource
Feb 26, 2024O••••• T••••••••• I••• •••••••• 2••• p•••••• p•••••••••Round participationOphthalmology biopharmaparticipant · minority$7.0Mnone named
sec.gov Fact
••• Locked
Dec 14, 2023O••••• T••••••••• I••• •••••••• 2••• u••••••••• o••••••••Round participationOphthalmology biopharmaparticipant · minority$5.0Mnone named
sec.gov Fact
••• Locked
Jul 1, 2022I••••• M••••••• I••••••••• ••••• A• s••••• a••••••••Direct investmentGrocery retaillead · minorityunknownnone named
sec.gov Fact
••• Locked
Dec 31, 2019T•••••• T••••••••• I•••VentureP•••••ceuticalsunknownunknownnone named
sec.gov Fact
••• Locked
Mar 1, 2019O••••• T••••••••• I••• ••••••••• s••••• s••••••••• c••••••••• n•••••CreditOphthalmology biopharmalead · minority$37.5Mnone named
sec.gov Fact
••• Locked
Feb 21, 2019O••••• T••••••••• I••• •••••• s•••• a••••••••• b••••• 1•••Direct investmentOphthalmology biopharmaunknown · minority$56.6Mnone named
sec.gov Fact
••• Locked
Nov 2, 2016
exit Sep 1, 2019
P••• R••••••• I••• •••••• A• c••••••••• c••••••••• p•••••••• a•• w••••••••Direct investmentSki resortslead · minority$20.0Mnone named
sec.gov Fact
••• Locked
Fund and manager relationships
show
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdings
24 positionsshow
Stakes the office filed (Schedule 13D, 13G, Section 16)

From EDGAR's index of the office's own filings. A 13D is a stake of 5% or more held with intent, a 13G one held passively, a Form 3, 4 or 5 the office as an insider of the issuer. The size of the stake is inside each filing and is not shown here.

First filedIssuerFiled asFilings
Sep 29, 2025T••••••••• I•••Schedule 13G (passive)••• Locked sec.gov
Jan 25, 2019C••••••• P••••• C••••Schedule 13G (passive)••• Locked sec.gov
Feb 7, 2018O••••• T••••••••• I••Schedule 13D (with intent)••• Locked sec.gov
Form 13F holdings

Top 24 positions of 24 for the quarter ended Mar 31, 2026; $142M shown of $142M reported. Long 13(f) securities only. Never presented as the whole portfolio.

IssuerClassValueSharesWeight
O••••• T••••••••• I••COM$101M11,879,82570.8%
I••••• M••• I••CL A$39.0M433,67827.4%
L•••••• I••COM$668,59920,4090.5%
V••••• E•• T••••G••• MINERS ETF$291,6513,1780.2%
G•••• B•••• P••••••• I••COM$228,7983,5500.2%
A••••••• I••CAP STK CL A$216,2457520.2%
D••••• W••• C•COM$177,5321,8420.1%
C•••••••• R••• I••COM$137,4383,7500.1%
S••• G••• T•SHS$107,5722500.1%
S••••••• B•• C••• F••COM NEW$94,7023,1270.1%
A••• E•• T•ALERIAN MLP$80,2481,5240.1%
I•••••• D• C••••• I••• T•••UNIT$78,7442,7200.1%
E•••••• I••COM$76,459780.1%
V••••• M•••• C•COM$65,3522400.0%
F••••••• E••••••••• I••COMMON STOCK NEW$46,6522000.0%
S••••• P••• I••CL A$32,7987500.0%
I•••••• T•20 YR TR BD ETF$32,0753700.0%
V••••••• I••• E••••• I•••• F•ALLWRLD EX US$24,0023200.0%
I•••••• C•••COM$22,5841,2000.0%
G••••• X• F••GLOBAL X URANIUM$20,3024190.0%
E••• I•••COM$9,1021000.0%
S•• M••••• I•COM$7,3502500.0%
S••••• S••••• S••• T•STATE STREET ENE$6,1261000.0%
V••••• E•• T••••URANIUM AND NUCL$4,094310.0%
Changes between the last two quarters
  • Mar 31, 2026 S••••• R••• L•• increased I••••• M••• I•• 2,500 -> 433,678 shares ($171,375 -> $38,983,315) sec.gov
Real estate
show
No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investors
show
No co-investor on the record.
Independent sponsor relationships
show
No cited relationship to an independent sponsor.
Related entities
3show
Signals and timeline
12show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 12 events. 13F position changes are under Public stakes and holdings.

  • Sep 13, 2026Classification changedS••••• R••• L••: CANDIDATE_FAMILY_OFFICE -> CONFIRMED_SFO (S••••• R•••'s own 2026 proxy filing at I••••• M•••••• describes it as a family office investing its own capital across strategies.)c•••••••••Factsec.gov
  • Sep 11, 2026Classification changedS••••• R••• L••: CANDIDATE_FAMILY_OFFICE -> CANDIDATE_FAMILY_OFFICE (13F filer that is on no adviser roster and is not institutional by name: could be an SFO, a corporate treasury or a trust company)c•••••••••Inferenceno URL
  • Sep 11, 2026Office discoveredS••••• R••• L•• files Form 13F (non_adviser_filer, $137,716,843 in 21 positions)DiscoveryInferencesec.gov
  • Feb 26, 2024Direct investmentS••••• R••• L•• invested in O••••• T••••••••• I••• •••••••• 2••• p•••••• p•••••••••Direct investmentsFactsec.gov
  • Dec 14, 2023Direct investmentS••••• R••• L•• invested in O••••• T••••••••• I••• •••••••• 2••• u••••••••• o••••••••Direct investmentsFactsec.gov
  • Dec 1, 2023Cio joinedR••• A• H••• becomes Chief Investment Officerp•••••Factsec.gov
  • Jul 1, 2022Direct investmentS••••• R••• L•• invested in I••••• M••••••• I••••••••• ••••• A• s••••• a••••••••Direct investmentsFactsec.gov
  • Dec 31, 2019Direct investmentS••••• R••• L•• invested in T•••••• T••••••••• I•••Direct investmentsFactsec.gov
  • Sep 1, 2019Portfolio exitS••••• R••• L•• exited P••• R••••••• I••• •••••• A• c••••••••• c••••••••• p•••••••• a•• w••••••••Direct investmentsFactsec.gov
  • Mar 1, 2019Direct investmentS••••• R••• L•• invested in O••••• T••••••••• I••• ••••••••• s••••• s••••••••• c••••••••• n•••••Direct investmentsFactsec.gov
  • Feb 21, 2019Direct investmentS••••• R••• L•• invested in O••••• T••••••••• I••• •••••• s•••• a••••••••• b••••• 1•••Direct investmentsFactsec.gov
  • Nov 2, 2016Direct investmentS••••• R••• L•• invested in P••• R••••••• I••• •••••• A• c••••••••• c••••••••• p•••••••• a•• w••••••••Direct investmentsFactsec.gov
Sources and evidence
73show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 73 shown.

Score components
Freshness
+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (9 days)
Contactability
+30 n•••• d••••••••• (••• Locked)
+20 v••••••• b••••••• p••••• (4)
Data confidence
+10 d•••••••••
+10 s••••• m••••••
+10 p•••••
+15 i•••••••••
+5 p••••• h•••••••
+10 r••••••••• r•••••
+20 i••••••••• s•••••• (4 sources)
Active deployment
no components; scored 0
Exists confidence
+50 r••••••••• i••••••••• •••• C•• o• E•••
+30 i••••••••• s•••••• (4 sources)
+30 a•••••••••
Research priority
+11 c•••••• s•••• ••••••• o• 1••• R•••• A••• f••••••••• a•••••• ($142,033,858)
+15 s••••• f••••• o• f••••• i••••••••• c••••••
+15 d••••• i••••••••• o• r•••••
+2 n• w•••••• k•••• •••••••• w•••• f••• o•••
+0 r••• (35)
Mandate confidence
+70 m•••••• s•••••••• b• o••••••• i•••••••••
+20 s••••• m•••••• o• t•• r•••••
Identity confidence
+90 c••••••••• (••• Locked)
Real estate propensity
no components; scored 0
Co investment propensity
+20 p••••••••• i• s••••••••• r•••••
Family identity confidence
+60 w••••• o••••• o• o•••••••• c•••••• o• t•• r•••••
+40 f••••• n•••• (••• Locked)
+20 f••••• p•••••••• o• s••••
Private markets propensity
+45 p•••••• m•••••• i••••••••• o•••••••
Current activity confidence
+25 f•••• a• 1•• f•• a• r••••• q•••••• ••• e••••• o•••••••• n•• d•••••••••
+25 a• s••••••••• f••• w••••• 1• m••••• (10 days)
External manager propensity
no components; scored 0
Direct investment propensity
+70 o••••••• d••••• i••••••••• (10 on the record)
Independent sponsor propensity
no components; scored 0
FactValueEffectiveSourceClass
Asset classes••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Board participation••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Concentrated public position (13F)O••••• T••••••••• I••Mar 31, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLFact
Concentrated public position (13F)O••••• T••••••••• I••Mar 31, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLFact
Decision rights••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Description••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Edgar entity typeotherSep 12, 2026SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.govFact
Edgar forms13F-HR,13F-HR/A,3,4,DEFC14A,DFAN14A,DFRN14A,PREC14A,SC 13D,SC 13D/A,SC 13G,SC 13G/A,SCHEDULE 13GSep 12, 2026SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.govFact
Family served••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Family served••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govInference
Filing address••• LockedMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F admission signalnon_adviser_filerDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F1Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F1Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F1Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F1Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F1Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F1Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2026-03-31Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-12-31Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-09-30Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-06-30Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-03-31Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2024-12-31Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions24Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions21Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions19Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions25Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions25Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions25Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$142MMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$138MDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$149MSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$131MJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$104MMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$120MDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Formation year••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govInference
Headquarters••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
HeadquartersWest Palm Beach, FLMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersWest Palm Beach, FLDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersWest Palm Beach, FLSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersWest Palm Beach, FLJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersWest Palm Beach, FLMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersWest Palm Beach, FLDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Headquarters••• Locked
••• Locked
Mar 4, 2019DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Invests directly••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govInference
Legal entity••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Legal entity••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Office type (stated)single_family_office
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Operating company originO••••• T••••••••• I••Mar 31, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference
Operating model outsourced••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Philanthropy program••• Locked
••• Locked
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Public stake filed (13D, 13G, Section 16)T••••••••• I•••Sep 29, 2025SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.govFact
Public stake filed (13D, 13G, Section 16)C••••••• P••••• C••••Jan 25, 2019SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.govFact
Public stake filed (13D, 13G, Section 16)O••••• T••••••••• I••Feb 7, 2018SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.govFact
Satellite office••• Locked
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Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
S•••••s••• Locked
T•••••• T••••••••• I••• C/O S••••• R••• L••
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govInference
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Dr. S•••••• is a medical doctor/entrepreneur.
Sep 13, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govInference
Website searchnot_foundSep 21, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference
Website searchnot_foundSep 19, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference
Website searchnot_foundSep 16, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference
Website searchnot_foundSep 12, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference