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F••••••• • C••• I••

Family investment company· New York, NY

Family investment company, based in New York, NY, with 1 direct investment on record.

Composed from this office's classification, location and record.

Direct investments
1
Deal announcements, Form D and filings
Decision makers
1 of 5
The office's site, Form ADV Schedule A and filings
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1 export, up to 6 contact reveals
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Direct investments (1)Mandate
As of · the latest observation of this office; filed figures carry their own filing dates

Nothing material in the last 365 days. Last change: 15 Sep 2026, ••• Locked.

Readings, classification basis and verificationidentity confidence 85% · 15 observations · 3 sourcesShow
Family investment companyVerified Sep 21, 2026 (2 days ago)5 people · 1 investments · 0 public positions · 4 events

Why this class: A separate N••••••• H••••••• C••••••••• 10-K/A (a different SEC filer than our_source_url) independently confirms R••••• F••••••• as President and majority shareholder of F••••••• • C••• I••. and repeats the 'family investment company' d•••••••••..

Direct investing
15
moderate

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: external managers, private markets, sponsor-friendly, real estate, co-investment.

Profile completeness 44% (high value, high value shallow; the most valuable missing fact is contacts)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
Overview
show
Classification
Family investment company
Description
••• Locked
Headquarters
••• Locked
Office address
unknown
Business phone
unknown
Website
unknown
Year established
unknown
Assets under management
unknown
Capital scale
Reported office AUM: unknown. No public number of any kind.
Classification history
  • Sep 15, 2026Family investment company 85%A separate N••••••• H••••••• C••••••••• 10-K/A (a different SEC filer than our_source_url) independently confirms R••••• F••••••• as President and majority shareholder of F••••••• • C••• I••. and repeats the 'family investment company' d•••••••••.Factverifiedsec.gov“••• Locked”
  • Sep 14, 2026Family investment company 70%a filing by a third party describes it as a family investment company (cited)Fact
  • Sep 14, 2026Candidate 25%no rule matched; held as a candidate pending researchInference
Family and wealth origin
show
Family served
F••••••• family
Source of wealth
unknown
Operating company origin
R••••• F••••••• built his career at the NYSE as managing partner of one of the largest floor specialist firms, a floor governor, elected to the NYSE board in 1993, and eventual vice chairman
Team
5 people, 1 with investment decisions, decision makers firstshow
PersonTitleResponsibilityBusiness contactSource
J••••••• B••• F••••••• familyOwnerFamily principal · investment decisionsnone on record
T••• K••••••• F••••••• familyEmployee/OwnerFamily principal · investment decisionsnone on record
P••••• B• P••••••Senior Vice President/Chief Compliance OfficerOperations and finance · investment decisionsnone on record
R••••• B• F•••••••President and majority shareholderLeadershipnone on record
sec.gov Fact
R••••• F•••••••PresidentLeadershipnone on record
sec.gov Fact
1 former person
R••••• B•••• F•••••••, Chairman, President, Treasurer and CEO, until Sep 21, 2026
Signals and timeline
4show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 4 events. 13F position changes are under Public stakes and holdings.

  • Apr 30, 2026Office discovered••• LockedDiscoveryFactsec.gov
  • Sep 15, 2026Classification changed••• Lockedc•••••••••Factsec.gov
  • Sep 14, 2026Classification changed••• Lockedc•••••••••Factno URL
  • May 28, 2025Investment professional left••• Lockedp•••••Factallianceg.com
Investment mandate
show

••• Locked

Stated (their words, cited)
Invests directly
••• Locked Fact sec.gov
“••• Locked”
Observed (from the investment record)
States
none Fact
Control
minority (1) Fact
Sectors
financial services/broker-dealer (1) Fact
Subsectors
none Fact
Co investors
none Fact
Asset classes
public equity (1) Fact
Direct vs fund
Fund: 0 · Direct: 1 · Real estate: 0 Fact
Sponsors backed
none Fact
Investment count
1 Fact
Investment kinds
public equity stake (broker-dealer/asset manager) (1) Fact
First and last deal
Last: unknown · First: unknown Fact
Lead vs participant
unknown (1) Fact
Disclosed check sizes
Max: unknown · Min: unknown · Count: 0 Fact
••• Locked
Inferred (regulatory shape and team)
Nothing to infer from.
Invests directly
Directly holds public equity: 801,468 shares of N••••••• H••••••• C••••••••• (NASDAQ: NHLD) common stock
Allocates to managers
unknown
Asset classes
unknown
Sectors
unknown
Geography
unknown
Check size
unknown
Direct investments
1 dealsshow
DateCompanyKindSectorRoleAmountWithSource
Date not disclosedN••••••• H••••••• C•••••••••Public equity stake (broker-dealer/asset manager)financial services/broker-dealerunknown · minorityunknownnone named
sec.gov Fact
“••• Locked”
Fund and manager relationships
show
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdings
show
Form 13F holdings
No 13F filing on the record for this office.
Real estate
show
No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investors
show
No co-investor on the record.
Independent sponsor relationships
show
No cited relationship to an independent sponsor.
Related entities
show
Sources and evidence
15show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 15 shown.

Score components
Freshness
+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (1 days)
Contactability
+30 n•••• d••••••••• (••• Locked)
Data confidence
+10 d•••••••••
+10 p•••••
+15 i•••••••••
+15 i••••••••• s•••••• (3 sources)
Active deployment
no components; scored 0
Exists confidence
+30 i••••••••• s•••••• (3 sources)
+30 a•••••••••
Research priority
+15 s••••• f••••• o• f••••• i••••••••• c••••••
+3 d••••• i••••••••• o• r•••••
+2 n• w•••••• k•••• •••••••• w•••• f••• o•••
+0 r••• (761)
Mandate confidence
+10 m•••••• s•••••••• b• o••••••• i•••••••••
Identity confidence
+85 c••••••••• (••• Locked)
Real estate propensity
no components; scored 0
Co investment propensity
no components; scored 0
Family identity confidence
+60 w••••• o••••• o• o•••••••• c•••••• o• t•• r•••••
+40 f••••• n•••• (F••••••• family)
+20 f••••• p•••••••• o• s••••
Private markets propensity
no components; scored 0
Current activity confidence
+25 a• s••••••••• f••• w••••• 1• m••••• (145 days)
External manager propensity
no components; scored 0
Direct investment propensity
+15 o••••••• d••••• i••••••••• (1 on the record)
Independent sponsor propensity
no components; scored 0
View all 15 observations
FactValueEffectiveSourceClass
Decision rights••• Locked
“PIGNATO, PHILIP B.”
Jan 1, 2024DFX analyst research (General-assisted, every claim URL-cited) files.brokercheck.finra.orgFact
Description••• Locked
“••• Locked”
Jan 1, 2024DFX analyst research (General-assisted, every claim URL-cited) files.brokercheck.finra.orgFact
Edgar fts discoveryfamily investment companyApr 30, 2026SEC EDGAR full-text search (a filing sentence that says what an entity is, quoted with its URL) sec.govFact
Family involvement••• Locked
“FAGENSON, ROBERT BRUCE”
Jan 1, 2024DFX analyst research (General-assisted, every claim URL-cited) files.brokercheck.finra.orgFact
Family involvement••• Locked
“FAGENSON, JENNIFER BETH”
Jan 1, 2024DFX analyst research (General-assisted, every claim URL-cited) files.brokercheck.finra.orgFact
Family involvement••• Locked
“FAGENSON, TOBY KRAKOWER”
Jan 1, 2024DFX analyst research (General-assisted, every claim URL-cited) files.brokercheck.finra.orgFact
Family servedF••••••• family
“••• Locked”
n/aDFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Formation year1961
“••• Locked”
Jan 1, 2024DFX analyst research (General-assisted, every claim URL-cited) files.brokercheck.finra.orgFact
Headquarters••• Locked
“••• Locked”
Jan 1, 2024DFX analyst research (General-assisted, every claim URL-cited) files.brokercheck.finra.orgFact
Invests directly••• Locked
“••• Locked”
May 2, 2016DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Office type (stated)Family investment company
“••• Locked”
Sep 15, 2026DFX analyst research (General-assisted, every claim URL-cited) sec.govFact
Office type (stated)Family investment companyApr 30, 2026SEC EDGAR full-text search (a filing sentence that says what an entity is, quoted with its URL) sec.govFact
Operating company origin••• Locked
“••• Locked”
Feb 23, 2021DFX analyst research (General-assisted, every claim URL-cited) insidequantumtechnology.comFact
Website searchNot foundSep 16, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference
Website searchNot foundSep 14, 2026DFX model output (c••••••••• rules, scores, mandates, matches) no URLInference

Not yet on record: capital scale, last deployment.