DFX Intelligence

Family office profile

L••••••••• F•••••••• S••••••• I•• •••

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Brea, CACandidateidentity confidence 30%

Why this class: 13F filer that is on no adviser roster and is not institutional by name: could be an SFO, a corporate treasury or a trust company.

Not yet hand-verified

Last observed Sep 23, 2026 · 27 observations · 3 sources

3 people · 0 investments · 102 public positions · 11 events

This entity is a candidate. One public signal put it on the graph (13F filer that is on no adviser roster and is not institutional by name: could be an SFO, a corporate treasury or a trust company); it is not counted as a confirmed family office and nothing below should be read as saying it is one.

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.

Overview

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Profile completeness 44% (medium value, unresolved; the most valuable missing fact is classification)

identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness

Classification: Candidate
Description: unknown
Headquarters: Brea, CA
Office address: unknown
Business phone: unknown
Website: unknown
Year established: unknown
Assets under management: unknown
Capital scale: Reported office AUM: unknown. 13F disclosed value $476M. These are different facts and are never added together.
Form 13F: $476M across 102 positions, quarter ended Jun 30, 2026. Long 13(f) securities only; never the whole portfolio.Fact

Classification history

Sep 12, 2026Candidate 30%13F filer that is on no adviser roster and is not institutional by name: could be an SFO, a corporate treasury or a trust companyInference
Sep 12, 2026Candidate 25%no rule matched; held as a candidate pending researchInference

Family and wealth origin

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Family served: unknown
Source of wealth: unknown
Operating company origin: unknown

Not on the record yet. Family and wealth-origin claims are written only from cited public sources.

Team

3 peopleshow

Person	Title	Responsibility	Business contact	Source
J•••• L•••	Wealth Manager - Partner	Leadership	phone: ••• Locked (published by the subject, Jul 16, 2026)	sec.gov Fact
J•••• L•••	Vice President Wealth Manager	Leadership	phone: ••• Locked (published by the subject, Jul 16, 2026)	sec.gov Fact
J•••• L•••	Partner	Leadership	phone: ••• Locked (published by the subject, Jul 16, 2026)	sec.gov Fact

Office contact points

Office address: ••• Locked (published by the subject) sec.gov

Investment mandate

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••• Locked

Stated (their words, cited)

No cited statement of mandate on the record.

Observed (from the investment record)

No investments on the record yet, so nothing is observed.

Inferred (regulatory shape and team)

Public equity book: $443M Inference
13F table value, quarter ended 2026-03-31; long 13(f) securities only

Invests directly: unknown
Allocates to managers: unknown
Asset classes: unknown
Sectors: unknown
Geography: unknown
Check size: unknown

Direct investments

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No substantiated direct investment on the record. Absence here is absence of evidence, not evidence of absence.

Fund and manager relationships

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No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.

Public stakes and holdings

40 positionsshow

Form 13F holdings

Top 40 positions of 102 for the quarter ended Jun 30, 2026; $413M shown of $476M reported. Long 13(f) securities only. Never presented as the whole portfolio.

Issuer	Class	Value	Shares	Weight
S••••• S••••• S••• T•	ST STR TECHN ETF	$70.8M	381,176	14.9%
S••••• S••••• S••• T•	ST STR FINL ETF	$28.0M	510,470	5.9%
V••••••• B• I•••• F••	SHORT TRM BOND	$23.3M	300,301	4.9%
S••••• S••••• S••• T•	ST STR CARE ETF	$23.2M	145,176	4.9%
V••••••• W•••• F•	COMM SRVC ETF	$21.5M	113,728	4.5%
S••••• S••••• S••• T•	ST STR INDL ETF	$21.4M	116,480	4.5%
S••• A••••• E•• T•	ST STR TOTAL ETF	$19.8M	504,610	4.2%
S••••• S••••• S••• T•	ST STR DISCR ETF	$15.6M	131,700	3.3%
I•••••• T•	CORE US AGGBD ET	$12.1M	122,587	2.5%
S••• S••••• T••••	ST SHO TREAS ETF	$11.6M	399,816	2.4%
I•••••• E••••••• T••••• F• T•	S&P 500 TOP 50	$10.8M	176,958	2.3%
A•••• I••	COM	$10.3M	34,966	2.2%
S••• S••••• T••••	ST STR P500ETF	$9.2M	104,481	1.9%
S••• S••••• T••••	ST SHOR CORP ETF	$9.0M	300,726	1.9%
V••••••• W•••• F•	CONSUM STP ETF	$8.2M	36,451	1.7%
S••••• S••••• S••• T•	ST STR ENERG ETF	$7.9M	149,552	1.7%
A••••••• I••	CAP STK CL A	$7.3M	20,322	1.5%
D••• T••••••••• I••	CL C	$7.2M	16,828	1.5%
P••• A••• N••••••• I••	COM	$6.3M	18,032	1.3%
V••• I••	COM CL A	$6.2M	17,640	1.3%
C•••• S•• I••	COM	$5.7M	48,296	1.2%
N•••••• I•••	COM	$5.6M	75,961	1.2%
B••••••• I••	COM	$5.5M	14,999	1.2%
V••••••• W•••• F•	MATERIALS ETF	$5.4M	23,442	1.1%
M•••••••• C•••	COM	$5.2M	13,520	1.1%
S••••• S••••• S••• T•	ST STR UTIL ETF	$5.0M	111,554	1.0%
A••••• C•• I••	COM	$5.0M	20,557	1.0%
M••••• S••••••	COM NEW	$4.7M	22,369	1.0%
L•• R••••••• C•••	COM NEW	$4.2M	10,768	0.9%
U••• T••••••••• I••	COM	$4.0M	54,556	0.8%
B••• O• A••• C•••	COM	$3.8M	64,614	0.8%
E•• L•••• • C•	COM	$3.8M	3,155	0.8%
R•• C•••••••••	COM	$3.7M	19,528	0.8%
B•••••••• I••	COM	$3.3M	3,401	0.7%
N••••• I••	COM	$3.3M	39,647	0.7%
T•••••••• C•••••••• I••	COM	$3.1M	9,382	0.7%
P•••••• I••	COM	$3.0M	21,445	0.6%
N••••• C•••••••••	COM	$3.0M	15,154	0.6%
P•••••• • G••••• C•	COM	$3.0M	20,233	0.6%
M••• P•••••••• I••	CL A	$2.8M	4,580	0.6%

Changes between the last two quarters

Jun 30, 2026 ••• Locked sec.gov
Jun 30, 2026 ••• Locked sec.gov
Jun 30, 2026 ••• Locked sec.gov
Jun 30, 2026 ••• Locked sec.gov
Mar 31, 2026 ••• Locked sec.gov
Mar 31, 2026 ••• Locked sec.gov

Real estate

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No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.

Co-investors

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No co-investor on the record.

Independent sponsor relationships

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No cited relationship to an independent sponsor.

Related entities

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Signals and timeline

2show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 2 events. 13F position changes are under Public stakes and holdings.

Sep 11, 2026Classification changed••• Lockedc•••••••••Inferenceno URL
Sep 11, 2026Office discovered••• LockedDiscoveryInferencesec.gov

Sources and evidence

27show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 27 shown.

Score components

Freshness

+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (10 days)

Contactability

+30 n•••• d••••••••• (••• Locked)

+20 v••••••• b••••••• p••••• (2)

Data confidence

+10 p•••••

+5 p••••• h•••••••

+10 r••••••••• r•••••

+15 i••••••••• s•••••• (3 sources)

Active deployment

no components; scored 0

Exists confidence

+50 r••••••••• i••••••••• •••• C•• o• E•••

+30 i••••••••• s•••••• (3 sources)

Research priority

+13 c•••••• s•••• ••••••• o• 1••• R•••• A••• f••••••••• a•••••• ($443,394,736)

+3 c••••••••• i••••••• u•••••••••

+2 n• w•••••• k•••• •••••••• w•••• f••• o•••

+0 r••• (976)

Mandate confidence

no components; scored 0

Identity confidence

+30 c••••••••• (••• Locked)

Real estate propensity

no components; scored 0

Co investment propensity

no components; scored 0

Family identity confidence

no components; scored 0

Private markets propensity

no components; scored 0

Current activity confidence

+25 f•••• a• 1•• f•• a• r••••• q•••••• ••• e••••• o•••••••• n•• d•••••••••

+25 a• s••••••••• f••• w••••• 1• m••••• (10 days)

External manager propensity

no components; scored 0

Direct investment propensity

no components; scored 0

Independent sponsor propensity

no components; scored 0

Fact	Value	Effective	Source	Class
Edgar entity type	other	Sep 12, 2026	SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.gov	Fact
Edgar forms	13F-HR	Sep 12, 2026	SEC EDGAR entity submissions record (filer profile: forms filed, SIC, entity type, website) sec.gov	Fact
Filing address	••• Locked	Jun 30, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Filing address	••• Locked	Mar 31, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Filing address	••• Locked	Dec 31, 2025	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F filer	Y	Jun 30, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F filer	Y	Mar 31, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F filer	Y	Dec 31, 2025	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F admission signal	non_adviser_filer	Dec 31, 2025	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Other managers on 13F	0	Jun 30, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Other managers on 13F	0	Mar 31, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Other managers on 13F	0	Dec 31, 2025	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Latest 13F quarter	2026-06-30	Jun 30, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Latest 13F quarter	2026-03-31	Mar 31, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Latest 13F quarter	2025-12-31	Dec 31, 2025	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F positions	102	Jun 30, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F positions	99	Mar 31, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F positions	95	Dec 31, 2025	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F table value	$476M	Jun 30, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F table value	$443M	Mar 31, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
13F table value	$435M	Dec 31, 2025	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Headquarters	Brea, CA	Jun 30, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Headquarters	Brea, CA	Mar 31, 2026	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Headquarters	Brea, CA	Dec 31, 2025	SEC Form 13F data sets (quarterly holdings, all filers) sec.gov	Fact
Website search	not_found	Sep 20, 2026	DFX model output (c••••••••• rules, scores, mandates, matches) no URL	Inference
Website search	not_found	Sep 16, 2026	DFX model output (c••••••••• rules, scores, mandates, matches) no URL	Inference
Website search	not_found	Sep 12, 2026	DFX model output (c••••••••• rules, scores, mandates, matches) no URL	Inference