Family office profile

L•••••••• W••••• M••••••••• L••

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New York, NYOutsourced family office provideridentity confidence 60%

Why this class: registered adviser offering family office services among its advisory services ('financial consulting services & micro family office services').

Not yet hand-verified
Last observed Sep 23, 2026 · 77 observations · 2 sources
3 people · 0 investments · 112 public positions · 47 events

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.

Overview
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Profile completeness 53% (medium value, medium; the most valuable missing fact is direct investments)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
Classification
Outsourced family office provider
Description
unknown
Headquarters
New York, NY
Office address
••• Locked
Business phone
••• Locked
Website
unknown
Year established
unknown
Assets under management
unknown
Capital scale
Reported office AUM: unknown. 13F disclosed value $154M. Regulatory AUM $230M. These are different facts and are never added together.
Regulatory AUM (Form ADV)
$230M as of Mar 11, 2026, the adviser's regulatory assets, not the family's wealthFact
SEC registration
RIA since May 24, 2017 · 4 employeesFact
Client mix (Form ADV 5.D)
Individuals: 62 ($21.3M); Pension plans: 3 ($6.7M); Charitable organizations: 1 ($2.6M); High net worth individuals: 41 ($199M)Fact
Form 13F
$154M across 112 positions, quarter ended Jun 30, 2026. Long 13(f) securities only; never the whole portfolio.Fact
Classification history
  • Sep 12, 2026Outsourced family office provider 60%registered adviser offering family office services among its advisory services ('financial consulting services & micro family office services')Inference
Family and wealth origin
show
Family served
unknown
Source of wealth
unknown
Operating company origin
unknown

Not on the record yet. Family and wealth-origin claims are written only from cited public sources.

Team
3 peopleshow
PersonTitleResponsibilityBusiness contactSource
J•••••• M• J•••••MemberLeadershipnone on record
S•••• D• L••••Managing Member and Chief Compliance OfficerLeadership
phone: ••• Locked (published by the subject, Jul 28, 2026)
sec.gov Fact
S•••• D•••• L••••Managing Member and Chief Compliance OfficerLeadershipnone on record
Office contact points
Business phone: ••• Locked (published by the subject) a•••••••••.s••.gov
Office address: ••• Locked (published by the subject) sec.gov
Office address: ••• Locked (published by the subject) a•••••••••.s••.gov
Website: ••• Locked (published by the subject) a•••••••••.s••.gov
Investment mandate
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••• Locked

Stated (their words, cited)
No cited statement of mandate on the record.
Observed (from the investment record)
No investments on the record yet, so nothing is observed.
Inferred (regulatory shape and team)
Public equity book
$136M Inference
13F table value, quarter ended 2026-03-31; long 13(f) securities only
Invests directly
unknown
Allocates to managers
unknown
Asset classes
unknown
Sectors
unknown
Geography
unknown
Check size
unknown
Direct investments
show
No substantiated direct investment on the record. Absence here is absence of evidence, not evidence of absence.
Fund and manager relationships
show
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdings
40 positionsshow
Form 13F holdings

Top 40 positions of 112 for the quarter ended Jun 30, 2026; $123M shown of $154M reported. Long 13(f) securities only. Never presented as the whole portfolio.

IssuerClassValueSharesWeight
D••••••••• E•• T••••INTL CORE EQT MK$9.8M238,0316.4%
J•••• D•••••• S•• T•HENDRSON AAA CL$8.3M162,8575.4%
A•••• I••COM$7.3M25,1694.7%
I•••••• E••••••• T••••• F• T•S&P500 QUALITY$6.2M69,3324.1%
D••••••••• E•• T••••US TARGETED VLU$6.1M87,1154.0%
V••••••• B• I•••• F••INTERMED TERM$5.8M75,7593.8%
S••• S••••• T••••ST STR P500GRW$5.0M42,0743.3%
J•••• D•••••• S•• T•HENDERSON MTG$4.0M89,2882.6%
T• R••• P•••• E•••••••••P•••• GRW STOCK$3.7M76,9802.4%
S••• S••••• T••••ST TERM HIGH ETF$3.6M142,1952.3%
V••••••• I•••• F••MCAP GR IDXVIP$3.4M11,0302.2%
V••••••• I•••• F••MCAP VL IDXVIP$3.2M16,3792.1%
V••••••• S••••••••• F••SHORT TERM TREAS$3.2M54,2332.0%
W••••••••• T•US MIDCAP FUND$3.1M41,4012.0%
A••••••• M•••• D•••••• I••COM$3.0M5,1201.9%
Q••••• S••• I••COM$2.9M4,0731.9%
I•••••• Q•• T•UNIT SER 1$2.8M3,8561.8%
I•••••• T•I•••••• SEMICDTR$2.8M4,4131.8%
S•••• S•• S••• S•• 5•• E•• T•TR UNIT$2.7M3,5911.7%
S••••• S••••• S••• T•ST STR TECHN ETF$2.3M11,9421.5%
P••••• S•• E••••••••• G••••COM$2.2M27,6531.5%
A•• I••COM$2.2M14,0001.4%
N••••• C•••••••••COM$2.1M10,4691.4%
D••••••••• E•• T••••US CORE EQT MKT$2.1M40,2321.4%
T••••• F••••• S••••••••• I••COM$1.9M3,8111.2%
F•••• T• E••••• T••••• F• V•FT VEST NASD 100$1.9M74,6021.2%
S••••• S•••••••• T•US BRD MKT ETF$1.8M62,9111.2%
M••• P•••••••• I••CL A$1.8M3,2211.2%
I•••••• T•TRS FLT RT BD$1.7M33,8171.1%
V••••••• I•••• F••SMALL CP ETF$1.7M5,5971.1%
V••••••• I•••• F••SML CP GRW ETF$1.7M4,6061.1%
T•••• I••COM$1.7M4,0011.1%
F•••• T• E••••• T••••• F• V•FT VEST US$1.7M36,9271.1%
P••••••• T••••••••• I••CL A$1.5M13,1931.0%
A••••• C•• I••COM$1.4M5,9510.9%
M•••••••• C•••COM$1.3M3,4450.8%
S•••• A• O• C•••COM$1.2M18,9760.8%
A••••• I••COM$1.2M4,7200.8%
E•• L•••• • C•COM$1.2M9690.8%
J••••••• C•••• • C•COM$1.1M3,3360.7%
Changes between the last two quarters
  • Jun 30, 2026 ••• Locked sec.gov
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Real estate
show
No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investors
show
No co-investor on the record.
Independent sponsor relationships
show
No cited relationship to an independent sponsor.
Related entities
1show
Signals and timeline
1show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 1 events. 13F position changes are under Public stakes and holdings.

Sources and evidence
77show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 77 shown.

Score components
Freshness
+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (1 days)
Contactability
+40 n•••• d••••••••• (••• Locked)
+20 v••••••• b••••••• p••••• (2)
+10 o••••• a••••••
Data confidence
+10 p•••••
+5 p••••• h•••••••
+10 r••••••••• r•••••
+10 i••••••••• s•••••• (2 sources)
Active deployment
no components; scored 0
Exists confidence
+50 r••••••••• i••••••••• •••• C•• o• E•••
+20 i••••••••• s•••••• (2 sources)
Research priority
+12 c•••••• s•••• ••••••• o• 1••• R•••• A••• f••••••••• a•••••• ($229,846,327)
+2 n• w•••••• k•••• •••••••• w•••• f••• o•••
+0 r••• (1654)
Mandate confidence
no components; scored 0
Identity confidence
+60 c••••••••• (••• Locked)
Real estate propensity
no components; scored 0
Co investment propensity
no components; scored 0
Family identity confidence
no components; scored 0
Private markets propensity
no components; scored 0
Current activity confidence
+25 f•••• a• 1•• f•• a• r••••• q•••••• ••• e••••• o•••••••• n•• d•••••••••
+25 a• s••••••••• f••• w••••• 1• m••••• (1 days)
External manager propensity
no components; scored 0
Direct investment propensity
no components; scored 0
Independent sponsor propensity
no components; scored 0
FactValueEffectiveSourceClass
Form ADV firm typeRIAMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Form ADV admission signalservices_descriptionMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Latest Form ADV filing2026-03-11Mar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)L•••••••• W••••• M••••••••• L••Sep 21, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)L•••••••• W••••• M••••••••• L••Sep 20, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)L•••••••• W••••• M••••••••• L••Sep 19, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other names (Form ADV 1.B)L•••••••• W••••• M••••••••• L••Sep 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Other services (Form ADV)••• LockedMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Advisory services (Form ADV 5.G)financial_planning,portfolio_management_individuals,portfolio_management_businesses_institutions,pension_consulting,selection_of_other_advisers,otherMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Form ADV statusApprovedMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
SEC status effective2017-05-24Mar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices1Sep 21, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices1Sep 20, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices1Sep 19, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Branch offices1Sep 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Business phone••• LockedMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
High net worth clients41Mar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Client mix (Form ADV 5.D){"individuals":{"clients":62,"raum_usd":21277723,"fewer_than_5":false},"pension_plans":{"clients":3,"raum_usd":6685711,"fewer_than_5":false},"charitable_organizMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Employees4Mar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Filing address••• LockedJun 30, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Filing address••• LockedDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYJun 30, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F filerYDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Jun 30, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Other managers on 13F0Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2026-06-30Jun 30, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2026-03-31Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-12-31Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-09-30Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-06-30Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2025-03-31Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Latest 13F quarter2024-12-31Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions112Jun 30, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions108Mar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions106Dec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions103Sep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions93Jun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions87Mar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F positions114Dec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$154MJun 30, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$136MMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$133MDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$126MSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$108MJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$96.3MMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
13F table value$138MDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersNew York, NYJun 30, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersNew York, NYMar 31, 2026SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersNew York, NYMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
HeadquartersNew York, NYDec 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersNew York, NYSep 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersNew York, NYJun 30, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersNew York, NYMar 31, 2025SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
HeadquartersNew York, NYDec 31, 2024SEC Form 13F data sets (quarterly holdings, all filers) sec.govFact
Legal formLimited Liability CompanyMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Office address••• LockedMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Private funds advised0Mar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Private fund gross assets$0Mar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• accounts122Mar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• hnw usd$199MMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
R••• usd$230MMar 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.govFact
Schedule a rows2Sep 11, 2026SEC Form ADV monthly roster (RIA + exempt reporting advisers) reports.adviserinfo.sec.govFact