DFX Intelligence

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A•••••• F••••• O•••••

Outsourced family office provider· Santa Monica, CA

Outsourced family office provider, based in Santa Monica, CA.

Composed from this office's classification, location and record.

As of 2026-09-23 · the latest observation of this office; filed figures carry their own filing dates

Direct investments: Not established
Decision makers: 2
Capital scale: Not established
Last deployment: Mar 2024

Team (3)Mandate

As of 2026-09-23 · the latest observation of this office; filed figures carry their own filing dates

Why this matters

2 published business contact points are on record, each with its source.
Contact points 2

Readings, classification basis and verificationidentity confidence 85% · 28 observations · 3 sourcesShow

Outsourced family office providerVerified Sep 23, 2026 (today)3 people · 0 investments · 0 public positions · 4 events

Why this class: SEC registered adviser launched by A•••••• W••••• M••••••••• through the X• C•••••• acquisition to sell family office services to affluent client families..

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.

Overview

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Profile completeness 38% (low value, medium; the most valuable missing fact is direct investments)

identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness

Classification: Outsourced family office provider
Description: unknown
Headquarters: Santa Monica, CA
Office address: ••• Locked
Business phone: ••• Locked
Website: unknown
Year established: unknown
Assets under management: unknown
Capital scale: Reported office AUM: unknown. No public number of any kind.
SEC registration: RIA since Jan 8, 2026 · 4 employeesFact

Classification history

Sep 23, 2026Outsourced family office provider 85%SEC registered adviser launched by A•••••• W••••• M••••••••• through the X• C•••••• acquisition to sell family office services to affluent client families.Factverifiedwealthmanagement.com“••• Locked”
Sep 12, 2026Candidate 50%registered adviser named as a family office; client mix not reportedInference

Family and wealth origin

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Family served: unknown
Source of wealth: unknown
Operating company origin: unknown

Not on the record yet. Family and wealth-origin claims are written only from cited public sources.

Team

3 peopleshow

Person	Title	Responsibility	Business contact	Source
A••• B•••• S••••	Owner	Leadership	none on record	reports.adviserinfo.sec.gov Fact
J•••• R••••• O••••••	Owner	Leadership	none on record	reports.adviserinfo.sec.gov Fact
E••••• J••• L••••••	Chief Compliance Officer	Operations and finance	none on record	reports.adviserinfo.sec.gov Fact

Office contact points

Business phone: ••• Locked (published by the subject) adviserinfo.sec.gov

Office address: ••• Locked (published by the subject) adviserinfo.sec.gov

Investment mandate

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Stated (their words, cited)

No cited statement of mandate on the record.

Observed (from the investment record)

No investments on the record yet, so nothing is observed.

Inferred (regulatory shape and team)

Nothing to infer from.

Invests directly: unknown
Allocates to managers: unknown
Asset classes: unknown
Sectors: unknown
Geography: unknown
Check size: unknown

Direct investments

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No substantiated direct investment on the record. Absence here is absence of evidence, not evidence of absence.

Investment vehicles (SEC Form D)

X• G••••••••• F••• L• · shared principal · Mar 8, 2024 · via A••• B•••• S•••• Inference sec.gov

Fund and manager relationships

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No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.

Public stakes and holdings

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Form 13F holdings

No 13F filing on the record for this office.

Real estate

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No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.

Co-investors

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No co-investor on the record.

Independent sponsor relationships

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No cited relationship to an independent sponsor.

Related entities

5show

Signals and timeline

4show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 4 events. 13F position changes are under Public stakes and holdings.

Jan 8, 2026Registered as SEC adviser••• LockedOrganisationFactadviserinfo.sec.gov
Sep 11, 2026Office discovered••• LockedDiscoveryInferenceadviserinfo.sec.gov
Mar 1, 2024New investment vehicle••• LockedVehiclesInferencesec.gov
Sep 23, 2026Classification changed••• Lockedc•••••••••Factwealthmanagement.com

Sources and evidence

28show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 28 shown.

Score components

Freshness

+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (1 days)

Contactability

+30 n•••• d••••••••• (••• Locked)

+10 v••••••• b••••••• p••••• (1)

+10 o••••• a••••••

Data confidence

+10 p•••••

+10 r••••••••• r•••••

+10 i••••••••• s•••••• (2 sources)

Active deployment

no components; scored 0

Exists confidence

+50 r••••••••• i••••••••• •••• C•• o• E•••

+20 i••••••••• s•••••• (2 sources)

Research priority

+3 c••••••••• i••••••• u•••••••••

+2 F••• D• v••••••• l•••••

+2 n• w•••••• k•••• •••••••• w•••• f••• o•••

+0 r••• (2141)

Mandate confidence

no components; scored 0

Identity confidence

+50 c••••••••• (••• Locked)

Real estate propensity

no components; scored 0

Co investment propensity

no components; scored 0

Family identity confidence

no components; scored 0

Private markets propensity

no components; scored 0

Current activity confidence

+25 a• s••••••••• f••• w••••• 1• m••••• (1 days)

External manager propensity

no components; scored 0

Direct investment propensity

no components; scored 0

Independent sponsor propensity

no components; scored 0

Fact	Value	Effective	Source	Class
Form ADV firm type	RIA	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Form ADV admission signal	name	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Form ADV admission signal	name	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Latest Form ADV filing	2026-01-06	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Other names (Form ADV 1.B)	••• Locked	Sep 21, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Other names (Form ADV 1.B)	••• Locked	Sep 20, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Other names (Form ADV 1.B)	••• Locked	Sep 19, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Other names (Form ADV 1.B)	••• Locked	Sep 11, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Advisory services (Form ADV 5.G)	financial_planning,portfolio_management_individuals,portfolio_management_businesses_institutions,selection_of_other_advisers	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Form ADV status	120-Day Approval	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
SEC status effective	2026-01-08	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Branch offices	3	Sep 21, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Branch offices	3	Sep 20, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Branch offices	3	Sep 19, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Branch offices	3	Sep 11, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Business phone	••• Locked	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Employees	4	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Headquarters	Santa Monica, CA	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Legal form	Limited Liability Company	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Office address	••• Locked	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Office type (stated)	outsourced_family_office “••• Locked”	Sep 23, 2026	DFX analyst research (General-assisted, every claim URL-cited) wealthmanagement.com	Fact
Private funds advised	0	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Private fund gross assets	$0	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Accounts (Form ADV)	0	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Regulatory AUM (Form ADV)	$0	Jan 6, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) adviserinfo.sec.gov	Fact
Schedule a rows	4	Sep 11, 2026	SEC F••• ADV monthly roster (RIA + exempt reporting advisers) reports.adviserinfo.sec.gov	Fact
Website search	not_found	Sep 16, 2026	DFX model output (c••••••••• rules, scores, mandates, matches) no URL	Inference
Website search	not_found	Sep 12, 2026	DFX model output (c••••••••• rules, scores, mandates, matches) no URL	Inference