DFX Intelligence
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M•••• H•••••••• L••
Single family office (confirmed)Top 500· Tustin, CA
Single family office (confirmed), based in Tustin, CA, with 4 direct investments on record.
Composed from this office's classification, location and record.
As of · the latest observation of this office; filed figures carry their own filing dates
- Direct investments
- 4
- Decision makers
- 2
- Capital scale
- Not established
- Last deployment
- Mar 2016
Deal announcements, Form D and filings
The office's site, Form ADV Schedule A and filings
The latest dated investment or commitment on record
As of · the latest observation of this office; filed figures carry their own filing dates
What we can say about this record
We hold 12 observations from 3 sources for this office, the latest this month. No direct investment in the last year, stated check size or sponsor relationship is on record. It is still the right record for resolving this office, its family and its people.
Readings, classification basis and verificationidentity confidence 85% · 12 observations · 3 sourcesShowHide
Single family office (confirmed)Verified Sep 21, 2026 (2 days ago)3 people · 4 investments · 0 public positions · 6 events
Why this class: A 2016 A•••••••• I••••••••• C•••• 8-K, independent of our_source_url (a 2026 A••• Alliance proxy), and a separate 2021 A••• Global Holdings proxy both corroborate the entity, with the 2021 filing independently repeating 'a family office' for M•••• H••••••• and the 2016 filing naming K••••••• L• A••• as its Manager and the spouse of M••••• C• A•••• I••..
Direct investing
60
high
Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: external managers, private markets, sponsor-friendly, real estate, co-investment.
Overviewshow
Profile completeness 44% (high value, high value shallow; the most valuable missing fact is contacts)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
- Classification
- Single family office (confirmed)
- Description
- unknown
- Headquarters
- ••• Locked
- Office address
- unknown
- Business phone
- unknown
- Website
- unknown
- Year established
- unknown
- Assets under management
- unknown
- Capital scale
- Reported office AUM: unknown. No public number of any kind.
Classification history
- Sep 15, 2026Single family office (confirmed) 85%A 2016 A•••••••• I••••••••• C•••• 8-K, independent of our_source_url (a 2026 A••• Alliance proxy), and a separate 2021 A••• Global Holdings proxy both corroborate the entity, with the 2021 filing independently repeating 'a family office' for M•••• H••••••• and the 2016 filing naming K••••••• L• A••• as its Manager and the spouse of M••••• C• A•••• I••.Factverifiedsec.gov“••• Locked”
- Sep 14, 2026Single family office (probable) 70%a filing by a third party describes it as a single family office (cited)Fact
- Sep 14, 2026Candidate 25%no rule matched; held as a candidate pending researchInference
Family and wealth originshow
- Family served
- A••• family; described in a public-company proxy as M••••• C• A•••• I••'s family office
- Source of wealth
- unknown
- Operating company origin
- unknown
Team3 peopleshow
| Person | Title | Responsibility | Business contact | Source |
|---|---|---|---|---|
| M••••• C• A•••• I•• family | Vice President of Business Development | Family principal | none on record | sec.gov Fact |
| K••••••• L• A••• | Manager | Leadership | none on record | sec.gov Fact |
| K••••••• L• A••• family | Manager / Managing Member | Leadership · investment decisions | none on record | sec.gov Fact |
Investment mandateshow
••• Locked
Stated (their words, cited)
- Invests directly
- ••• Locked Inference sec.gov“••• Locked”
Observed (from the investment record)
- States
- none Fact
- Control
- majority (2), unknown (2) Fact
- Sectors
- consumer/vape retail (1) Fact
- Subsectors
- none Fact
- Co investors
- none Fact
- Asset classes
- private equity (2), public equity - control (1), private credit (1) Fact
- Direct vs fund
- Fund: 0 · Direct: 4 · Real estate: 0 Fact
- Sponsors backed
- none Fact
- Investment count
- 4 Fact
- Investment kinds
- debt-for-equity conversion / control acquisition (1), majority membership interest / holding vehicle (1), equity ownership stake (1), promissory note financing (1) Fact
- First and last deal
- Last: 2016-03-04 · First: 2014-10-07 Fact
- Lead vs participant
- lead (3), unknown (1) Fact
- Disclosed check sizes
- Max: $198,654 · Min: $100,000 · Count: 2 Fact••• Locked
Inferred (regulatory shape and team)
Nothing to infer from.
- Invests directly
- Takes direct control and lending positions in small public and private companies rather than allocating to outside managers
- Allocates to managers
- unknown
- Asset classes
- unknown
- Sectors
- unknown
- Geography
- unknown
- Check size
- unknown
Direct investments4 dealsshow
| Date | Company | Kind | Sector | Role | Amount | With | Source |
|---|---|---|---|---|---|---|---|
| Mar 4, 2016 | A•••••••• I••••••••• C•••• | Promissory note financing | unknown | lead | $100,000 | M•••• H•••••••• L•• (lender) | sec.gov Fact “••• Locked” |
| Jul 22, 2015 | V••• N•••••• L•• | Equity ownership stake | consumer/vape retail | unknown | unknown | none named | sec.gov Fact “••• Locked” |
| Oct 7, 2014 | C•••• C•••• M••••• I••• | Debt-for-equity conversion / control acquisition | unknown | lead · majority | $198,654 | none named | sec.gov Fact “••• Locked” |
| Date not disclosed | P••••• V•••••••• L•• | Majority membership interest / holding vehicle | unknown | lead · majority | unknown | none named | sec.gov Fact “••• Locked” |
Fund and manager relationshipsshow
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdingsshow
Form 13F holdings
No 13F filing on the record for this office.
Real estateshow
No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investors1show
| Counterparty | Kind | Shared deals | First, last | Examples | Source |
|---|---|---|---|---|---|
| M•••• H•••••••• L•• | organisation (lender) | 1 | Mar 4, 2016 (historical) | A•••••••• I••••••••• C•••• | sec.gov |
Independent sponsor relationshipsshow
No cited relationship to an independent sponsor.
Related entitiesshow
Signals and timeline6show
Most significant first: what kind of change it is, its size, whose change it is, and how recent. 6 events. 13F position changes are under Public stakes and holdings.
- Jul 22, 2026Office discovered••• LockedDiscoveryFactsec.gov
- Sep 15, 2026Classification changed••• Lockedc•••••••••Factsec.gov
- Sep 14, 2026Classification changed••• Lockedc•••••••••Factno URL
- Mar 4, 2016Direct investment••• LockedDirect investmentsFactsec.gov
- Jul 22, 2015Direct investment••• LockedDirect investmentsFactsec.gov
- Oct 7, 2014Direct investment••• LockedDirect investmentsFactsec.gov
Sources and evidence12show
Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 12 shown.
Score components
Freshness
+100 d••• s•••• t•• n••••• s••••••••• f••• o• a•••••• v••••••••• (1 days)
Contactability
+30 n•••• d••••••••• (••• Locked)
Data confidence
+10 p•••••
+15 i•••••••••
+15 i••••••••• s•••••• (3 sources)
Active deployment
no components; scored 0
Exists confidence
+30 i••••••••• s•••••• (3 sources)
+30 a•••••••••
Research priority
+15 s••••• f••••• o• f••••• i••••••••• c••••••
+12 d••••• i••••••••• o• r•••••
+2 n• w•••••• k•••• •••••••• w•••• f••• o•••
+0 r••• (282)
Mandate confidence
+40 m•••••• s•••••••• b• o••••••• i•••••••••
Identity confidence
+85 c••••••••• (••• Locked)
Real estate propensity
no components; scored 0
Co investment propensity
no components; scored 0
Family identity confidence
+40 f••••• n•••• (••• Locked)
+20 f••••• p•••••••• o• s••••
Private markets propensity
no components; scored 0
Current activity confidence
+25 a• s••••••••• f••• w••••• 1• m••••• (62 days)
External manager propensity
no components; scored 0
Direct investment propensity
+60 o••••••• d••••• i••••••••• (4 on the record)
Independent sponsor propensity
no components; scored 0
| Fact | Value | Effective | Source | Class |
|---|---|---|---|---|
| Decision rights | ••• Locked “••• Locked” | Sep 21, 2026 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Edgar fts discovery | family office | Jul 22, 2026 | SEC EDGAR full-text search (a filing sentence that says what an entity is, quoted with its URL) sec.gov | Fact |
| Family involvement | ••• Locked “••• Locked” | Sep 21, 2026 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Inference |
| Family served | A••• family “••• Locked” | n/a | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Family served | ••• Locked “••• Locked” | Sep 21, 2026 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Headquarters | ••• Locked “••• Locked” | Sep 21, 2026 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Invests directly | ••• Locked “••• Locked” | Sep 21, 2026 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Inference |
| Legal entity | ••• Locked “••• Locked” | Sep 21, 2026 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Office type (stated) | single_family_office “••• Locked” | Sep 15, 2026 | DFX analyst research (General-assisted, every claim URL-cited) sec.gov | Fact |
| Office type (stated) | single_family_office | Jul 22, 2026 | SEC EDGAR full-text search (a filing sentence that says what an entity is, quoted with its URL) sec.gov | Fact |
| Website search | not_found | Sep 16, 2026 | DFX model output (c••••••••• rules, scores, mandates, matches) no URL | Inference |
| Website search | not_found | Sep 14, 2026 | DFX model output (c••••••••• rules, scores, mandates, matches) no URL | Inference |