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Possible family office in Rhode Island

CandidateNot hand-verified in 180 days· RI

Candidate, based in RI.

Composed from this office's classification, location and record.

Regulatory AUM
$67.2M
Find similar officesMandate
As of · the latest observation of this office; filed figures carry their own filing dates
This entity is a candidate. One public signal put it on the graph; it is not counted as a confirmed family office and nothing below should be read as saying it is one.

Nothing material in the last 365 days. Last change: 25 Sep 2026, ••• Locked.

Readings, classification basis and verificationidentity confidence 45% · 8 observations · 1 sourceShow
CandidateNot yet hand-verified0 people · 0 investments · 0 public positions · 2 events

Why this class: ••• Locked.

Each reading is 0 to 100 from the listed components in the evidence section; hover a tile for what it measures. No evidence yet of: direct investing, external managers, private markets, sponsor-friendly, real estate, co-investment.

Profile completeness 9% (low value, unresolved; the most valuable missing fact is classification)
identityclassificationwealth origincapital-scale evidencepeoplecontactsmandatedirect investmentsfund relationshipsco-investorssponsor relationshipsreal estatepublic holdingsrecent eventsprovenancefreshness
Overview
show
Classification
Candidate
Description
unknown
Headquarters
RI
Office address
unknown
Business phone
unknown
Website
unknown
Year established
unknown
Assets under management
unknown
Capital scale
Reported office AUM: unknown. Regulatory AUM $67.2M. These are different facts and are never added together.
Regulatory AUM (Form ADV)
$67.2M as of Mar 26, 2026, the adviser's regulatory assets, not the family's wealthFact
SEC registration
RIA · 5 employeesFact
Client mix (Form ADV 5.D)
Other client types: 0; High net worth individuals: 6.0 ($57.7M)Fact
Elsewhere in DFX
ria (shared crd)
Classification history
  • Sep 25, 2026Candidate 45%••• LockedInference
  • Sep 25, 2026Candidate 40%••• LockedInferenceadviserinfo.sec.gov
Team
show
No current professionals on the record.
Signals and timeline
2show

Most significant first: what kind of change it is, its size, whose change it is, and how recent. 2 events. 13F position changes are under Public stakes and holdings.

  • Sep 25, 2026Classification changed••• Lockedc•••••••••Inferenceno URL
  • Sep 25, 2026Office discovered••• LockedDiscoveryInferenceadviserinfo.sec.gov
Investment mandate
show
Stated (their words, cited)
No cited statement of mandate on the record.
Observed (from the investment record)
No investments on the record yet, so nothing is observed.
Inferred (regulatory shape and team)
Nothing to infer from.
Invests directly
unknown
Allocates to managers
unknown
Asset classes
unknown
Sectors
unknown
Geography
unknown
Check size
unknown
Direct investments
show
No substantiated direct investment on the record. Absence here is absence of evidence, not evidence of absence.
Fund and manager relationships
show
No fund commitment or manager relationship on the record. Commitment amounts are shown only when public.
Public stakes and holdings
show
Form 13F holdings
No 13F filing on the record for this office.
Real estate
show
No documented real estate ownership link. A property is attributed to an office only through a documented control relationship, never from a surname.
Co-investors
show
No co-investor on the record.
Independent sponsor relationships
show
No cited relationship to an independent sponsor. This office is also on the sponsor graph; see Elsewhere in DFX above.
Related entities
show
Sources and evidence
8show

Every observation behind this profile: the value, when it was effective, the source, the quote where there is one, and whether it is a fact, an inference or an estimate. 8 shown.

Score components
Freshness
+0 no source-dated fact on record
Contactability
no components; scored 0
Data confidence
+10 regulatory record
+5 independent sources (1 sources)
Active deployment
no components; scored 0
Exists confidence
+50 regulatory identifier (CIK, CRD or EIN)
+10 independent sources (1 sources)
Research priority
+9 capital scale (largest of 13F, RAUM, AUM, foundation assets) ($67,190,511)
+3 candidate, identity unresolved
+5 on another DFX graph
+5 no decision-maker yet (research would add one)
+2 no website known (research would find one)
+0 rank (523)
Mandate confidence
no components; scored 0
Identity confidence
+40 classification
Real estate propensity
no components; scored 0
Co investment propensity
no components; scored 0
Family identity confidence
no components; scored 0
Private markets propensity
no components; scored 0
Current activity confidence
no components; scored 0
External manager propensity
no components; scored 0
Direct investment propensity
no components; scored 0
Independent sponsor propensity
no components; scored 0
View all 8 observations
FactValueEffectiveSourceClass
Form ADV firm typeRIAMar 26, 2026DFX RIA Intelligence graph (ria_*, Form ADV) adviserinfo.sec.govFact
Form ADV admission signalSfo shapeMar 26, 2026DFX RIA Intelligence graph (ria_*, Form ADV) adviserinfo.sec.govFact
Adv registration••• LockedMar 26, 2026DFX RIA Intelligence graph (ria_*, Form ADV) adviserinfo.sec.govFact
High net worth clients6Mar 26, 2026DFX RIA Intelligence graph (ria_*, Form ADV) adviserinfo.sec.govFact
Client mix (Form ADV 5.D)Mar 26, 2026DFX RIA Intelligence graph (ria_*, Form ADV) adviserinfo.sec.govFact
Employees5Mar 26, 2026DFX RIA Intelligence graph (ria_*, Form ADV) adviserinfo.sec.govFact
Headquarters••• LockedMar 26, 2026DFX RIA Intelligence graph (ria_*, Form ADV) adviserinfo.sec.govFact
Regulatory AUM (Form ADV)$67.2MMar 26, 2026DFX RIA Intelligence graph (ria_*, Form ADV) adviserinfo.sec.govFact
Across the graphs

Possible family office in Rhode Island is the same institution as 1 record in RIA and Wealth.

RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Record history

••• Locked
  • Reclassified
    2026-09-25
  • Office classification changed
    2026-09-25
  • Family office discovered
    2026-09-25source

The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.

Not yet on record: direct investments, decision makers, last deployment.