DFX Intelligence
This provider
Capital provider· Irvine, CA
As of · the mandate; last verified Sep 27, 2026, 2 sources, 13 observations
- Sponsors financed
- 0
- Repeat sponsors
- 0
- Announced deals
- 0
SEC RIASEC RIAequity
As of · the mandate; last verified Sep 27, 2026, 2 sources, 13 observations
The capital provider's name
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Sponsors this provider has financedWhat these counts meanCounts are the financings DFX has read in announcements. Most come from lenders' own deal archives, which list a lender's repeat deals with a sponsor but not the sponsor's deals with other lenders, so a repeat relationship shows where one lender publishes and is not a rate at which sponsors return to a lender. Counts undercount and record past financing; DFX does not predict who will finance a deal.
No financing of an independent sponsor by this provider has been observed in an announcement yet.
What do they fund, equity or debt, how much, what structures
- Provider kinds
- Pe adviserFactsources in which the provider appears· 100%· Federal regulator filings
- Capital side
- EquityFactForm ADV private fund type· 85%· Federal regulator filings
- Assets in private funds
- $379MFactForm ADV 7B gross assets of private funds· 95%· Federal regulator filings
- Private equity funds
- 8FactForm ADV 7B· 95%· Federal regulator filings
- Adviser since
- 2026-08-05FactForm ADV SEC status effective date· 95%· Federal regulator filings
- Adviser class
- Pe manager midInferencegross private fund assets: small <$300M, mid <$2B, large· 80%· Federal regulator filings
Announced transactions naming them
No sponsor counterparty has been observed for this provider yet. Sponsor friendliness on this page is a class prior (labelled inference) until a transaction naming this provider beside an independent sponsor is ingested.
Service providers who work with this capital provider
How a firm is placed hereCounsel, accountants, advisors and other firms named in a role on a deal this provider financed, and firms whose own pages name it as a client. Every engagement links its source; medium confidence is labelled.No service provider has been observed on this provider's deals yet.
What recent evidence says they are active
- Aug 5, 2026Adviser registered$379MSEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov
Which sponsors in their sectors has DFX not observed them beside
How this is orderedOrdered by the sponsor's depth in your sectors. The capital named on their deals is printed beside each one so the absence can be checked rather than taken on trust.No announcement DFX has read names This provider as capital on an independent sponsor's deal, so there is no sector here to compare against yet.
Evidence
| Fact | Value | Class | Effective | Source |
|---|---|---|---|---|
| ADV firm type | RIA | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| ADV latest filing date | Jul 22, 2026 | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| ADV status | Approved | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| ADV status effective date | Aug 5, 2026 | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| Adviser class | PE manager mid | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| Employee count | 6 | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| Entity kind | Private equity fund manager | Inference | 2026-09-27 | DFX model output (scores, estimates, matches) no URL |
| HQ location | Irvine, CA | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| Legal form | Limited Liability Company | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| Private equity funds | 8 | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| Private fund count | 11 | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
| Private fund gross assets | $379M | Fact | 2026-07-22 | SEC Investment Adviser Public Disclosure, Form ADV data adviserinfo.sec.gov |
1 further observations are on the record behind these, each with its own source and date. Ask and we will send the lot.