DFX Intelligence
Capital
Equity and debt, by what the record showsWhat these records areThese are reference records. A row here is a regulator's entry about a firm: an SBIC licence, an ADV registration, a Form D filing. DFX has not observed any of these firms on a deal beside an independent sponsor. That is a statement about DFX coverage, not about the firm. The observed network is where the deal evidence is.SBIC licensees carry a regulator-published strategy, fund size, average investment and a yes/no on whether they are making new investments. Advisers carry their private fund assets and registration date. Fund vehicles carry the amount sold. Sponsor friendliness is a prior until observed transactions replace it, and the page says which.
Observed capital network
Reference directory
3,761 providers
| Evidence | Type | ||
|---|---|---|---|
| Acorn Capital Management | ADV registration | SEC RIA | $634M |
| Gabelli Funds, LLC | ADV registration | SEC RIA | $634M |
| Castle Rock Advisors LLC | ADV registration | SEC RIA | $632M |
| A••••••• C•••• P••••••• | ADV registration | SEC RIA | $628M |
| L• P•••• M••••••••• L•• | ADV registration | SEC RIA | $628M |
| S•••••• C•••••• M••••••••• | ADV registration | SEC RIA | $624M |
| S•• M••••••••• S•••••••• L•• | ADV registration | SEC RIA | $624M |
| P••••• C•••••• G••••• L•• | ADV registration | SEC RIA | $623M |
| F• G••••• A••••••• L•• | ADV registration | SEC RIA | $623M |
| S••••• S••••• C•••••• | ADV registration | SEC RIA | $622M |
| R•• A••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $619M |
| W••• C•••• C•••••• M••••••••• L• | ADV registration | SEC RIA | $618M |
| C•••• H•••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $618M |
| M••••••••• P••••••• L•• | ADV registration | SEC RIA | $615M |
| B••• O•• S•••••••• E••••• A••••••• L•• | ADV registration | SEC RIA | $614M |
| H•••• A••••••• I••• | ADV registration | SEC ERA | $613M |
| A•• A•••• M••••••••• | ADV registration | SEC RIA | $612M |
| C••••••••• C•••••• P••••••• | ADV registration | SEC RIA | $611M |
| A••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $610M |
| J• S•••• • C••• L•• | ADV registration | SEC RIA | $609M |
| M•••••••• I••••••••• P•••••••• L•• | ADV registration | SEC RIA | $608M |
| T•• P•••••• F••• A•••••• L•• | ADV registration | SEC RIA | $604M |
| S•••••• I••• | ADV registration | SEC RIA | $604M |
| V•••••• M••••••••• H•••••••• L•• | ADV registration | SEC RIA | $603M |
| E•••••••• C•••••• A••••••• I••• | ADV registration | SEC RIA | $603M |
| C• C•••••• I•••••••• A••••••• L•• | ADV registration | SEC RIA | $600M |
| A•••••• C•••••• M••••••••• L• | ADV registration | SEC RIA | $599M |
| V••••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $598M |
| S••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $598M |
| 4•• C••••••• L•• | ADV registration | SEC RIA | $596M |
| O••••••••• C•••••• M••••••••• L••• | ADV registration | SEC RIA | $594M |
| A•• P•••••• E••••• P•••••••• L•• | ADV registration | SEC RIA | $594M |
| Q••• P••••••• L•• | ADV registration | SEC RIA | $594M |
| S••••••••• P••••••• C•••• | ADV registration | SEC ERA | $594M |
| A•••••••• G••••• | ADV registration | SEC RIA | $593M |
| A•••• M••••••• C•••••• L•• | ADV registration | SEC RIA | $593M |
| I•••••••• C•••••• P•••••••• L••• | ADV registration | SEC RIA | $591M |
| I•• P•••••••• L•• | ADV registration | SEC RIA | $591M |
| M• N••• C•••••• | ADV registration | SEC RIA | $591M |
| L•••• C•••••• L• | ADV registration | SEC RIA | $591M |
| J•••••••• C••••• M••••••••• L•• | ADV registration | SEC RIA | $590M |
| 3•• F••••••• C••••••• L• | ADV registration | SEC RIA | $589M |
| T•••••• I•••••••• F••• A•••••••• L•• | ADV registration | SEC RIA | $588M |
| C•••••••• C••••••• L•• | ADV registration | SEC RIA | $587M |
| S•••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $585M |
| 5•• C•••••• P••••••• | ADV registration | SEC RIA | $584M |
| V••• I••••••••• A•••••••• L• | ADV registration | SEC RIA | $583M |
| C•••••••• C••••• M••••••••• | ADV registration | SEC RIA | $583M |
| A••••• C•••••• P•••••••• L•• | ADV registration | SEC RIA | $583M |
| A•••••••• L••••••••• F•••••• L•• | ADV registration | SEC RIA | $581M |
| G•••••••• C•••••• L• | ADV registration | SEC RIA | $580M |
| T•• R•••• P••••••• M••••••••• L• | ADV registration | SEC RIA | $579M |
| B•• F••• A•••••••• L•• | ADV registration | SEC RIA | $577M |
| L•••• C•••••• M••••••••• L• | ADV registration | SEC RIA | $577M |
| S•••••••• C•••••• L•• | ADV registration | SEC RIA | $576M |
| N••••••• L•••• C••••••• L••• | ADV registration | SEC RIA | $575M |
| S••••••••• C•••••• P•••••••• L•• | ADV registration | SEC RIA | $575M |
| S•••••••• V•••• B••• P••••••• L•• | ADV registration | SEC RIA | $574M |
| G•••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $571M |
| S• E••••• P••••••• M••••••••• L•• | ADV registration | SEC RIA | $570M |
The capital provider names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get Independent Sponsor Intelligence at $199 a month for every name. Every figure, date and source is public either way.
The weekly brief
Tell us your sectors and check structure. Every Monday: the independent sponsors that closed in them, who financed each deal, and which of them DFX has not observed on a deal beside you.
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