DFX Intelligence
Capital
Equity and debt, by what the record showsWhat these records areThese are reference records. A row here is a regulator's entry about a firm: an SBIC licence, an ADV registration, a Form D filing. DFX has not observed any of these firms on a deal beside an independent sponsor. That is a statement about DFX coverage, not about the firm. The observed network is where the deal evidence is.SBIC licensees carry a regulator-published strategy, fund size, average investment and a yes/no on whether they are making new investments. Advisers carry their private fund assets and registration date. Fund vehicles carry the amount sold. Sponsor friendliness is a prior until observed transactions replace it, and the page says which.
Observed capital network
Reference directory
3,761 providers
| Evidence | Type | ||
|---|---|---|---|
| Sterling Advisory Services, Inc. | ADV registration | SEC ERA | $87.4M |
| 1707 Capital, LLC | ADV registration | SEC ERA | $87.2M |
| Runway Growth Capital LLC | ADV registration | SEC RIA | $87.1M |
| K••••••• C•••••• P••••••• | ADV registration | SEC ERA | $86.5M |
| R• I••••••••• A•••••••• L•• | ADV registration | SEC ERA | $86.3M |
| 5• A•••••• | ADV registration | SEC RIA | $86.3M |
| N••• C•••••• G•••• H••••••• L•• | ADV registration | SEC ERA | $86.2M |
| C••••••• S••••• I••••••••• M••••••••• | ADV registration | SEC RIA | $86.0M |
| C•••••••• A••••• P••••••• | ADV registration | SEC RIA | $85.9M |
| A•••••• C•••••• A•••••••• L•• | ADV registration | SEC ERA | $85.8M |
| E•• V••••••• L•• | ADV registration | SEC ERA | $85.7M |
| P•••••••• C•••••• M••••••••• L•• | ADV registration | SEC ERA | $85.7M |
| K•••••• L•• | ADV registration | SEC ERA | $85.6M |
| A••• G••••• P••••••• L• | ADV registration | SEC RIA | $85.6M |
| V•••••• C•••••• P•••••••• L•• | ADV registration | SEC ERA | $85.6M |
| P•••••• E••••• I••••••••• I••• | ADV registration | SEC RIA | $85.4M |
| B••••• I••••••••• P••••••• I• L••• | ADV registration | SEC ERA | $85.3M |
| T•••• L•••• C•••••• M••••••••• L•• | ADV registration | SEC ERA | $84.9M |
| E••••••• | ADV registration | SEC ERA | $84.8M |
| T•••• C••••••• L•• | ADV registration | SEC ERA | $84.7M |
| G•••• R•• I••••••••• A•••••• L•• | ADV registration | SEC RIA | $84.6M |
| E••• F•••••• | ADV registration | SEC ERA | $84.4M |
| R••• M••••••••• L•• | ADV registration | SEC ERA | $84.2M |
| D•••• C•••••• P••••••• M••••••••• L•• | ADV registration | SEC ERA | $84.2M |
| S••••••• C• M•••••• L• | ADV registration | SEC RIA | $84.1M |
| P•••• P•••••••• L•• | ADV registration | SEC ERA | $83.9M |
| W•••••••• R••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $83.6M |
| S• I•••••••• | ADV registration | SEC RIA | $83.6M |
| S•••••• C••••••• L•• | ADV registration | SEC ERA | $83.2M |
| P••• A••••••• L•• | ADV registration | SEC ERA | $83.2M |
| M••••••• A•••• M••••••••• L•• | ADV registration | SEC RIA | $83.0M |
| S••••••• C•••••• L•• | ADV registration | SEC ERA | $83.0M |
| S•••••••• I••••••••• P••••••• L•• | ADV registration | SEC RIA | $83.0M |
| R•• O•• P•••••••• L•• | ADV registration | SEC ERA | $82.8M |
| G••••••• C••••••• L•• | ADV registration | SEC RIA | $82.7M |
| C••••••• | ADV registration | SEC ERA | $82.6M |
| O••••••••• A•••• M••••••••• | ADV registration | SEC RIA | $82.6M |
| C• I••••••••• M••••••••• L•• | ADV registration | SEC ERA | $82.6M |
| T•• S••••••• G•••• L•• | ADV registration | SEC ERA | $82.6M |
| N••• C•••••• L•• | ADV registration | SEC ERA | $82.4M |
| A••••••••• W••••• A••••••• L•• | ADV registration | SEC RIA | $82.4M |
| K••••• F••••••••• L•• | ADV registration | SEC RIA | $82.4M |
| U•• G••••• C•••••• L•• | ADV registration | SEC RIA | $82.3M |
| M•••••••• P••••••• L•• | ADV registration | SEC ERA | $82.0M |
| C••••••••• A•••••••• L•• | ADV registration | SEC ERA | $81.9M |
| C•••••••• I••••••••• P•••••••• L•• | ADV registration | SEC ERA | $81.7M |
| B••••••• C•••••• L•• | ADV registration | SEC ERA | $81.7M |
| M•• R•••••• G••••• L•• | ADV registration | SEC ERA | $81.6M |
| T•••••••• G•••• | ADV registration | SEC RIA | $81.5M |
| B••• D•••••• C•••••• I••••••••• A••••••• | ADV registration | SEC RIA | $81.4M |
| Q•••••• A••••••• L••••• | ADV registration | SEC RIA | $81.3M |
| R••• H••• L• | ADV registration | SEC ERA | $81.0M |
| M•••• C•••••• P•••••••• L•• | ADV registration | SEC ERA | $81.0M |
| B•••••••• | ADV registration | SEC RIA | $80.9M |
| M••••••• C•••••• L•• | ADV registration | SEC ERA | $80.8M |
| S••••• C•••••• M••••••••• L• | ADV registration | SEC RIA | $80.7M |
| Y••• M••••••••• L•• | ADV registration | SEC ERA | $80.6M |
| N•• I••••••••• P••••••• L•• | ADV registration | SEC ERA | $80.6M |
| S••••• C•••••• P••••••• M••••••••• L•• | ADV registration | SEC ERA | $80.5M |
| P•••• L••• A•••••••• L•• | ADV registration | SEC RIA | $80.4M |
The capital provider names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get Independent Sponsor Intelligence at $199 a month for every name. Every figure, date and source is public either way.
The weekly brief
Tell us your sectors and check structure. Every Monday: the independent sponsors that closed in them, who financed each deal, and which of them DFX has not observed on a deal beside you.
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