DFX Intelligence
Capital
Equity and debt, by what the record showsWhat these records areThese are reference records. A row here is a regulator's entry about a firm: an SBIC licence, an ADV registration, a Form D filing. DFX has not observed any of these firms on a deal beside an independent sponsor. That is a statement about DFX coverage, not about the firm. The observed network is where the deal evidence is.SBIC licensees carry a regulator-published strategy, fund size, average investment and a yes/no on whether they are making new investments. Advisers carry their private fund assets and registration date. Fund vehicles carry the amount sold. Sponsor friendliness is a prior until observed transactions replace it, and the page says which.
Observed capital network
Reference directory
3,761 providers
| Evidence | Type | ||
|---|---|---|---|
| Y Investments, LLC | ADV registration | SEC ERA | $3.0M |
| Kruse Asset Management, LLC | ADV registration | SEC RIA | $2.9M |
| Grey Mountain Partners | ADV registration | SEC ERA | $2.8M |
| S••••••••• I••• | ADV registration | SEC RIA | $2.7M |
| K•••• M••••••••• L•• | ADV registration | SEC ERA | $2.6M |
| H••••••••• N•••• W••••• A•••••••• I••• | ADV registration | SEC RIA | $2.6M |
| A••••••••• I••••••••• M••••••••• L•• | ADV registration | SEC ERA | $2.6M |
| P••••• A•••••••• L•• | ADV registration | SEC RIA | $2.6M |
| V•••••• N••••• I••••••••• M••••••••• L••• | ADV registration | SEC RIA | $2.5M |
| T••••••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $2.5M |
| E•••••• P••••• F••••• O••••• | ADV registration | SEC RIA | $2.3M |
| H••••• L•••• L•• | ADV registration | SEC RIA | $2.3M |
| K•••••• | ADV registration | SEC RIA | $2.3M |
| A••••••• W••••• A•••••••• I••• | ADV registration | SEC RIA | $2.1M |
| N••••••••• C•••••• P•••••••• I••• | ADV registration | SEC ERA | $2.1M |
| T•• I••••••• C••••••••• L•• | ADV registration | SEC RIA | $2.0M |
| W•••• R••••••• A•••••••• L•• | ADV registration | SEC RIA | $2.0M |
| U• T•••• •••• W••••• M••••••••• L•• | ADV registration | SEC ERA | $2.0M |
| Z•••••••• I•• | ADV registration | SEC ERA | $2.0M |
| M•••• W••••• L•• | ADV registration | SEC ERA | $2.0M |
| S••••••• V••••••• M••••••••• L•• | ADV registration | SEC ERA | $2.0M |
| U••••• P•••• S•••••• I•• | ADV registration | SEC ERA | $2.0M |
| Q••••••••• S••••••••• S••••••••• L•• | ADV registration | SEC RIA | $1.9M |
| U••••••• M••••••••• L•• | ADV registration | SEC ERA | $1.8M |
| N•••••• C•••••• G••••• L•• | ADV registration | SEC RIA | $1.8M |
| K••••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $1.7M |
| J•••• T•••••• I••••••••• P•••••••• L•• | ADV registration | SEC RIA | $1.7M |
| S•• I••••••••• F••• L•• | ADV registration | SEC ERA | $1.6M |
| M•••••••• A••••••• | ADV registration | SEC RIA | $1.6M |
| T•••••• F•••••••• A••••••• L•• | ADV registration | SEC RIA | $1.5M |
| D••••••• A•••••••• L•• | ADV registration | SEC RIA | $1.5M |
| C•• N•• O••••••••• L•• | ADV registration | SEC RIA | $1.3M |
| S•• S•••••• C•••••• M••••••••• L•• | ADV registration | SEC ERA | $1.2M |
| A•••• • A••••••• G••••• P••••••• | ADV registration | SEC RIA | $1.2M |
| S•• I••••••••• C•••••• I••• | ADV registration | SEC RIA | $1.1M |
| C•••••••• C•••••• P••••••• L•• | ADV registration | SEC RIA | $1.1M |
| B•••• V•••••• P••••••• M••••••••• C•••••• I••• L•• | ADV registration | SEC RIA | $1.1M |
| L•••••• F•••••••• | ADV registration | SEC RIA | $1.0M |
| D••••••• G••••• I••• | ADV registration | SEC RIA | $1.0M |
| V••••••• C•••••• I•• | ADV registration | SEC ERA | $1.0M |
| E••••••••• A•••• M••••••••• | ADV registration | SEC ERA | $1.0M |
| F•••••••• C•••••• L•• | ADV registration | SEC ERA | $1.0M |
| H••••• F••••••••• L•• | ADV registration | SEC ERA | $1.0M |
| A••••• T••••••••• I•• | ADV registration | SEC ERA | $1.0M |
| C•••••• L•• | ADV registration | SEC ERA | $1.0M |
| S••••••• G••••• M••••••••• I•• | ADV registration | SEC ERA | $1.0M |
| W••••••• L•• | ADV registration | SEC ERA | $1.0M |
| F••••• C•••••• M••••••••• L•• | ADV registration | SEC ERA | $1.0M |
| N••••••••• V•••••• P••••••• I••• | ADV registration | SEC ERA | $1.0M |
| A••• R••••••• T••••••••• L•• | ADV registration | SEC ERA | $1.0M |
| M•••• C••••••••• E••••••• L•• | ADV registration | SEC ERA | $1.0M |
| F••••• S••• F•••••••• A••••• M••••••••• I•• | ADV registration | SEC ERA | $1.0M |
| B••••••• C•••••• M••••••••• L•• | ADV registration | SEC ERA | $1.0M |
| M••••••• T•• L•• | ADV registration | SEC RIA | $831,827 |
| O••••••••• I•• | ADV registration | SEC RIA | $827,684 |
| B••••• C•••••• A••••••• I•• L•• | ADV registration | SEC ERA | $819,584 |
| A•••••• L•• | ADV registration | SEC RIA | $800,000 |
| A••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $717,654 |
| F••••••• S•• L•• | ADV registration | SEC ERA | $670,000 |
| I•••••• L••• | ADV registration | SEC ERA | $588,130 |
The capital provider names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get Independent Sponsor Intelligence at $199 a month for every name. Every figure, date and source is public either way.
The weekly brief
Tell us your sectors and check structure. Every Monday: the independent sponsors that closed in them, who financed each deal, and which of them DFX has not observed on a deal beside you.
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