DFX Intelligence
Capital
Equity and debt, by what the record showsWhat these records areThese are reference records. A row here is a regulator's entry about a firm: an SBIC licence, an ADV registration, a Form D filing. DFX has not observed any of these firms on a deal beside an independent sponsor. That is a statement about DFX coverage, not about the firm. The observed network is where the deal evidence is.SBIC licensees carry a regulator-published strategy, fund size, average investment and a yes/no on whether they are making new investments. Advisers carry their private fund assets and registration date. Fund vehicles carry the amount sold. Sponsor friendliness is a prior until observed transactions replace it, and the page says which.
Observed capital network
Reference directory
9,625 providers
| Evidence | Type | ||
|---|---|---|---|
| Westriver Management, LLC | ADV registration | SEC RIA | $444M |
| Southeast Asset Advisors, LLC | ADV registration | SEC RIA | $444M |
| OAK Harbor Capital, LLC | ADV registration | SEC RIA | $442M |
| A•••••• C•••••• P••••••• | ADV registration | SEC RIA | $442M |
| C••••• C•••••• | ADV registration | SEC RIA | $441M |
| B••••••• S•••••••• C•••••• P•••••••• L• | ADV registration | SEC RIA | $440M |
| B•••••••• E••••• P••••••• | ADV registration | SEC RIA | $440M |
| G••••••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $439M |
| B•••••• M••••••••• I• L•• | ADV registration | SEC RIA | $439M |
| S••••• A•••• P••••••• | ADV registration | SEC RIA | $438M |
| A•••• E••••• P•••••••• L•• | ADV registration | SEC RIA | $437M |
| H••••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $437M |
| C•••••• H••••••• L•• | ADV registration | SEC ERA | $433M |
| D••••••••• C•••••• M••••••••• L• | ADV registration | SEC RIA | $433M |
| E•••••••• G••••• P•••••••• L•• | ADV registration | SEC RIA | $432M |
| E•••••• C•••••• | ADV registration | SEC RIA | $432M |
| A••••••• T••••• I• L•• | ADV registration | SEC RIA | $432M |
| G••••••• C•••••• M••••••••• | ADV registration | SEC RIA | $430M |
| P••••••••• M••••••••• C••• L• | ADV registration | SEC RIA | $429M |
| L•••••••• C•••••• P••••••• | ADV registration | SEC RIA | $429M |
| C••••••••• P••••••• I••••••••• M••••••••• L• | ADV registration | SEC RIA | $428M |
| B•••• B•• P•••••••• L•• | ADV registration | SEC RIA | $428M |
| C•• M••••••••• L•• | ADV registration | SEC RIA | $428M |
| H•• M••••••••• C••••••••• | ADV registration | SEC RIA | $427M |
| C•• C•••••• | ADV registration | SEC RIA | $426M |
| S•••• I••••••••• P••••••• | ADV registration | SEC ERA | $425M |
| T••••••• A••••••• | ADV registration | SEC RIA | $425M |
| C•••••• I••••••••• I••• | ADV registration | SEC RIA | $423M |
| F••• P•••• C•••••• P••••••• L•• | ADV registration | SEC RIA | $421M |
| C•••••••• I••••••••• M••••••••• L•• | ADV registration | SEC RIA | $421M |
| S•••• Q•••• A•••••••• L•• | ADV registration | SEC RIA | $421M |
| M••••••• C•••••• L• | ADV registration | SEC RIA | $421M |
| M•••••••• A•••• M••••••••• L• | ADV registration | SEC RIA | $419M |
| S••••• P••••••• C••••• A•••••••• L••• | ADV registration | SEC RIA | $419M |
| P•• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $419M |
| S•••••• C••••••• L•• | ADV registration | SEC RIA | $418M |
| K••••••• L•• | ADV registration | SEC RIA | $416M |
| S•••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $415M |
| A•••••••• P•••••••• L• | ADV registration | SEC RIA | $413M |
| R••••••• C•••••• | ADV registration | SEC RIA | $411M |
| Z•••••• E••••• L•• | ADV registration | SEC RIA | $410M |
| P•••••• E••••• L•• | ADV registration | SEC RIA | $410M |
| G••••••••• G••••• P••••••• | ADV registration | SEC RIA | $409M |
| I••••••• C••••••• L•• | ADV registration | SEC RIA | $408M |
| S••••• C•••••• M••••••••• L• | ADV registration | SEC RIA | $408M |
| O•• R••• C•••••• M••••••••• L•• | ADV registration | SEC RIA | $407M |
| B••••• G••••• P•••••••• L•• | ADV registration | SEC RIA | $407M |
| G•••••• C•••••• H••••••• L•• | ADV registration | SEC RIA | $407M |
| P• S••••••••• A•••• M••••••••• L• | ADV registration | SEC RIA | $406M |
| F••••••••• A•••• M••••••••• L• | ADV registration | SEC RIA | $405M |
| 1•• P••••••• I••••••••• M••••••••• L•• | ADV registration | SEC ERA | $405M |
| L••• A•••• M••••••••• L•• | ADV registration | SEC RIA | $405M |
| C•••••• C•••••• L•• | ADV registration | SEC RIA | $404M |
| R• A•••••••• L•• | ADV registration | SEC RIA | $403M |
| G•• P•••••• C•••••• S•••••••• L•• | ADV registration | SEC RIA | $403M |
| V••••••••• A•••••••• L•• | ADV registration | SEC RIA | $401M |
| S•••••••• C•••••• P•••••••• L•• | ADV registration | SEC RIA | $400M |
| C•••••••• I••••••••• P•••••••• L•• | ADV registration | SEC RIA | $400M |
| T••••••• I••••••••• P••••••• | ADV registration | SEC RIA | $398M |
| L••• A•••• M••••••••• | ADV registration | SEC RIA | $398M |
The capital provider names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get Independent Sponsor Intelligence at $199 a month for every name. Every figure, date and source is public either way.
The weekly brief
Tell us your sectors and check structure. Every Monday: the independent sponsors that closed in them, who financed each deal, and which of them DFX has not observed on a deal beside you.
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