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NYUnverified filing group, research onlyIndependent sponsor

Latest vehicle Oct 21, 2024

2 vehicles · 8 principals · 25 observations

Mandate updated Sep 13, 2026

Unverified filing group, research only. A group of SEC Form D vehicles joined by shared principals or a shared address. No evidence yet identifies the firm behind it, so it is never shown beside a company as a sponsor. It is listed only under research on the sponsor directory.

Why this kind

for: 2 single-deal acquisition vehicles
for: deal vehicles with no pooled fund and no ADV registration
for: 2 principals recur across the vehicles

before the classifier: Independent sponsor

What they claim, and what they have done

Observed

0 platform or control deals
0 add-ons bought by its portfolio companies
0 recapitalizations, 0 minority stakes

Claimed on its own website

No buy criteria were read from its website.

What the filings and deals add up to

Sectors: Tech enabled services (1)
FactForm D industry group of 2 vehicles· 60%· Federal regulator filings
Geography: NY (1), WI (1) · Midwest, Northeast
Factstate of organisation / filing address of vehicles· 60%· Federal regulator filings
Equity raised per vehicle: Not observed
FactTOTALAMOUNTSOLD on each vehicle's Form D; a proxy for the equity check the sponsor raises per deal, not enterprise value· 60%· Federal regulator filings
Control preference: 50% of 2 vehicles flagged business combinations
Inferenceshare of vehicles whose Form D flags a business combination· 65%· Federal regulator filings
Security types: Equity: 1
Factsecurity types sold on the vehicles' Form Ds· 60%· Federal regulator filings
Activity: 2 vehicles, first 2021-11-12, latest 2024-10-21, 0 in the last 12 months
FactForm D filing dates· 95%· Federal regulator filings
Principal count: 7
Factrelated persons across the vehicles· 90%· Federal regulator filings

How do we know

Not verified as a sponsor firm. A group of SEC Form D vehicles joined by shared principals or a shared address. No evidence yet identifies the firm behind it, so it is never shown beside a company as a sponsor.

2 acquisition or co-investment vehicles filed on SEC Form D were joined to this record by shared executive officers or promoters, or by a shared filing address. Every edge below carries the evidence that produced it.

Nothing on this page comes from a website claim unless it is labelled as such with the URL.

Who has financed them

No capital provider has been observed financing this sponsor in an announcement yet.

Who finances deals like theirs

No deal of this firm is on a company DFX could classify by sector, so there is nothing to compare it against.

What have they done

Vehicle	Linked by	Conf.
I••••• P••••• H•••••••• I•••	Shared principal	90%
E•• P••••• L•	Shared principal	90%

What appears to be their current activity

No vehicle filed in the last 12 months; latest filing Oct 21, 2024, first observed 2021-11-12.

Principals on the filings

P•••• W••••••Executive Officer/Executive Officer/Director
V••••• S•••••Executive Officer/Executive Officer/Director
V•••• S•••Executive Officer
T•• M••••••Executive Officer
D•••• K••••••••Executive Officer
S••••••• A•••••Executive Officer
E•• P••••• G• L••Promoter
V••••• S•••••Executive Officer

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

Also named here, with no published line of their own (reach them through the firm): P•••• W•••••• (Executive Officer/Executive Officer/Director), V••••• S••••• (Executive Officer/Executive Officer/Director), D•••• K•••••••• (Executive Officer), S••••••• A••••• (Executive Officer), T•• M•••••• (Executive Officer), V•••• S••• (Executive Officer).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Identity links

P•••• M••••••••• A••••••••• L•• ••••••••Possibly same sponsorInferenceconfidence 60%
S•••• H•••••• I• I••• ••••••••Possibly same sponsorInferenceconfidence 60%
A•• C•••••• C••••••• ••••••• g•••••Possibly same sponsorInferenceconfidence 60%
C•••••• M••••••••• H••••••• L•• ••••••••Possibly same sponsorInferenceconfidence 60%

Evidence

Fact	Value	Class	Source
Entity kind	Independent sponsor firm	Inference	DFX model output (scores, estimates, matches) no URL
Entity kind	Independent sponsor firm	Inference	DFX model output (scores, estimates, matches) no URL
Entity kind	Independent sponsor firm	Inference	DFX model output (scores, estimates, matches) no URL
Entity kind	Independent sponsor firm	Inference	DFX model output (scores, estimates, matches) no URL
Entity kind	Independent sponsor firm	Inference	DFX model output (scores, estimates, matches) no URL
Mandate	••• Locked	Inference	DFX model output (scores, estimates, matches) no URL
Mandate	••• Locked	Inference	DFX model output (scores, estimates, matches) no URL
Mandate	••• Locked	Inference	DFX model output (scores, estimates, matches) no URL
Mandate	••• Locked	Inference	DFX model output (scores, estimates, matches) no URL
Mandate	••• Locked	Inference	DFX model output (scores, estimates, matches) no URL
Sponsor classification	Independent sponsor	Inference	DFX model output (scores, estimates, matches) no URL
Sponsor classification	Independent sponsor	Inference	DFX model output (scores, estimates, matches) no URL

13 further observations are on the record behind these, each with its own source and date. Ask and we will send the lot.

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