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5••• A••••••

Direct lenderBDC adviser· New York, NY

Direct lender, based in New York, NY, advising 1 BDC with $707M at fair value across 26 borrowers.

Composed from this provider's classification, location and filed figures.

BDC fair value
$707M
BDC 10-K schedules of investments, summed
Borrowers
26
BDC schedules and named deals
Sponsors
9
Sponsor and lender pairs across its borrowers
Sponsor relationships (9)BDCs (1)
As of · the latest BDC schedule or sponsor pairing on record for this provider
Why this matters
Every figure, and the identifiersCRD 328959 · 1 other DFX graphsShow
Direct lenderCRD 328959
BDCs managed
1
read from each BDC's 10-K
BDC fair value
$707M
latest schedules, summed
BDC principal held
$718M
debt pieces, the filers' figures
Credit funds
0
Form ADV Schedule D
Borrowers
26
across BDCs and named deals
Sponsors
9
sponsor x lender pairs
Adviser RAUM
not established
as filed on Form ADV
On other DFX graphs
1
shared identifiers only
BDCs managed
BDCFair valueBorrowersAs of
5• L•••••• P••••••• C••••$707M26Jun 30, 2026
Sponsor relationships
by borrowers financed across the provider's BDCs
All 9 sponsors
All 9 pairs
Named as lender on a deal
carried from sponsor and lender announcements
No deal announcement on the graph names this provider as a lender.
Facilities held or named
0 on the graph
The provider's pieces sit on its BDCs' pages; no facility is held in this entity's own name.
Credit funds on Form ADV
candidates by name; Form ADV has no private credit fund type
No credit-named private fund on this adviser's Form ADV.
What changed
Full timeline · 9 events
How this provider is known
Direct lender
probable · bdc adviser 10kreportedsec.gov"••• Locked"
RIA Intelligence
5••• A••••••derivedname unique adv

Not yet on record: credit fund assets.