DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
L••••••• C••••••• L••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· New York, NYl•••••••••.com
Hybrid manager, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $14B
- PE fund assets
- $443M
- PE funds
- 6
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 2
- RAUM $14B
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 6 of 61 distinct vehicles; hedge, securitized or liquidity vehicles 53
- Size band
- Lower middle marketdefined by: proxy: $0.44bn Private Equity Fund GAV on the Form ADV filed 2024-08-14
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 6 of 61 distinct vehicles; hedge, securitized or liquidity vehicles 53
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 17, 2026
- RAUM
- $14Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $443Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $17Bevery private fund type, latest filing
- 2024 PE fund GAV
- $443Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 10%
- Fund type mix
- filed 2024-08-14, latest gav Hedge Fund $9.9B, Other Private Fund $352M, Private Equity Fund $443M, Securitized Asset Fund $4.9B, latest counts Hedge Fund 23, Other Private Fund 2, Private Equity Fund 6, Securitized Asset Fund 11, lifetime distinct Hedge Fund 38, Other Private Fund 2, Private Equity Fund 6, Securitized Asset Fund 15
- Employees
- 61
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L••••••• S••••••••• I••••• M••••• F••• I••• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $33.1M as of Aug 14, 2024 | no Form D | Unknown | |
| L••••••• S••••••••• I••••• •••• M••••• F••• I••• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $33.1M as of Aug 14, 2024 | no Form D | Unknown | |
| L••••••• S••••••••• O••••••••• M••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $76.2M as of Aug 14, 2024 | no Form D | Unknown | |
| L••••••• S••••••••• O••••••••• E•• M••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $76.2M as of Aug 14, 2024 | no Form D | Unknown | |
| L••••••• S••••••••• O••••••••• F••• •••• M••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $112M as of Aug 14, 2024 | no Form D | Unknown | |
| L••••••• S••••••••• O••••••••• M••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $112M as of Aug 14, 2024 | no Form D | Unknown |
Team
7 current, 7 former
Partner (3)
- C•••• S••••• · Portfolio Manager · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••• H••••• L••••••• · Manager · since Mar 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••••••• L•• L••••••• · Manager · since Oct 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- F•••• J•••• B••••••••• · Chief Operating Officer & General Counsel · since Jun 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••••• V• R••••• · Chief Administrative Officer · since Jun 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• L•• S••••• · Chief Compliance Officer & Counsel · since Oct 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• A••• L•••••• · Chief Financial Officer · since Aug 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- E••••• Y•••• X• · Head Of Investing Technology · Jun 1, 2010 to Feb 25, 2020 Inference
- L••• J•••••• D•••••• · Co-Head Of Trading · Jan 1, 2018 to Nov 3, 2020 Inference
- F••• J••••• B••••••••• · Manager · Mar 1, 2018 to Aug 9, 2023 Inference
- J••••• S••••• M••••• · Member & Head Of Trading · Jun 1, 2010 to Mar 29, 2018 Inference
- E•••• J••• L•••••• · Chief Compliance Officer & Assistant General Counsel · May 1, 2019 to Dec 13, 2022 Inference
- P••••• •••• K•••• · Chief Compliance Officer · Nov 1, 2022 to Nov 16, 2023 Inference
- R••••• F•••••• E•••• · Chief Financial Officer · Jun 1, 2010 to Aug 14, 2012 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- E•••• C•••••• P••••••• 3 shared · strong · last Jan 1, 2023
- G• S••••••••• I••• 2 shared · recurring · last Jan 1, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012••• Locked
Across the graphs
L••••••• C••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…