DFX Intelligence

Private Equity Intelligence

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Firms / R•••• A•••••• L•••••

R•••• A•••••• L•••••

Hybrid manager · probableLower middle marketChicago, ILr••••.comSEC registered investment adviser

Classification

Class: Hybrid managerprobable, confidence 65%
Basis: R4: Private Equity Funds are 3 of 21 distinct vehicles; hedge, securitized or liquidity vehicles 7
Size band: Lower middle marketdefined by: proxy: $0.73bn Private Equity Fund GAV on the Form ADV filed 2024-10-02

Classification history (1)

Sep 13, 2026
Hybrid manager (probable, 65%, cls-pe-1)
R4: Private Equity Funds are 3 of 21 distinct vehicles; hedge, securitized or liquidity vehicles 7

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Nov 21, 2011 to Oct 2, 2024
RAUM: $32Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 3
PE fund GAV, latest filing: $729Mreported gross assets (Form ADV), not fund size
All private fund GAV: $4.3Bevery private fund type, latest filing
2024 PE fund GAV: $729Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 14%
Fund type mix: filed 2024-10-02, latest gav Other Private Fund $1.3B, Private Equity Fund $729M, Securitized Asset Fund $2.3B, latest counts Other Private Fund 5, Private Equity Fund 3, Securitized Asset Fund 6, lifetime distinct Real Estate Fund 3, Other Private Fund 8, Private Equity Fund 3, Securitized Asset Fund 7
Employees: 149
Headquarters: Chicago, IL
Office address: 222 S. RIVERSIDE PLAZA, Chicago, IL, 60606
Business phone: 312-537-7000

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

4 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
F••• C•••••• J••••• C•••••• F••• V•••• L• ADV: Private Equity Fund	buyout or unlabelled	2023 first reported on Form ADV	$207M as of Oct 2, 2024		no Form D	Early deployment
F••• C•••••• J••••• C•••••• F••• V•• L• ADV: Private Equity Fund	buyout or unlabelled	2022 first reported on Form ADV	$377M as of Oct 2, 2024		no Form D	Early deployment
F••• C•••••• J••••• C•••••• F••• V•••• L• ADV: Private Equity Fund	Feeder or parallel	2022 first reported on Form ADV	$145M as of Oct 2, 2024		no Form D	Early deployment
R•••• C••• P••• I••••••••• F••• L•••	buyout or unlabelled	2017 Form D first sale	unknown	no reporting	$2.4B	Fundraising

Team

6 current, 14 former

Managing partner (2)

J••• W• V••••••• · Co-Chief Executive Officer · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
T••• H•••••••• · Co-Chief Executive Officer · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (4)

F••••• K•••••• · Chief Operating Officer · since Sep 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J••••••• P••••• P•••• · Chief Legal Officer · since Nov 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
M•••••• J••••• G••••••• · Chief Financial Officer · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
M••••••• S••••• G••••• · Chief Compliance Officer · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

14 former (kept with end dates)

M•••••• R•••••• L•••••• · Chief Executive Officer · Jul 1, 2020 to May 28, 2021 Inference
P••••• C••••• · Chief Executive Officer · Jul 1, 2010 to Jul 28, 2020 Inference
T•••••• K•••• G••••••• · R•••• A••••••s Chief Executive Officer · Mar 1, 2007 to Jan 3, 2012 Inference
T••• H•••••••• · R•••• A••••••s Chief Executive Officer · Jan 1, 2012 to Mar 28, 2014 Inference
A•••• S•••••• · R•••• A••••••s Chief Operating Officer · Jul 1, 2011 to Mar 28, 2014 Inference
B•••• B•••• · Chief Legal Officer · Sep 1, 2015 to Jan 18, 2019 Inference
B•••• D•••••• · Chief Financial Officer · Mar 1, 2007 to Jan 17, 2018 Inference
C•••••• P••••• N••••• · Chief Operating Officer · Jul 1, 2020 to Jul 27, 2023 Inference
J•••• S•••• R••• · Chief Compliance Officer · Jul 1, 2011 to Nov 19, 2012 Inference
J••••••• M••••• C•••••• · Chief Legal Officer · Jan 1, 2013 to Oct 7, 2015 Inference
M•••••• M• C•••••••• · Deputy Coo Of Alternatives And Real Assets And Coo Of A••••••s · Jul 1, 2011 to Mar 28, 2014 Inference
M••••• C•••• L••••••••• · Chief Legal Officer · Oct 1, 2010 to Jul 26, 2012 Inference
R•••• O•••••••• B••••• · Chief Compliance Officer · Nov 1, 2012 to Mar 28, 2014 Inference
S•••••••• K• M••• · Chief Legal Officer · Jul 1, 2012 to Feb 7, 2013 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

D•• I••••••••• D••••••••• I•• 4 shared · strong · last May 29, 2026

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Jul 24, 2026
R•••• A•••••• L•••••: Private Equity Funds on Form ADV 3 (2024 extract) -> 0 (roster 2026-09-01)
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Nov 21, 2011
R•••• A•••••• L••••• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness97 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9722222222222222,"evidence":"5 method: sum of component points, capped at 1.0
model score-pe-1
Research priority40 · MODERATE: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite20 · LOW: as of: 2026-09-21items: [{"code":"RECENT_FUND","points":0.2,"caution":"a recent fund is evidence of deplmethod: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness42 · MODERATE: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.4166666666666667,"evidence":["website","funmethod: sum of component points, capped at 1.0
missing: description, portfolio, transactions, stated criteria, lenders, lps, cross dfx
model score-pe-1
Fund deployment activity85 · HIGH: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: 5 days ago
Observations: 25
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

R•••• A•••••• L••••• is the same institution as 3 records in RIA and Wealth, Private Credit and Real Estate Funds.

RIA and Wealth1Private Credit1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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