DFX Intelligence
Placement agents
Who markets private equity fundsAbout this listAn agent appears here when a fund's adviser names it as a marketer on Form ADV (Schedule D, 7.B.(1), question 28) or when the fund's Form D names it as a sales compensation recipient. Fund vehicles are counted as filed, so a main fund, its parallel funds and its feeders count separately. “Latest generation” means the agent is named on a vehicle of the sponsor's most recent vintage or the one before it.
4,432 placement agents
| Agent | Sponsors | Repeat | Last 3 years | Latest generation | Fund vehicles | Years named | Most frequent sponsors |
|---|---|---|---|---|---|---|---|
Ueda Yagi Securities Co., Ltd Tokyo | 1 | 1 | 1 | 1 | 8 | 2018 to 2024 | Monroe Capital Management Advisors LLC (8) |
Uhlmann Price Chicago, IL | 1 | 0 | 1 | 0 | 1 | 2021 to 2024 | Ridgeline Productions LLC (1) |
ULF Buhne Stockholm | 1 | 0 | 0 | 0 | 1 | 2021 to 2021 | JAB Consumer Fund Management Sarl (1) |
Ullico Investment Company, Inc. Washington, DC · CRD 135195 | 1 | 1 | 1 | 1 | 3 | 2012 to 2024 | Ullico Investment Advisors, Inc. (3) |
Ullman Wealth Management Inc. Toronto | 1 | 1 | 0 | 0 | 4 | 2020 to 2021 | Star Mountain Fund Management, LLC (4) |
UMB Bank, N.A. Kansas City, MO | 1 | 0 | 1 | 1 | 1 | 2023 to 2024 | Bbam US LP (1) |
Unicorn Sp Alternative Investments, LLC Miami, FL | 1 | 0 | 1 | 0 | 1 | 2024 to 2026 | Apollo (1) |
Unicorn Strategic Capital Miami, FL | 1 | 1 | 1 | 1 | 2 | 2026 to 2026 | Vista Equity Partners Management, LLC (2) |
Unicorn Strategic Partner Alternative Investments LLC Miami, FL | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Apex Investments (1) |
Unicorn Strategic Partners LLC Miami, FL | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Redbird Capital Partners Management LLC (1) |
Unified Vision Capital Private Limited New Delhi | 1 | 0 | 0 | 0 | 1 | 2014 to 2014 | Samara Capital Management Limited (1) |
Uniqa Capital Markets Gmbh Vienna | 1 | 0 | 1 | 0 | 1 | 2022 to 2024 | Invesco (1) |
United Overseas Bank London | 1 | 0 | 1 | 0 | 1 | 2023 to 2024 | Hamilton Lane (1) |
UOB Equity Sales LLC New York, NY | 1 | 1 | 0 | 0 | 2 | 2012 to 2013 | Horizon Kinetics Asset Management LLC (2) |
UOB Global Capital LLC New York, NY · CRD 109841 | 1 | 0 | 0 | 0 | 1 | 2012 to 2012 | Portfolio (1) |
UOB Global Equity Sales LLC New York, NY · CRD 126500 | 1 | 1 | 0 | 0 | 3 | 2012 to 2019 | Horizon Kinetics Asset Management LLC (3) |
US Bank Na Minneapolis, MN | 1 | 0 | 0 | 0 | 1 | 2019 to 2020 | Carlyle Group (1) |
US Bank, N.A. Minneapolis, MN | 1 | 1 | 0 | 0 | 3 | 1997 to 2007 | Morgan Stanley (3) |
US Capital Advisors LLC Houston, TX | 1 | 0 | 0 | 0 | 1 | 2014 to 2014 | Blackgold Capital Management LP (1) |
US Capital Global Securities, LLC San Francisco, CA · CRD 169544 | 1 | 0 | 0 | 0 | 1 | 2018 to 2021 | Icapital (1) |
US Tiger Securities, Inc. New York, NY · CRD 120583 | 1 | 1 | 1 | 0 | 2 | 2022 to 2024 | Highpost Capital, LLC (2) |
US Trust Company, N.A. New York, NY | 1 | 1 | 0 | 0 | 3 | 1997 to 2007 | Morgan Stanley (3) |
US Trust/bank of America Charlotte, NC | 1 | 1 | 0 | 0 | 2 | 2007 to 2021 | Morgan Stanley (2) |
Usca Ria LLC Houston, TX · CRD 152170 | 1 | 1 | 0 | 0 | 2 | 2016 to 2021 | Icapital (2) |
V2v Associates Princeton, NJ | 1 | 0 | 0 | 0 | 1 | 2016 to 2017 | Onemap Mineral Services LLC (1) |
Vadreianika Neuilly Sur Seine | 1 | 1 | 1 | 1 | 2 | 2022 to 2023 | JAB Consumer Fund Management Sarl (2) |
Valery Capital Bv Amsterdam | 1 | 0 | 0 | 0 | 1 | 2012 to 2013 | Bancroft Private Equity LLP (1) |
Valeurs Mobilières Desjardins Montreal | 1 | 1 | 1 | 1 | 2 | 2023 to 2024 | Hamilton Lane (2) |
Valore Caparada | 1 | 1 | 0 | 0 | 3 | 2017 to 2021 | Macquarie Infrastructure and Real Assets (europe) Ltd (3) |
Valoris Patrimoine Boulogne Billancourt | 1 | 1 | 1 | 1 | 3 | 2021 to 2024 | Tikehau (3) |
Value Advanced Investment Ltd. Holon | 1 | 0 | 1 | 0 | 1 | 2025 to 2025 | Carlyle Group (1) |
Value Feeder Funds Advanced Investments Ltd. Holon | 1 | 0 | 1 | 0 | 1 | 2024 to 2024 | Carlyle Group (1) |
Vanguard Advisers, Inc. Malvern, PA | 1 | 1 | 1 | 0 | 2 | 2021 to 2024 | Harbourvest Partners (2) |
Vanguard Marketing Corporation Malvern, PA | 1 | 1 | 1 | 0 | 2 | 2021 to 2024 | Harbourvest Partners (2) |
Vantage Capital Markets London | 1 | 1 | 1 | 0 | 2 | 2016 to 2023 | EJF Capital LLC (2) |
Vantage Capital Markets HK Limited ("VCM") Central, Hong Kong | 1 | 0 | 1 | 0 | 1 | 2026 to 2026 | Washington Harbour Partners LP (1) |
Vantrust Capital Las Condes, Reg. Metropolitana | 1 | 0 | 1 | 0 | 1 | 2025 to 2025 | Palladium (1) |
Vantrust Capital, Administradora General de Fondos, S.A. Las Condes | 1 | 1 | 1 | 1 | 2 | 2024 to 2024 | GI Partners (2) |
Various Schroders Group Entities Various | 1 | 1 | 1 | 1 | 16 | 2023 to 2024 | Schroders Capital (16) |
Various Schroders Group Entities, Ub Asset Management Ltd. Helsinki | 1 | 0 | 1 | 0 | 1 | 2023 to 2023 | Schroders Capital (1) |
Vbv-Pensionskasse Ag Wien | 1 | 0 | 1 | 0 | 1 | 2018 to 2024 | Invesco (1) |
VC Prive LLC San Francisco, CA | 1 | 0 | 0 | 0 | 1 | 2011 to 2014 | Silver Lake Technology (1) |
VCA Securities, LP New York, NY · CRD 130748 | 1 | 0 | 0 | 0 | 1 | 2014 to 2014 | Albright Capital Management LP (1) |
VCP Apex New York, NY | 1 | 1 | 1 | 1 | 2 | 2023 to 2023 | Appian Capital Advisory (2) |
Veerle Berbers Amsterdam | 1 | 0 | 1 | 0 | 1 | 2017 to 2023 | Aqua-Spark Management (1) |
VEF Versicherungseinrichtung Des Flugpersonals Zurich | 1 | 0 | 1 | 0 | 1 | 2018 to 2024 | Invesco (1) |
Venovate Marketplace, Inc. San Francisco, CA · CRD 151143 | 1 | 0 | 0 | 0 | 1 | 2013 to 2013 | Titan Advisors, LLC (1) |
Venture Link Advisers, LLC New York, NY | 1 | 0 | 0 | 0 | 1 | 2016 to 2016 | WM Partners, LP (1) |
Venturelink Advisers, LLC New York, NY | 1 | 0 | 0 | 0 | 1 | 2018 to 2018 | Drum Capital Management LLC (1) |
Veramount Tecnologia Ltda Rio De Janeiro | 1 | 0 | 1 | 1 | 1 | 2024 to 2024 | Fidus Investment Advisors, LLC (1) |