DFX Intelligence
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Registered advisor
D•••• C••••••••• B•••••
Feed of 09/15/2026
At current firm
13 y
since May 10, 2013
In the industry
21 y
since Apr 5, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 10, 2013 · Suffield, Ct
- U•• F•••••••• S••••••• I••• wirehouseMar 27, 2006 to May 20, 2013 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 20, 2013, registered May 10, 2013 (-10 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address